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Kevin Schmid

Chief Operating Officer at Modular Medical
Executive

About Kevin Schmid

Kevin Schmid is Chief Operating Officer of Modular Medical (since July 21, 2022) with 19+ years in medical device senior management and high-volume global manufacturing. He holds a BSME from Clarkson University and an MBA from Sacred Heart University . Age: 66 (FY2025 10-K), tenure at MODD since July 2022 . MODD is pre-revenue with persistent net losses; TSR has been volatile, and compensation “CAP” is primarily equity-driven rather than tied to financial metrics like TSR or EBITDA .

Company Performance During Tenure

MetricFY 2023FY 2024FY 2025
Net Loss ($USD Millions)$(13.9) $(17.5) $(18.8)
TSR – $100 Investment Value$18.73 $(9.09)

MODD states substantial doubt about going concern; capital needs remain elevated (offerings in Nov-2024 and Mar-2025) .

Past Roles

OrganizationRoleYearsStrategic Impact
Insulet CorporationVP Manufacturing/Operations & Drug Delivery Systems2003–2015Scaled high-volume operations in insulin delivery; operational leadership
Stevanato GroupVP Drug Delivery Systems2016–2017Advanced drug delivery solutions; pharma packaging/drug delivery exposure
Common Sensing, Inc.CEO & Director2018–Jun 2021Led dose-monitoring technology; wearable injector ecosystem
MODD (consultant)ConsultantMar 2022–Jul 2022Pre-COO advisory before appointment

External Roles

OrganizationRoleYearsNotes
Eitan MedicalBoard Member2018–2022Connected infusion/wearable drug delivery solutions

Fixed Compensation

ComponentFY 2023FY 2024FY 2025
Base Salary ($)$176,121 $250,000 $300,000
Target Bonus (%)Up to 50% of base Up to 50% of base Up to 50% of base
Actual Cash Bonus ($)Not disclosedNot disclosedNot disclosed
  • Compensation Committee used SDHRC benchmarking and raised Schmid’s annual salary from $250,000 to $300,000 effective April 1, 2024 .
  • Offer Letter: Annual base salary $250,000 and discretionary target bonus up to 50% of base .

Performance Compensation

MetricWeightingTargetActualPayoutVesting
FDA 510(k) submission milestone (Two-Part FDA program)Not disclosedSubmit 510(k)Submission achieved Jan 19, 202437,538 options at $1.11 vested Immediate on submission (vested 1/19/2024)
FDA clearance milestone (Two-Part FDA program)Not disclosedClearance by deadlineNot achieved by Aug 1, 2024 (programmatic tranche terminated)Not applicableTranche terminated under program terms

MODD’s Two-Part FDA Submission and Clearance Milestone Bonus Program governed these awards; submission tranche vested, clearance tranche (company-wide program) did not vest by deadline and was terminated per proxy footnotes/exhibit references .

Equity Ownership & Alignment

ItemDetail
Beneficial shares owned0 (direct/indirect) as of record date
Options/warrants exercisable within 60 days276,121 shares
Ownership % of shares outstanding<1% of 40,665,220 shares
Stock ownership guidelinesNot disclosed
Hedging/pledgingOfficers/directors prohibited from short sales; pledging not disclosed

Outstanding & Historical Equity Awards (as of Mar 31, 2024)

Grant DateSharesStatus (Exercisable/Unexercisable)Strike ($)ExpirationVesting ScheduleNotes
7/21/2022175,00097,222 / 77,7784.247/21/20321/3 at 1-year; monthly thereafter Initial COO grant
4/3/2023100,000— / 100,0001.504/3/203333,333 at 1-year; monthly thereafter Ongoing vesting
10/2/202337,53837,538 / —1.1110/2/2033Vested on 510(k) submission (1/19/2024) Submission milestone
10/2/202318,769— / 18,7691.1110/2/2033Not disclosed (clearance-linked program)Company program clearance tranche terminated Aug 2024; exec-specific termination not explicitly stated

Employment Terms

  • Offer Letter terms: Severance of six months’ base salary and six months COBRA premium reimbursement upon termination by MODD without Cause or by Schmid other than for Good Reason (definitions per offer letter; COBRA reimbursement ends upon coverage from new employer) .
  • Change-of-control economics: Not disclosed for Schmid (DiPerna has separate terms; not applicable here) .
  • Clawback: Company has a Compensation Recovery Policy (Exhibit 97.1) .
  • Non-compete / non-solicit / garden leave: Not disclosed.

Compensation Structure Analysis

  • Shift to higher fixed cash: Base salary increased to $300,000 in FY2025 vs $250,000 FY2024 and $176,121 FY2023; option grant values declined from $701,945 (FY2023) to $160,510 (FY2024) to $100,967 (FY2025), suggesting lower equity intensity post-2023 while still relying on equity awards .
  • Performance linkage: Awards tied to regulatory milestones (510(k) submission and clearance), aligning with execution on the MODD1 pump rather than financial KPIs (TSR not used for payout) .
  • Guaranteed vs at-risk pay: Bonus remains discretionary and performance-based up to 50% of base; no disclosed cash bonuses paid, indicating at-risk equity over guaranteed cash beyond salary .

Vesting Schedules and Insider Selling Pressure

  • Continuous monthly vesting from large option grants (175,000 and 100,000) creates a steady stream of potentially saleable shares upon vesting, which can contribute to supply even absent active selling; exercisability within 60 days totaled 276,121 shares at the record date .
  • Clearance-linked tranche in the company program terminated in Aug-2024, reducing potential vesting supply from that tranche .

Performance & Track Record

  • Regulatory execution: Achieved 510(k) submission milestone triggering option vesting (Jan 19, 2024) .
  • Company outcomes: Pre-revenue status persists; net losses widened in FY2025 vs FY2024, reflecting continued R&D and commercialization investment .
  • TSR: Volatile; pay-versus-performance indicates CAP not directly correlated with TSR, and MODD emphasizes non-financial performance measures for exec alignment .

Investment Implications

  • Alignment: Equity awards tied to regulatory milestones align COO incentives with core value inflection (FDA progress), but absence of financial KPIs (revenue/EBITDA) means pay-for-performance is operational rather than financial; ownership <1% limits “skin-in-the-game” magnitude .
  • Retention: Severance is modest (six months), and ongoing monthly vesting provides retention, but if value realization is delayed, retention risk could rise; salary benchmarking in 2024 supports competitiveness .
  • Trading signals: Continued monthly vesting and sizable exercisable options imply potential supply; terminated clearance tranche reduces some overhang; monitor Form 4s for actual sales and exercises when available .
  • Company risk overlay: Going concern disclosures and capital dependency dominate equity risk; regulatory and commercialization timelines remain key levers for value creation and for Schmid’s milestone-tied comp .