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Ruth Heinonen

About Ruth E. Heinonen

Ruth E. Heinonen, 66, is an independent director of MidWestOne Financial Group (MOFG) since May 2015 (Bank director since 2016). She is a corporate affairs consultant (since 2008) and president/owner of Strategic Points Consulting, LLC (since 2022), with prior leadership roles at Thomson Legal & Regulatory (1994–2007) and as senior advisor to Minnesota’s governor-elect in 2010; she holds a BA from the University of Minnesota and was a policy fellow at the Humphrey Institute. Her background and prior public-company board experience underpin her qualifications for the Human Capital & Compensation Committee and the Nominating & Corporate Governance Committee.

Past Roles

OrganizationRoleTenureCommittees/Impact
Strategic Points Consulting, LLCPresident/Owner2022–presentCorporate affairs advisory; owner-operator
Corporate Affairs ConsultantConsultant2008–presentAdvises leaders on strategy/communications
State of MinnesotaSenior Advisor to Governor-elect Mark Dayton2010Executive advisory role during transition
Thomson Legal & RegulatoryCorporate roles1994–2007Leadership at large information services company

External Roles

OrganizationRoleTenureNotes
Archipelago Learning, Inc. (public company)Board committee member2010–2012Served on various committees of a subscription-based online education company
Other public-company directorships (last 5 years)None disclosed; the proxy states no director/nominee has been a director of another public corporation within the past five years

Board Governance

  • Independence: MOFG deems all directors and nominees independent except the CEO (Reeves) and former CEO (Funk); Heinonen is independent under Nasdaq rules.
  • Committees: Member, Human Capital & Compensation Committee; Member, Nominating & Corporate Governance Committee. Not a chair.
  • Attendance and engagement: Board met 7 times in 2024; all directors attended at least 75% of board/committee meetings; HCCC met 6 times; NCGC met once; independent directors held 3 executive sessions.
  • Years of service: Company director since 2015; Bank director since 2016.
  • Interlocks: The compensation committee discloses no interlocks or insider participation; none of its members (including Heinonen) were officers/employees in 2024.

Fixed Compensation

  • Program structure (non‑employee directors, 2024): Annual cash retainer $37,500; equity grant RSUs valued at $28,750 (one‑year vest); Board Chair retainer $30,000; Lead Independent Director retainer $2,500; Committee chair retainers: Audit $13,400, HCCC $8,000, NCGC $5,500; $600 per committee meeting (chairs do not receive meeting fees). Effective April 1, 2024.
  • 2025 changes (for reference): Equity grant increased to $32,500; chair retainers increased to HCCC $8,500 and NCGC $6,000; effective April 1, 2025.
Heinonen – Director Compensation (2024)Amount ($)
Fees Earned or Paid in Cash39,200
Stock Awards (RSUs, grant-date fair value)28,764
All Other Compensation2,500
Total70,464

Performance Compensation

  • Equity structure: Non‑employee directors receive time‑based RSUs with one‑year vesting; no performance metrics are applied to director equity. 2024 grant value benchmark was $28,750; grant-date fair value recorded for Heinonen was $28,764 (rounded to nearest whole share).
Director Equity Award Details (2024)Value/Units
Award typeRSUs (time‑based; 1‑year vest)
2024 program grant value (baseline)$28,750
Heinonen 2024 stock award (grant-date fair value)$28,764
Outstanding director RSUs at 12/31/2024 (Heinonen)1,328 units

Other Directorships & Interlocks

  • Current public-company boards: None disclosed (last five years).
  • Prior public-company board: Archipelago Learning, Inc. (various committees), 2010–2012.
  • Compensation committee interlocks: None; no MOFG executive served on another company’s board/compensation committee with a current MOFG director.

Expertise & Qualifications

  • Corporate affairs, public policy, and large‑company leadership experience (Thomson Legal & Regulatory).
  • Public sector advisory experience (senior advisor to Minnesota governor‑elect).
  • Prior public-company board committee experience (Archipelago Learning).
  • Education: BA, University of Minnesota; Policy Fellow, Humphrey Institute of Public Affairs.

Equity Ownership

Ownership ElementDetail
Beneficial ownership (common shares)7,933 shares as of March 3, 2025
Percent of outstanding<1% (company notes “*” for <1% holders)
Director RSUs outstanding (12/31/2024)1,328 units
Ownership guidelinesNon‑employee directors: 5× annual cash retainer; all non‑employee directors were in compliance as of Dec 31, 2024
Hedging/pledgingHedging prohibited by policy; no pledging indicated for Heinonen in beneficial ownership footnotes (pledging/margin use is footnoted where applicable)

Governance Assessment

  • Board effectiveness and engagement: Active committee cadence (Audit 14x; HCCC 6x; NCGC 1x) and independent‑only sessions (3x) support robust oversight; Heinonen serves on HCCC and NCGC, aligning with her corporate affairs and governance background.
  • Independence and alignment: Independent status, stock ownership guideline compliance, anti‑hedging policy, and clawback policy contribute to investor alignment and risk control.
  • Director pay mix: Balanced cash/equity; Heinonen’s 2024 total of $70,464 comprised ~$39.2k cash and ~$28.8k equity, with one‑year RSU vesting limiting long‑term performance linkage but ensuring equity exposure.
  • Say‑on‑pay signaling: 95.1% support in 2024 indicates shareholder comfort with MOFG’s overall pay practices and governance framework.
  • Related‑party exposure: Proxy describes ordinary‑course banking relationships and Audit Committee oversight; no specific related‑person transactions disclosed involving Heinonen that would impair independence.

RED FLAGS: None disclosed for Heinonen regarding attendance shortfalls, related‑party conflicts, hedging/pledging, or committee interlocks.