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James K. McCaskey

Director at MIDDLEFIELD BANC
Board

About James K. McCaskey

Independent director since 2004; age 61. President of McCaskey Landscape & Design, LLC; previously Vice President of Sales at The Pattie Group for 17 years. Holds dual Bachelor’s degrees in Agricultural Production and Biology from Wilmington College (1985); extensive local civic roles as Munson Township Trustee (since Jan 2, 2014), Geauga County Planning Commission member (since Jan 2019), and Advisory Board member at Kent State University (Geauga). Independence affirmed by the board for all directors except the CEO; McCaskey is independent.

Past Roles

OrganizationRoleTenureCommittees/Impact
The Pattie Group (design-build landscape)Vice President of Sales17 years (prior to McCaskey Landscape & Design)Sales leadership in regional landscape development
Ohio Landscape AssociationBoard member; Past PresidentNot disclosedIndustry governance and standards

External Roles

OrganizationRoleTenureNotes
Kent State University (Geauga)Advisory Board memberNot disclosedCommunity academic advisory
Geauga County Planning CommissionCommissionerSince January 2019County planning oversight
Munson TownshipTrusteeSince January 2, 2014Local government leadership

Board Governance

  • Committee assignments: Executive Committee member; not identified as chair.
  • Independence: Board determined all directors other than the CEO are independent; McCaskey is independent.
  • Attendance: Board met 6 times in 2024; every director attended at least 75% of board and committee meetings; 11 of 12 directors attended the 2024 annual meeting. In 2023, the board met 9 times; all directors except Watkins met at least 75% attendance.
Governance Metric20232024
Board meetings held9 6
McCaskey attendance disclosure≥75% threshold met (board-wide) ≥75% threshold met (board-wide)
Annual meeting attendance (board-wide)9 of 12 directors 11 of 12 directors
Committee roleExecutive Committee member Executive Committee member

Fixed Compensation

  • Structure: $750 per Middlefield board or committee meeting; Chairman receives $15,000; Audit/Compensation chairs $3,000; Governance/Executive chairs $2,000. Bank board directors receive ~$2,050/month (including $750 cash retainer) plus two stock grants totaling ~$15,600 annually; bank committee meetings pay $750; certain bank committee chairs receive $2,000.
Director Compensation (USD)20232024
Fees earned or paid in cash (McCaskey)$29,750 $26,500
Stock awards (McCaskey)$15,600 $15,600
Total (McCaskey)$45,350 $42,100

Performance Compensation

  • Non-employee directors receive equity grants; no performance metrics are tied to director equity awards (time-based grants at the bank board).
Director Equity Grants (Bank Board)Grant dateSharesGrant priceGrant value
Annual stock grant (each director)Jan 2, 2024240$32.37$7,769
Semiannual stock grant (each director)Jul 1, 2024324$24.05$7,792
Annual stock grant (each director)Jan 3, 2023284$27.40$7,782
Semiannual stock grant (each director)Jul 3, 2023291$26.80$7,799

Expertise & Qualifications

  • Business management: Long-tenured operator in regional design-build landscape sector; past industry association president.
  • Community/governance: Township trustee and county planning commissioner; university advisory board engagement.
  • Tenure: Director since 2004, providing continuity and institutional knowledge.

Equity Ownership

Beneficial Ownership20242025
Shares beneficially owned (McCaskey)10,171 11,602
Ownership as % of shares outstanding<1% <1%
Notable holdings detailIncludes 4,992 shares jointly with spouse; 1,372 in spouse retirement account Includes 4,706 shares jointly with spouse; 1,372 in spouse retirement account
  • Stock ownership guidelines: Directors must reach and maintain ownership equal to at least 4x yearly base compensation within 4 years; directors with ≥4 years of service (includes McCaskey) met guidelines as of record dates.
  • Hedging/pledging: Company policy prohibits hedging and pledging of company shares; margin accounts also prohibited.

Governance Assessment

  • Strengths: Independence; consistent attendance; meaningful local governance experience; alignment via recurring director equity grants and adherence to ownership guidelines.
  • Compensation mix: Modest cash plus equity grants; YoY decline in cash fees ($29,750 → $26,500) while equity remained constant ($15,600), supporting steady alignment with shareholders.
  • Committee contribution: Participation on Executive Committee enhances engagement with board actions between meetings; no chair role reduces concentration of power.
  • Policy safeguards: Anti-hedging/anti-pledging; clawback policies (applies to awards under Omnibus Equity Plan, primarily for executives); board-level independence and risk oversight structures.
  • Potential conflict monitoring: Company disclosed one commercial real estate loan to an entity with a director’s material ownership, originated on market terms; no director-specific related-party transactions are attributed to McCaskey. RED FLAG only in aggregate if patterns emerge or terms deviate; none indicated.
  • Section 16 compliance: 2024 report notes some late filings by certain insiders, not including McCaskey; improves confidence regarding his compliance posture.

Overall, McCaskey presents as a long-tenured, independent director with consistent engagement and local governance expertise; compensation and ownership practices align with shareholder interests, and no director-specific conflicts are disclosed.