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Jeanne M. Kelly

Senior Vice President at WESTERN ASSET MANAGED MUNICIPALS FUND
Executive

About Jeanne M. Kelly

Jeanne M. Kelly (birth year: 1951) serves as Senior Vice President of Western Asset Managed Municipals Fund Inc. (MMU) and has held this officer role since 2007. She is U.S. Fund Board Team Manager at Franklin Templeton (since 2020); Senior Vice President of FTFA (since 2006); and President & Chief Executive Officer of LM Asset Services, LLC (LMAS) and Legg Mason Fund Asset Management, Inc. (LMFAM) (since 2015). Her prior roles include Managing Director of Legg Mason & Co. (2005–2020) and Senior Vice President of LMFAM (2013–2015). Officer compensation and performance-tied metrics are not disclosed at the Fund level, and MMU states that Fund officers receive no compensation from the Fund .

Past Roles

OrganizationRoleYearsStrategic Impact
Franklin TempletonU.S. Fund Board Team ManagerSince 2020Oversight/coordination of U.S. fund board activities
Franklin Templeton/FTFASenior Vice PresidentSince 2006Senior leadership across certain funds associated with Legg Mason/Franklin
LM Asset Services (LMAS)President & CEOSince 2015Executive leadership of service affiliate supporting fund operations
Legg Mason Fund Asset Mgmt (LMFAM)President & CEOSince 2015Executive leadership of registered adviser affiliate
Legg Mason & Co.Managing Director2005–2020Senior management at fund complex predecessor
LMFAMSenior Vice President2013–2015Senior leadership at adviser affiliate

External Roles

OrganizationRoleYearsNotes
LM Asset Services (LMAS)President & CEOSince 2015Affiliate entity to the fund complex
Legg Mason Fund Asset Mgmt (LMFAM)President & CEOSince 2015Affiliate entity to the fund complex

Fixed Compensation

Component2023–2025 StatusNotes
Cash salary from MMU$0MMU discloses officers receive no compensation from the Fund
Expense reimbursementAllowedReasonable out-of-pocket travel expenses for Board meetings may be reimbursed

Performance Compensation

Incentive TypeMetric LinkageTarget/PayoutVesting
Not disclosed at Fund levelNot disclosedNot disclosedNot disclosed

MMU’s proxy states officers receive no compensation from the Fund; any adviser-level incentives for Franklin Templeton/Legg Mason employees are not reported in MMU filings .

Equity Ownership & Alignment

Group Ownership of Fund Shares20162018201920202021202220232024
Directors and officers as a group (% of outstanding)<1% <1% <1% <1% <1% <1% <1% <1%
  • Individual officer share counts for Jeanne M. Kelly are not disclosed in MMU proxies; officers are subject to Section 16 reporting. MMU reports full compliance with Section 16(a) reporting requirements in recent fiscal years .
  • Pledging/hedging policies for officers are not disclosed in the MMU proxy materials searched .

Section 16(a) Compliance Status

Fiscal Year EndCompliance Statement
May 31, 2018All filing requirements met
May 31, 2020All filing requirements met
May 31, 2021All filing requirements met
May 31, 2022All filing requirements met
May 31, 2023All filing requirements met
May 31, 2024All filing requirements met
May 31, 2025All filing requirements met

Employment Terms

TermMMU Disclosure
Selection and termOfficers are chosen annually by the Board; hold office until successors are duly elected/qualified
Compensation from FundOfficers receive no compensation (travel expenses may be reimbursed)
Severance / Change-of-controlNot disclosed at Fund level
Non-compete / Non-solicitNot disclosed at Fund level
Garden leave / Post-termination consultingNot disclosed at Fund level

Investment Implications

  • Alignment and selling pressure: With no direct MMU compensation and no Fund-level equity awards for officers, insider selling pressure from compensation vesting is minimal; ownership by directors/officers as a group is consistently <1% of outstanding shares, limiting insider alignment signals at the Fund level .
  • Retention risk: Jeanne M. Kelly’s tenure (Senior Vice President since 2007) and concurrent senior roles at Franklin Templeton/affiliates suggest institutional continuity; employment terms for Fund officers are annual appointments without Fund-level severance/change-of-control provisions disclosed .
  • Trading signals: MMU reports consistent Section 16(a) compliance, but proxies do not provide individual Form 4 details; absent disclosed ownership stakes or award vesting, there are limited executive-driven trading signals tied to MMU’s officers .
  • Compensation structure: Because MMU does not compensate its officers, pay-for-performance analysis at the Fund level is not applicable; any incentive alignment would be at the adviser (Franklin Templeton) level, which is outside MMU’s proxy scope .