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Thomas D. Salus

Chief Legal and Administration Officer, Secretary at LIFECORE BIOMEDICAL, INC. \DE\
Executive

About Thomas D. Salus

Thomas D. Salus (age 56) is Chief Legal and Administration Officer and Secretary of Lifecore Biomedical (LFCR), appointed April 14, 2025. He previously served as General Counsel – Corporate, Securities & Transactions and Assistant Secretary at Viatris (2024–2025), and senior corporate legal roles at Mylan and VWR International; he holds a B.S. in Business Administration from Bucknell University and a J.D. from Boston College Law School . Lifecore’s FY2025 context included Adjusted EBITDA of $19.5M and a GAAP net loss of $38.7M, with a compensation emphasis on performance equity (PSUs) aligning executives to sustained stock price improvement .

Past Roles

OrganizationRoleYearsStrategic Impact
Viatris Inc. (Nasdaq: VTRS)General Counsel – Corporate, Securities & Transactions; Assistant SecretaryApr 2024 – Apr 2025Led corporate governance, SEC/Nasdaq reporting/compliance, capital markets, M&A; managed 15+ legal professionals
Viatris Inc. / Mylan N.V.Deputy General Counsel; Assistant SecretaryJun 2017 – Apr 2024Senior leadership for corporate matters through Mylan–Upjohn combination and Viatris formation
Mylan N.V.Associate Global General Counsel – BD and OperationsMar 2014 – Jun 2017Supported global business development and operations legal frameworks
VWR International (now Avantor)Senior corporate legal rolesPrior to 2014Corporate leadership supporting multi‑billion life science distribution platform
Faegre Drinker Biddle & Reath LLP (and other firms)AttorneyPrior yearsCorporate/securities transactional practice foundation

External Roles

No public company board roles or external directorships disclosed for Mr. Salus in company filings reviewed .

Fixed Compensation

MetricFY2025FY2026 (target)
Base Salary ($)$460,000 (annual rate; joined Apr 14, 2025) $460,000 (ongoing)
Target Bonus (%)Not eligible for FY2025 Bonus Plan 50% of base salary; plus 125% of any earned FY2026 bonus (make‑whole)
Actual Bonus Paid ($)$0 (not eligible) Not disclosed

Performance Compensation

Equity awards and vesting mechanics

Award TypeGrant DateShares / UnitsVesting ScheduleKey Terms
Make‑Whole RSUApr 14, 2025170,000 56,666 on Apr 14, 2026; 56,666 on Apr 14, 2027; 56,668 on Apr 14, 2028 (service‑based) Inducement grant to replace prior comp; standard RSU terms
RSUApr 14, 202545,000 Vests in full on Apr 14, 2028 (service‑based) Standard RSU terms
PSU (10 tranches)Apr 14, 2025Up to 370,000 (37,000 per tranche) Vests upon sustained 20‑day avg stock price hurdles from $7.50 to $35.00 within 5 years; settlement 50% at vest date and 50% one year later Drives alignment to long‑term TSR; no vesting at prices below $7.50
Stock OptionsApr 14, 2025210,000 1/3 on Apr 14, 2026; remainder monthly 1/36 thereafter; 7‑year term; strike $6.17 Value realizable only if stock > $6.17; inducement grant

FY2025 Company bonus framework (Salus not eligible, for context)

Performance MetricWeightTargetActualPayout Outcome
Adjusted EBITDA80% $25.3M $19.5M (below minimum) No formula payout; committee used limited discretion for CEO/CFO only
S: No specified regulatory observations5% QualitativeAchieved Contributed to discretion (non‑formula)
S: Commercial rejection threshold/cost of rejections/reserves5% QualitativeAchieved Contributed to discretion (non‑formula)
G: New product development revenue growth5% Quant/QualNot disclosed N/A (no formula payout)
G: Number of late‑stage programs5% Quant/QualNot disclosed N/A (no formula payout)

