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Jerry L. McDaniel

Director at MSBI
Board

About Jerry L. McDaniel

Independent director of Midland States Bancorp, Inc. since 2012; age 60; Chair of the Nominating & Corporate Governance Committee and member of the Audit Committee . Background includes founding and leading multiple local businesses (energy distribution, carwash operations, real estate investments) and prior service as a community bank director; he is also a licensed pilot . The Board has affirmatively determined he is independent under Nasdaq rules .

Past Roles

OrganizationRoleTenureCommittees/Impact
Superior Fuels, Inc.President2007–presentFounder/operator; transitioned energy businesses, now manages real estate investments
Dirtbuster Carwash LLCPresidentNot disclosedOperates car wash sites in Southern Illinois and Indiana
Southeastern Illinois Community FoundationDirector2013–2020Non-profit board oversight
Local community bank (name not disclosed)DirectorNot disclosedPrior bank board experience

External Roles

OrganizationRolePublic Company?Notes
Superior Fuels, Inc.PresidentNoPrivate; real estate holdings post divestitures
Dirtbuster Carwash LLCPresidentNoPrivate; regional operations
Southeastern Illinois Community FoundationFormer DirectorNoNon-profit; 2013–2020

No current public company directorships disclosed .

Board Governance

  • Committee assignments: Audit Committee member; Nominating & Corporate Governance Committee Chair .
  • Independence: Board determined all directors except the CEO are independent; he is independent . Nominating & Governance Committee members are independent .
  • Attendance: Board held nine meetings in 2024; all directors attended at least 75% of Board and committee meetings; independent directors held nine executive sessions in 2024 .
  • Leadership: Separate Chair (Jeffrey C. Smith) and CEO structure viewed as enhancing oversight .
  • Oversight roles: As Audit member, oversees financial reporting, internal controls, and reviews/approves material related-party transactions; Audit Committee administers clawback policy for performance-based compensation tied to restatements . As Nominating Chair, leads director recruitment, governance guideline oversight, committee assignments, and conflicts/independence review .

Fixed Compensation

Component (2024)Amount (USD)Notes
Fees Earned or Paid in Cash$53,5002024 director cash compensation
Annual Cash Retainer (Policy)$40,000Standard nonemployee director retainer; Chair of the Board retainer $85,000
Committee Chair Fees (Policy)$10,000 (Nominating), $15,000 (Audit), $10,000 (Risk), $10,000 (Compensation)Chair/member fee schedule; members: $6,000 (Audit), $5,000 (Risk), $5,000 (Nominating), $6,000 (Compensation)
Additional Committee Fees (Policy)$18,000 (Director Credit Risk Committee), $3,000 (Bank Trust Committee)If applicable

Performance Compensation

Equity ElementGrant DateGrant-TypeGrant-Date ValueVestingNotes
Director RSUs (annual)June 30, 2024Fully vested RSUs$45,000Fully vested at grantGrant fair value based on $22.65/share; no unvested RSUs outstanding for nonemployee directors at 12/31/2024

Performance metrics tied to director compensation: none disclosed for directors; director equity grants are time-based (fully vested) rather than performance-conditioned .

Other Directorships & Interlocks

CompanyTypeRolePotential Interlock/Conflict
Superior Fuels, Inc.PrivatePresidentNone disclosed with MSBI; see related-party section below
Dirtbuster Carwash LLCPrivatePresidentNone disclosed with MSBI
Southeastern Illinois Community FoundationNon-profitFormer DirectorNone disclosed

No public company directorships or disclosed interlocks with MSBI competitors/suppliers/customers .

Expertise & Qualifications

  • Multi-business founder/operator in energy distribution, automotive services, and real estate; prior community bank directorship .
  • Governance leadership as Chair of Nominating & Corporate Governance Committee; experienced in director selection, independence/conflict reviews, and governance policy oversight .
  • Financial oversight exposure via Audit Committee membership .

