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A. Colby Parker

Chief Financial Officer and Treasurer at Kayne Anderson Energy Infrastructure Fund
Executive

About A. Colby Parker

A. Colby Parker is Chief Financial Officer and Treasurer of Kayne Anderson Energy Infrastructure Fund, Inc. (KYN), serving in these roles since April 2022 and elected annually; he has served as an officer of KYN since January 2019. Parker is a Managing Director at Kayne Anderson (since August 2023) and previously served as Controller at Kayne Anderson from July 2015 to August 2023; he was born in 1987 and has no other disclosed public directorships. KYN is externally managed by KA Fund Advisors, LLC (KAFA); executive officers are employed and compensated by KAFA rather than KYN, with KAFA indicating KYN’s performance is considered for certain senior manager compensation but specific metrics are not disclosed .

Past Roles

OrganizationRoleYearsStrategic Impact
Kayne Anderson Energy Infrastructure Fund, Inc. (KYN)Vice PresidentJun 2020 – Mar 2022 Executive officer supporting finance/treasury functions within externally managed closed-end fund
Kayne Anderson Energy Infrastructure Fund, Inc. (KYN)Assistant TreasurerJan 2019 – Mar 2022 Assisted treasury operations; continuity in officer roles
Kayne Anderson (Kayne Anderson Capital Advisors)ControllerJul 2015 – Aug 2023 Led firm-level accounting/controls; relevant to KYN’s externally managed model
Kayne AndersonManaging DirectorAug 2023 – Present Senior leadership at adviser; compensation determined by KAFA considering fund performance

External Roles

OrganizationRoleYearsNotes
None disclosedNo other directorships disclosed for past five years

Fixed Compensation

KYN does not pay salaries, bonuses, pensions, perquisites, or maintain executive employment agreements; executive officers are compensated by KAFA.

ComponentAmount/TermsNotes
Base salaryNot applicable (paid by KAFA; not disclosed by KYN) KYN pays no salaries to executive officers
Target bonus %Not applicable (KAFA-determined; not disclosed) KAFA considers KYN performance for certain senior managers
Actual bonusNot applicable (KAFA-determined; not disclosed) Not segregable to KYN services
Pension/SERPNone provided by KYN KYN does not provide pension/retirement
PerquisitesNone provided by KYN No perquisites or personal benefits
Deferred compensationNone provided by KYN

Performance Compensation

KYN does not maintain executive equity/incentive plans; KAFA states fund performance is a factor for certain senior manager compensation but details are not disclosed.

MetricWeightingTargetActualPayoutVesting
KAFA senior manager compensation (considering KYN performance)Not disclosed Not disclosed Not disclosed Not disclosed Not applicable at KYN (no company equity plans)

KYN does not maintain compensation plans under which its equity securities are authorized for issuance; thus, no RSUs/PSUs/options are granted by KYN to executive officers .

Equity Ownership & Alignment

ItemValueNotes
Common shares owned (beneficial)4,373 Direct beneficial ownership per proxy table
Shares outstanding (common)169,126,038 (as of Dec 31, 2024) Used for ownership % derivation
Ownership % of common~0.0026% (4,373 ÷ 169,126,038) Derived from disclosed share counts
Vested vs. unvested sharesNot disclosedKYN does not issue equity awards to execs
Options (exercisable/unexercisable)None disclosed at KYNKYN does not maintain equity compensation plans
Shares pledged as collateralNot disclosedNo pledging disclosure found in proxy
Stock ownership guidelinesNot disclosedNo executive ownership policy disclosure found
Aggregate Kayne Anderson-related insider/common ownership~$35 million in KYN common (aggregate for firm officers/employees) Alignment at adviser level

Employment Terms

TermDetails
Role and electionCFO & Treasurer since Apr 2022; executive officer elected annually; served since Jan 2019
Employment agreementNone with KYN (executive officers are KAFA employees)
Severance provisionsNone from KYN
Change-of-control provisionsNone from KYN
Clawback provisionsNot disclosed
Non-compete / Non-solicitNot disclosed in KYN filings
Garden leave / Consulting post-terminationNot disclosed
Time allocation requirementKAFA personnel not required to dedicate specific time; devote portion as needed for KAFA duties

Additional Governance/Disclosure Notes

  • Parker is listed as a proxy appointee for KYN’s 2025 Annual Meeting (with Adriana I. Jimenez) per proxy card language .
  • Section 16(a) compliance: KYN reported compliance for directors/executive officers; noted late Form 3 filings for two other officers, not Parker .

Investment Implications

  • Pay transparency is structurally limited: As an externally managed closed-end fund, KYN does not compensate executive officers; KAFA determines compensation, stating KYN performance is considered but providing no metric weights/targets—reducing pay-for-performance visibility and limiting direct linkage to KYN TSR or operating metrics .
  • Equity alignment at the individual level is modest: Parker’s disclosed beneficial ownership is 4,373 shares (~0.0026% of common), implying limited direct financial alignment via KYN equity; no company-issued equity awards, options, or vesting schedules exist to drive selling pressure or retention dynamics .
  • Retention risk primarily tied to KAFA: Absence of KYN employment agreements, severance, or change-of-control economics suggests retention and incentives reside at the adviser; investors should evaluate KAFA’s internal compensation structure and any firm-level ownership/lockup policies. Aggregate insider/firm-related ownership (~$35 million) supports broader organizational alignment with KYN, albeit not specific to Parker .
  • Pledging/hedging policy and ownership guidelines: Not disclosed for executive officers, representing a diligence gap for alignment risk assessment .