Equity Ownership & Alignment

Ownership Snapshot (Record Date Sep 2, 2025 unless noted)AmountNotes
Beneficial ownership (common)25,978 shares (<1%) As reported; less than 1% of common
Unvested RSUs (as of May 25, 2025)215,000170,000 make‑whole + 45,000 RSU; market value $1,444,800 at $6.72
PSUs outstanding (as of May 25, 2025)370,000Unearned; illustrative market value $2,486,400 at $6.72 (no vest below $7.50)
Options outstanding210,000Strike $6.17; expire Apr 14, 2032
Hedging/pledging policyProhibited for officers and directors
Executive ownership guidelines3× base salary; 5‑year phase‑in; must retain 50% of net shares until compliant

Employment Terms

TermDetail
Start date and rolesAppointed Chief Legal & Administration Officer and Secretary on Apr 14, 2025
Employment statusAt‑will; remote with ~1 week/month at HQ (expenses reimbursed)
Severance plan tierExecutive Change in Control Severance Plan, Tier 2
Change‑of‑control economics75% of base salary + 75% of target bonus; pro‑rated target bonus for year; full acceleration for RSUs/options and PSUs assumed at target (per deal price mechanics)
Non‑COC termination (without cause / Good Reason)Same cash severance (75% + 75% target), pro‑rated bonus, equity acceleration as above; 12 months COBRA; 12 months outplacement
Good Reason / CauseGood Reason includes Company’s material breach of Salus Agreement; Cause includes loss/suspension of law license (with cure window for CLE)
ClawbackMandatory recoupment for restatements under Exchange Act §10D and Nasdaq (effective Oct 2, 2023)
Deferred comp / tax gross‑upsNo 280G excise tax gross‑ups for executives

Compensation Structure Notes

  • Heavy weighting to PSUs with ten escalating stock price hurdles ($7.50–$35.00), promoting long‑term alignment and retention via two‑stage settlement (50% at vest; 50% one year later) .
  • Options struck at $6.17 create leverage above strike; early vesting cadence (first third at one year) may introduce event‑driven liquidity windows .
  • RSU tranches (56,666/56,666/56,668) and a 3‑year cliff RSU enhance retention and staged ownership build .

Performance & Track Record (Company context during early tenure)

  • FY2025 Adjusted EBITDA was $19.5M; GAAP net loss was $(38.7)M, driven by elevated legal/audit/legacy costs, with committee emphasizing performance‑based equity for new executives .
  • 2024 Say‑on‑Pay approval was 99.1%, reflecting shareholder support for the pay‑for‑performance framework; 2025 Say‑on‑Pay is recommended “FOR” by the Board .
  • Compensation peer set (22 life sciences/CDMO/CRO/medtech companies) used for context, not strict benchmarking .

Risk Indicators & Red Flags

  • Clawback policy (enhanced, Nasdaq‑compliant) reduces misreporting risk; hedging/pledging prohibited, supporting alignment .
  • No excise tax gross‑ups on change‑of‑control payments (shareholder‑friendly) .
  • Litigation involving investor 22NW disclosed at the company level; not specific to Salus personally; discovery ongoing in 2025 .

Compensation Peer Group (Benchmarking context)

Aclaris Therapeutics; ANI Pharma; Anika Therapeutics; Artivion; Avid Bioservices; Cerus; ChromaDex; Codexis; DLH Holdings; Harvard Bioscience; Inotiv; Natural Alternatives International; OraSure Tech; Personalis; ProPhase Labs; ReGenXBio; Societal CDMO; Standard BioTools; Surmodics; Sutro Biopharma; InfuSystem; Xtant Medical .

Equity Vesting Calendar Highlights (Potential selling pressure windows)

  • Apr 14, 2026: 56,666 RSUs vest; 70,000 options become exercisable (first third); PSU tranches could vest upon sustained price ≥$7.50 (market‑dependent) .
  • Subsequent monthly option vesting and annual RSU tranches through 2028; PSUs settle in two stages (liquidity staggered) .

Investment Implications

  • Strong long‑term alignment: PSU hurdles and two‑stage settlement incentivize sustained share price performance; RSU/option cadence creates multi‑year retention and controlled liquidity events .
  • Near‑term insider selling pressure risk is moderate: first RSU/option vest (Apr 2026) introduces potential liquidity but ownership guidelines require 50% net‑share retention until 3× salary, tempering sales .
  • Change‑of‑control protections (Tier 2) include equity acceleration and cash severance (75%× salary/bonus), balancing retention with standard governance (no gross‑ups, clawback in place) .