Equity Ownership

HolderShares Beneficially OwnedPercent of ClassComponents / Footnotes
Jerry L. McDaniel174,221<1%Includes an aggregate of 37,598 shares issuable within 60 days pursuant to RSUs or common stock equivalent units under the Deferred Compensation Plan
  • Stock ownership guidelines: Directors must hold MSBI stock equal to 5x cash retainer; executives and directors must retain 25% of shares received until guideline met; five-year compliance window .
  • Anti-hedging policy: Directors are prohibited from hedging MSBI securities .
  • Pledging: No pledging disclosed for McDaniel; pledging noted for other insiders but not for him .

Governance Assessment

  • Strengths:

    • Independent director with long tenure and deep local market and small business experience; serves as Nominating Chair, enhancing board refreshment and governance oversight .
    • Audit Committee membership supports financial reporting and related-party transaction oversight; clawback policy administered by Audit adds accountability .
    • Board structure separates Chair and CEO; robust independent director executive sessions .
    • No related-party transactions >$120,000 involving McDaniel disclosed; insider transaction approvals controlled; ordinary-course banking relationships on market terms .
  • Potential concerns/monitoring items:

    • Director equity grants are fully vested at grant (less at-risk, but mitigated by stock ownership guidelines and retention requirements) .
    • Attendance disclosed at aggregate level (≥75% for all directors) rather than individual; continue monitoring individual attendance trends .
    • No current public company board experience disclosed; board skill mix should ensure sufficient capital markets/regulatory expertise beyond community banking .
  • Risk indicators:

    • Company disclosed restatement of prior periods and application of clawback policy (executive-focused); not directly a director pay issue but relevant to overall governance environment; Audit Committee oversees recovery analysis .

Related-Party Transactions (Conflict Review)

  • From January 1, 2024, no transactions >$120,000 involving directors/executives or immediate family/affiliates; loans/deposits with insiders were ordinary-course, market terms, board-approved per regulatory requirements .
  • Audit Committee reviews and approves all material related-party transactions .

Director Compensation (2024 actual)

ComponentAmount (USD)Citation
Cash Fees$53,500
Stock Awards (RSUs)$45,000
Total$98,500

Committee Assignments and Meetings

CommitteeRole2024 Meetings HeldNotes
AuditMember9Financial reporting, internal controls, related-party review, clawback administration
Nominating & Corporate GovernanceChair4Director nominations, governance guidelines, committee assignment recommendations

Independence, Attendance & Engagement

  • Independence: Affirmed independent under Nasdaq and SEC rules (all directors except CEO) .
  • Attendance: Board held nine meetings; all directors attended at least 75% of Board and their committee meetings .
  • Independent sessions: Nine meetings of independent directors in 2024 .

Say-on-Pay & Shareholder Feedback (context for governance)

  • 2024 Say-on-Pay approval ~97% of votes cast, signaling strong shareholder support for compensation practices .

Insider Trades and Section 16 Compliance (director-specific)

  • No late Section 16 filings disclosed for McDaniel; one late Form 4 was noted for another director (Carlson) .

Employment & Contracts (director-specific)

  • No director employment agreement applicable; director compensation governed by policy (cash retainer, committee fees, annual RSU grant) .

Compensation Structure Analysis (director-specific)

  • Mix: 2024 cash $53.5k vs equity $45k; annual equity is fully vested RSUs, indicating emphasis on ownership but not performance-contingent awards; ownership guidelines require ongoing holding/retention until guideline met .
  • No meeting fees beyond policy-defined retainers/committee fees; no tax gross-ups, pensions, or option grants for directors disclosed .

Performance Compensation Metrics (director-specific)

MetricWeightThreshold/TargetActual/PayoutNotes
None disclosed for director equity (RSUs fully vested at grant)Director equity grants are not performance-conditioned

Conclusion

Overall, McDaniel presents as an independent, engaged director with governance leadership (Nominating Chair) and financial oversight (Audit member). Compensation and ownership policies (ownership guidelines, anti-hedging) align interests, and no material related-party transactions are disclosed. Monitoring should focus on continued individual attendance, the impact of fully vested director RSUs on long-term alignment, and overall board skill mix given restatement context and evolving regulatory demands .