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John E. Noone

Lead Independent Director at MID PENN BANCORP
Board

About John E. Noone

Independent director, Audit Committee Chair, and Lead Independent Director at Mid Penn Bancorp, Inc. (MPB). Age 65; director since 2012; career spans accounting (CPA), commercial banking, and entrepreneurship, currently President of Shamrock Investments, LLC (formed 2007) . Education: B.S. in business (accounting concentration) from Marywood University; completed Central Pennsylvania School of Commercial Banking (Bucknell) and Advanced Commercial Lending School (University of Virginia) .

Past Roles

OrganizationRoleTenureCommittees/Impact
Pennsylvania National BankVice President; Regional Commercial Banking Manager (Harrisburg, PA)Not disclosedManaged commercial banking division
McCann School of BusinessAcquirer/OwnerAcquired 1993Entrepreneurial leadership
Higher Education Solutions, LLCFounderFounded 2003Education services entrepreneurship
Shamrock Investments, LLCPresidentFormed 2007; currentInvests in commercial real estate and private business equity
Pennsylvania Economic Development Financing AuthorityDirectorNot disclosedPublic finance oversight
Pennsylvania Chamber of Business and IndustryDirectorNot disclosedBusiness advocacy
Various civic and community organizationsBoard memberNot disclosedCommunity engagement

External Roles

OrganizationRoleStatusNotes
Pennsylvania Economic Development Financing AuthorityDirectorPastPublic finance body
Pennsylvania Chamber of Business and IndustryDirectorPastState chamber
Various civic/community organizationsBoard memberPastNot specified

No current public-company directorships disclosed for Mr. Noone beyond MPB .

Board Governance

  • Lead Independent Director; responsibilities include presiding over independent director sessions, liaising with Chair/CEO and major shareholders, and calling executive sessions; independent directors met in October 2024 .
  • Independence: Board determined all non-executive directors (including Noone) are independent under Nasdaq rules; exceptions only for CEO Rory G. Ritrievi .
  • Attendance: All directors attended the 2024 Annual Meeting; each director attended ≥85% of Board and committee meetings in 2024 .
  • Board activity: 14 Board meetings and one independent Board meeting in 2024 .

Committee assignments and activity:

CommitteeRole (Noone)Meetings Held (2024)
Audit (Corporation only)Chair; Financial Expert (SEC/Nasdaq)7
Executive (Corporation only)Member3
Nominating & Corporate Governance (Corporation only)Member4

Fixed Compensation

Director compensation (2024):

ComponentAmount
Fees earned (cash)$87,500 (Lead Independent Director and Committee Chair)
Stock awards$20,020 (999 RS shares; grant date 4/1/2024; $20.04/share FMV; 1-year vest)
All other compensation$45,232 (lump sum from termination of Director Retirement Plan)
Total$152,752

Additional compensation elements:

  • Deferred Fee Plan election: deferred $43,750 of director fees for 2024 (payout upon termination; lump sum or installments; beneficiary rights upon death) .
  • Director Retirement Plan: terminated in 2024; lump-sum distribution on/about Oct 1, 2024 included in “All other compensation” .

Performance Compensation

Director equity grant terms (2024):

Grant DateSharesFair Value/ShareTotal Grant FVVesting
4/1/2024999$20.04$20,020One-year vest; time-based
  • No performance metrics (e.g., revenue/EBITDA/TSR) tied to director equity grants disclosed; director awards under the 2023 Stock Incentive Plan are subject to the Corporation’s Clawback Policy .

Other Directorships & Interlocks

Related-party exposure:

  • Bank branch leases with entity affiliated with Mr. Noone (he is 98% limited partner); locations Mechanicsburg and Frackville, PA; aggregate lease payments approximately $175,000 in 2024. Board considered these arrangements and concluded they do not impact Mr. Noone’s independence .

Expertise & Qualifications

  • CPA background; extensive experience in accounting, commercial banking, lending, and entrepreneurial investing .
  • Audit Committee Financial Expert designation; Board cites accounting and financial management expertise .
  • Board rationale: adds value through business experience and accounting/banking background; qualifies to serve as Lead Independent Director .

Equity Ownership

HolderShares Beneficially OwnedPercent of ClassNotes
John E. Noone66,427*Includes 40,400 shares held in a Trust and 999 shares of restricted stock
  • Outstanding common shares: 19,355,997 as of 3/3/2025 (context for percentage of class) .
  • Director stock ownership guidelines (re-election minimums by term: $75k/$150k/$225k/$300k; value based on greater of tangible book or stock price): policy adopted in 2023; compliance by individual directors not specifically disclosed .

Governance Assessment

  • Strengths:

    • Lead Independent Director role enhances counterbalance to combined Chair/CEO structure; explicit responsibilities and independent director executive session held in October 2024 support effective oversight .
    • Audit Committee chaired by Noone with Financial Expert designation, reinforcing financial reporting rigor; Audit Committee pre-approval and independence controls disclosed .
    • Attendance and engagement strong (≥85% meeting attendance; full annual meeting attendance) .
    • Anti-hedging and pre-clearance trading policies reduce misalignment/insider risk; quarterly blackout periods enforced .
  • Potential risks/RED FLAGS:

    • Related-party leases with Noone-affiliated entity (~$175,000 in 2024) create perceived conflict risk, though Board reviewed and affirmed independence; continued transparent disclosure and recusal practices are critical .
    • Combined Chair/CEO structure relies on robust Lead Independent Director function; oversight effectiveness depends on independent directors’ assertiveness and frequency of executive sessions .
  • Compensation alignment:

    • Director pay mix includes cash retainer and time-vested equity; no performance-based metrics tied to director compensation disclosed (typical for community banks), but ownership guidelines instituted to enhance alignment .
    • Participation in Deferred Fee Plan indicates long-term alignment and deferral discipline; clawback applicability under Stock Incentive Plan adds governance safeguard .
  • Shareholder sentiment:

    • Say-on-pay approval for executives was >94% in 2024, signaling supportive governance/compensation posture; while focused on NEOs, it reflects broader investor confidence in board oversight of pay .