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James C. Conley

Vice President – Retail Banking at Monroe Federal Bancorp
Executive

About James C. Conley

James C. Conley is Vice President – Retail Banking at Monroe Federal Bancorp’s subsidiary, Monroe Federal Savings and Loan Association, a role he has held since 2018. He previously served as a Branch Manager at PNC Bank in the greater Dayton, Ohio area from 2006 to 2018, and is a graduate of Ball State University. Age: 54 . Company performance context during the most recent fiscal year: MFBI reported a net loss of $326,640 in FY 2025, net interest margin of 2.60%, and total assets of $144.3 million . As of October 30, 2025, MFBI’s closing price was $11.60 per share; 526,438 shares were outstanding as of October 31, 2025 .

Past Roles

OrganizationRoleYearsStrategic Impact
Monroe Federal Savings and Loan AssociationVice President – Retail Banking2018–PresentRetail banking leadership for MFBI’s subsidiary
PNC Bank (Greater Dayton, OH)Branch Manager2006–2018Local branch management and customer growth

External Roles

OrganizationRoleYearsNotes
None disclosedNo public company or nonprofit directorships disclosed for Conley

Performance Compensation

MFBI is seeking shareholder approval of the Monroe Federal Bancorp, Inc. 2025 Equity Incentive Plan (effective upon approval on December 17, 2025), under which employees (including executive officers) will be eligible for equity awards (restricted stock, RSUs, NQSOs, ISOs), with performance goals at the Committee’s discretion. No awards have been made under the plan yet; initial awards to non-employee directors will self-execute after approval. The plan embeds pay-for-performance features (minimum one-year vesting, performance measures, double-trigger change-in-control, clawbacks, anti-hedging/pledging), and prohibits option repricing and dividends before vesting on RS/RSUs .

Plan FeatureDesignKey TermsCitations
EligibilityEmployees and non-employee directors~25 employees and 6 non-employee directors eligible as of Oct 31, 2025
Award TypesRestricted stock, RSUs, NQSOs, ISOsPerformance-based vesting permitted
VestingMinimum 1-year vestingUp to 5% of awards may be exempt; acceleration for death/disability or involuntary termination with CoC
Change-in-ControlDouble triggerRequires CoC plus involuntary termination or resignation for good reason (unless awards not assumed)
Performance AwardsMeasures set by CommitteeObjectives can be company-wide, unit-level, peer/index-relative; may adjust for extraordinary items
ClawbacksDodd-Frank §954 and company policyAwards subject to clawback; insider trading and hedging/pledging restrictions apply
OptionsNo below-market grants; no repricingAutomatic ITM option exercise at expiry permitted under procedures; no cash buyouts of underwater options
DividendsRS/RSU dividends deferredNo dividends on RSUs before vesting; dividend equivalents paid at settlement if granted
Share ReserveTotal 68,436 shares15,793 for RS/RSUs (≈3%), 52,643 for options (≈10%)

Current stock price reference: $11.60 (OTCQB, Oct 30, 2025). Plan adopted more than one year after conversion but maintains prospectus-indicated reserve sizing .

Equity Ownership & Alignment

Data PointValueNotes
Total beneficial ownership (shares)1,624Includes 1,000 shares in an IRA and 124 shares via ESOP
Ownership as % of shares outstanding<1%Proxy indicates “* Less than 1%.” Shares outstanding: 526,438
Vested vs unvestedNot disclosedNo individual award schedules disclosed for Conley; no plan grants yet
Options (exercisable/unexercisable)Not disclosedNo option holdings disclosed for Conley
PledgingNone“None of the named individuals has pledged his or her shares.” Company also restricts hedging/pledging
Ownership guidelinesNot disclosedNo executive ownership guideline disclosure

Employment Terms

ProvisionStatusNotes
Employment agreementNot disclosed for ConleyCEO Renollet has a 3-year rolling employment agreement; no such disclosure for Conley
Severance & CoC economicsPlan-level onlyEquity awards require double-trigger for acceleration; no cash severance terms disclosed for Conley
Non-compete / non-solicitMay be embedded in awardsCommittee may include non-compete, non-solicit, confidentiality in award terms
ClawbackYes (policy)Awards subject to company clawback and Dodd-Frank §954
Hedging / pledgingProhibitedCorporate anti-hedging policy and plan hedging/pledging restrictions apply

Company Performance Context (FY 2024 → FY 2025)

MetricFY 2024FY 2025
Total interest income ($)$5,692,352 $5,901,415
Net interest income ($)$3,717,370 $3,672,628
Net (loss) income ($)$59,769 $(326,640)
Net interest margin (%)2.54% 2.60%
Total assets ($000)$155,337 $144,329
Total deposits ($000)$142,092 $120,664

Fixed Compensation

  • Not disclosed: Conley is not a “named executive officer” (NEO) in the proxy’s executive compensation tables; base salary, target bonus, and paid bonus are not provided for Conley .

Compensation Structure Analysis

  • Equity plan introduces time- and performance-based awards, increasing at-risk pay potential linked to measurable goals; minimum 1-year vesting plus double-trigger CoC reduces windfall risk .
  • Prohibitions (no repricing, deferred dividends on RS/RSUs) and clawback/anti-hedging policies improve alignment and discipline .

Risk Indicators & Red Flags

  • Hedging/pledging of company stock prohibited; proxy explicitly notes no pledging among named individuals, mitigating misalignment concerns .
  • Option repricing prohibited; liberal share recycling disallowed; governance safeguards embedded in the plan .
  • No disclosed severance cash multiples or tax gross-ups for Conley; limited transparency due to non-NEO status .

Compensation Peer Group, Say-on-Pay, Shareholder Feedback

  • Compensation peer group, target percentile, and say-on-pay results are not disclosed in the proxy; 2025 meeting includes an equity plan approval item, not say-on-pay .

Expertise & Qualifications

  • Education: Ball State University graduate .
  • Retail banking leadership experience since 2018; prior 12-year branch management at PNC Bank in Dayton, OH .

Work History & Career Trajectory

  • Monroe Federal: Vice President – Retail Banking (2018–Present) .
  • PNC Bank: Branch Manager (2006–2018), greater Dayton area .

Investment Implications

  • Alignment: Conley’s current equity stake is small (<1%), but shares are unpledged and covered by anti-hedging policies; upcoming equity plan could materially increase equity-based incentives with performance linkages, improving alignment and retention .
  • Retention: Tenure since 2018 suggests stability; performance awards with one-year minimum vesting and double-trigger CoC provide retention hooks without excessive golden parachutes .
  • Trading signals: Monitor initial grants under the 2025 Equity Plan post-approval (Dec 17, 2025), award mix (RSUs vs options), and performance criteria; track Form 4 filings for any insider buying/selling by Conley to gauge pressure or confidence .
  • Execution risk: Company recorded a net loss in FY 2025 and deposit contraction, heightening the importance of performance-conditioned equity to drive improvements in core banking metrics; any shift toward discretionary bonuses absent targets would be a red flag—none disclosed for Conley .