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Peter Mintzberg

Chief Executive Officer at Grayscale Litecoin Trust (LTC)
CEO
Executive

About Peter Mintzberg

Peter Mintzberg is Chief Executive Officer (principal executive officer) of Grayscale Investments Sponsors, LLC, the sponsor of Grayscale Litecoin Trust (LTCN), and serves on the Board of Grayscale Investments following an October 2025 reorganization . He is 57 years old per Grayscale Investments, Inc.’s S-1 and has been CEO since August 15, 2024 . Mintzberg holds an engineering degree from Universidade Federal do Rio de Janeiro and an MBA from Harvard Business School; he previously led strategy at Goldman Sachs AWM and held senior roles at BlackRock, Apollo, and OppenheimerFunds/Invesco . Under his tenure, Grayscale expanded its ETF lineup (ETH ETF and a lower‑fee Bitcoin “mini” product) and subsequently filed for an IPO of Grayscale Investments (ticker “GRAY”) in November 2025, signaling a transition that may affect incentive design and liquidity timing for senior leadership .

Past Roles

OrganizationRoleYearsStrategic Impact
Goldman Sachs Asset & Wealth ManagementGlobal Head of Strategy (previously Global Head of Strategy, GSAM)2021–2024Led strategy; digital assets under wealth management; prepared for transition to Grayscale CEO .
ApolloGlobal Head of Investor Relations2020–2021Institutional capital engagement; public markets positioning .
BlackRock; OppenheimerFunds/InvescoGlobal leadership in Strategy, M&A, Investor RelationsProduct, M&A, and IR leadership across large managers (OppenheimerFunds acquired by Invesco in 2019) .
McKinsey & Co.Consultant (Financial services, technology)Early career foundation in strategy/operations .

External Roles

OrganizationRoleYearsNotes
Grayscale Investments, Inc.Director2024–presentBoard member; Board confirmed at reorganization on Oct 22, 2025 .
GSO Intermediate Holdings Corp. (pre‑reorg)DirectorServed on predecessor board prior to reorganization .
Recognition (non‑board)David Rockefeller Fellow (Partnership for NYC)2016–2017Leadership recognition .
Recognition (non‑board)Latino Leader in Finance (The Alumni Society)2018Industry recognition .

Fixed Compensation

ComponentValueEffective/Context
Base Salary$600,000As CEO of Grayscale Operating, LLC under Second Amended & Restated Employment Agreement dated Oct 16, 2025 .
Target Annual Bonus$2,200,0002025 target under the employment agreement; bonuses paid by Mar 15 following year, contingent on employment through Dec 31 .

Performance Compensation

Metric/PlanWeightingTarget/DefinitionActual/PayoutVesting/Timing
Annual Cash BonusNot disclosedBoard‑set performance criteria and goals; 2025 target $2.2MNot disclosedPaid by Mar 15 following year, subject to continued employment through year‑end .
Long‑Term Equity Incentive (Annual LTI Award)Not disclosedEligible annually subject to Board/committee approvalNot disclosedTerms per award agreements; acceleration applies in specified termination scenarios (see Employment Terms) .

Note: Specific performance metrics (e.g., AUM, net flows, TSR) and weighting were not disclosed in available filings; the agreement provides that goals are established at the Board’s discretion .

Equity Ownership & Alignment

ItemDisclosure
Beneficial ownership of LTCN sharesThe 2025 DEF 14A for LTCN notes, “To the knowledge of the Sponsor, no person owns more than 5% of the outstanding Shares;” it does not provide officer‑level holdings for the Trust .
Officer Form 4/insider filings for LTCNNot located; LTCN is a grantor trust—officers of the Sponsor sign filings for the Trust but are not presented as LTCN corporate insiders; Peter Mintzberg signs as PEO of the Sponsor in LTCN’s 10‑Q .
Pledging/hedgingNo pledging/hedging disclosure identified for Mintzberg in LTCN proxy or related filings .
Ownership guidelinesNot disclosed for Sponsor executives in LTCN materials; Grayscale S‑1 discusses employment arrangements but does not specify stock ownership guidelines in the cited sections .

