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Scott Mitchell

Director at First Western Financial
Board

About Scott C. Mitchell

Scott C. Mitchell, age 62, has served as an independent director of First Western Financial, Inc. (MYFW) since 2021. He is CEO of Lane Capital Partners and previously held senior roles at U.S. Engineering, a Monroe Group family office manufacturing enterprise, Sylarus Technology (solar), Accenture (Partner), First Data (SVP), and Western Union. He holds a B.S. in Industrial Engineering from Southern Illinois University and an MBA from the University of Denver. The Board affirms his independence under Nasdaq rules.

Past Roles

OrganizationRoleTenureCommittees/Impact
Lane Capital PartnersChief Executive OfficerNot disclosedLeads a full-service portfolio company innovating in cut-and-sew for furniture and private-label boots (Target, Overstock, Wayfair customers).
U.S. Engineering; Metalworks; Monroe Group family office manufacturing enterprisePresident / Executive rolesNot disclosedLed manufacturing operations in automotive and industrial sectors.
Sylarus TechnologyExecutive (pioneering solar firm)Not disclosedEarly-stage/clean-tech operating experience.
AccenturePartnerNot disclosedStrategy/operations advisory experience.
First DataSenior Vice PresidentNot disclosedPayments/fintech operating experience.
Western UnionSenior role (not specified)Not disclosedGlobal payments experience.

External Roles

OrganizationRoleTenureNotes
National Jewish HospitalDirectorNot disclosedNon-profit healthcare governance.
Denver Convention Center Hotel AuthorityBoard memberNot disclosedPublic authority oversight.
Governor of Colorado’s Leaders InitiativeBoard memberNot disclosedState-level leadership initiative.
Young Presidents’ Organization (Gold), Rocky MountainMemberNot disclosedCEO network affiliation.

Board Governance

  • Board tenure and role: Director since 2021; current Board size 11. Independent under Nasdaq rules; only the CEO and COO are non-independent.
  • Committee assignments (2024–2025): Member, Corporate Governance & Nominating Committee; Chair is Joseph C. Zimlich. The committee met 2 times in 2024 (same frequency in 2023).
  • Attendance: In 2024 the Board met 5 times; in 2023 it met 6 times. Each director participated in at least 75% of aggregate Board and committee meetings in their service periods.
  • Board leadership: Combined Chair/CEO (Wylie) with a Lead Independent Director (Zimlich) who presides over executive sessions and shareholder engagement.
  • Say-on-Pay context: 2024 Say-on-Pay support was ~67%; the Compensation Committee increased disclosure and refined incentives for 2025 following investor outreach.

Committee assignments snapshot

CommitteeRole2024 Meetings
Corporate Governance & NominatingMember (Chair: Zimlich)2

Fixed Compensation (Director)

YearFees Earned or Paid in CashStock Awards (Grant-date fair value)Total
2023$41,100$25,000$66,100
Source: MYFW non-employee director compensation table (covers Company and Bank boards). Stock awards are RSUs vesting 20% annually over 5 years. Directors also receive per-meeting fees and annual retainers.

Director fee structure (2023):

  • Annual Board retainer: $45,000 ($25,000 in RSUs, $20,000 in cash); per Board meeting: $800.
  • Committee member retainers: Audit/Trust $5,000; Comp/Gov $4,000; committee meeting fees $500 (members), $700–$800 (chairs).
  • Expense reimbursement for Board/committee service.

Performance Compensation (Director)

ComponentTermsPerformance Metrics
Annual RSU retainer$25,000 grant; vests 20% annually over 5 years (time-based)None (time-based only)
  • No director stock options were indicated for Mr. Mitchell.
  • Director equity is not performance-conditioned; it is structured to align interests via sustained ownership and vesting.

Other Directorships & Interlocks

CategoryDetails
Current public company boardsNone disclosed for Mr. Mitchell in MYFW’s proxies.
Notable interlocksOther MYFW directors (Caponi, Latimer) serve on First Commonwealth Financial Corporation’s board; no public-company interlock disclosed for Mr. Mitchell.

Expertise & Qualifications

  • Executive leadership across corporate and entrepreneurial ventures (manufacturing, payments/fintech, consulting, clean-tech), with current CEO role at Lane Capital Partners.
  • Governance exposure through non-profit and public authority boards; YPO leadership network.
  • Education: B.S. Industrial Engineering (Southern Illinois University); MBA (University of Denver).

Equity Ownership

Measure (as of Apr 12, 2024)AmountNotes
Beneficial ownership (shares)3,8843,539 shares held directly; 345 RSUs scheduled to settle within 60 days. <1% of outstanding.
Stock awards outstanding (vested + unvested)5,935As of 12/31/2023; no option awards.
Pledged or hedged sharesNone disclosed for Mr. Mitchell; company policy prohibits pledging/hedging without limited pre-approval.
Director ownership guidelineNon-employee directors must own $250,000 of MYFW stock within 5 years of joining the Board; compliance status not disclosed.

Section 16(a) compliance: The only delinquent filing noted for 2023 was for a different director (Mr. Duncan); no delinquency was identified for Mr. Mitchell.

Governance Assessment

  • Strengths

    • Independent director with multi-industry operating and strategy background; member of the Corporate Governance & Nominating Committee.
    • No related-party transactions disclosed involving Mr. Mitchell; Board-level related-party oversight resides with the Audit Committee.
    • Director equity grants and stock ownership policy promote alignment; company prohibits hedging/pledging (with limited exceptions).
  • Watch items

    • Ownership alignment: beneficial ownership was 3,884 shares as of April 12, 2024; directors must meet a $250,000 guideline within 5 years—compliance status for Mr. Mitchell not disclosed (monitor progress given 2021 start).
    • Say-on-Pay support at 67% in 2024 indicates some shareholder concern about executive pay design; while not director pay, it is a governance climate signal to the Board.
  • Red flags (none specifically identified for Mr. Mitchell)

    • No pledging disclosed; no related-party transactions; attendance at least within Board’s 75%+ aggregate standard.

Overall, Mr. Mitchell appears to be an independent, governance-engaged director with relevant operating expertise and no evident conflicts. Key investor-alignment item to monitor is progress toward the director stock ownership guideline within the five-year window.