Employment Terms

ProvisionTerms
Role and startCEO of Grayscale since Aug 15, 2024; CEO (principal executive officer) of the Sponsor signing LTCN filings .
AgreementSecond Amended & Restated Employment Agreement dated Oct 16, 2025 (superseding a March 19, 2025 A&R agreement) .
Bonus eligibilityDiscretionary annual cash bonus with Board‑set goals; 2025 target $2.2M; payable by Mar 15 following year if employed through Dec 31 .
LTI eligibilityEligible for annual long‑term equity awards per Board/committee approval; terms per award agreements .
Severance (non‑CIC)If terminated without cause or resigns for good reason (outside a CIC): lump sum cash severance equal to 2x then‑current base salary, plus COBRA premium payment/reimbursement up to 12 months, subject to release; (S‑1 summary) .
Additional termination benefitsAgreement provides for a “Pro‑Rata Target Bonus” in certain separation scenarios and partial equity vesting acceleration (e.g., vesting that would occur within 12 months) depending on circumstance; death/disability triggers full equity acceleration alongside pro‑rata and prior‑year bonus mechanics, subject to release .
CIC treatmentThe S‑1 summarizes additional benefits “in connection with a change in control” for NEOs; specific CEO CIC cash multiple and vesting mechanics should be reviewed in the full S‑1/employment agreement appendices (not fully excerpted here) .
Restrictive covenantsAgreement includes a separate Restrictive Covenants Agreement (confidentiality, etc.) as Exhibit A .

Performance & Track Record

  • Strategic initiatives under Mintzberg include launch of an Ethereum ETF and a lower‑fee Bitcoin “mini” product, positioning Grayscale to compete with large ETF providers; he has focused on client‑centric growth strategies and operating discipline during a period of industry consolidation .
  • Governance transition: He joined the Board of Grayscale Investments as part of the Oct 22, 2025 reorganization, with authority retained as an officer of the Sponsor; this centralizes Sponsor oversight at the Grayscale Investments level .
  • Filing for a public listing (S‑1 filed Nov 13, 2025, proposed ticker “GRAY”) marks a pivot that can introduce lock‑up schedules and equity liquidity timing relevant to executive incentives .

Compensation Structure Analysis

  • Mix of pay emphasizes at‑risk compensation: a relatively modest base ($600k) vs a large target cash bonus ($2.2M) and eligibility for annual LTI awards, indicating a pay design tilted toward performance and equity outcomes .
  • Termination protections: 2x salary cash severance outside CIC and equity acceleration features balance retention with mobility; presence of pro‑rata bonus and COBRA support is standard for CEO roles in asset management .
  • Metrics opacity: Agreement leaves performance goals to Board discretion without public disclosure, which can reduce external pay‑for‑performance transparency for investors evaluating alignment .

Risk Indicators & Red Flags

  • Change‑of‑control and vesting: While acceleration features support retention, full or near‑full acceleration on CIC/death/disability can diminish long‑term alignment if not balanced by post‑CIC performance conditions; review of final S‑1 terms is warranted .
  • Trust governance context: The 2025 LTCN DEF 14A sought authority for the Sponsor to amend the Trust Agreement with notice (rather than consent), potentially reducing shareholder influence; while this is a Trust‑level issue, it frames broader governance risk considerations around Sponsor discretion .
  • Ownership disclosures: No LTCN officer‑level ownership or pledging disclosures identified; absence of detail limits “skin‑in‑the‑game” assessment for the Trust .

Investment Implications

  • Pay design suggests high at‑risk leverage (large bonus/LTI) aligned with scaling Grayscale’s product set and distribution; however, external transparency on metrics is limited, so investors should monitor disclosed KPIs (AUM, net flows, fee rate mix) in Grayscale’s S‑1 updates and subsequent filings to evaluate realized pay vs performance .
  • Termination/CIC protections and potential equity acceleration can mitigate forced‑exit risk but may create event‑driven selling pressure around IPO and lock‑up expirations; tracking Grayscale’s IPO timetable and any executive selling restrictions will be key for trading signals .
  • Governance centralization at Grayscale Investments post‑reorg (with Mintzberg on the Board) concentrates accountability for Sponsor decisions; investors should weigh this alongside the LTCN Sponsor’s expanded amendment latitude from the 2025 proxy when assessing trust‑level governance risk .