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Angela N. Petrucci

Chief Administrative Officer and General Counsel at National Bank Holdings
Executive

About Angela N. Petrucci

Angela N. Petrucci (age 48) is EVP, Chief Administrative Officer, General Counsel and Secretary at NBHC; she joined the Company in 2015 and has served as CAO and GC since July 2020, overseeing BSA/AML and financial crimes, facilities and security, HR, legal, marketing, and project management; she also serves on the boards of NBH Bank and Bank of Jackson Hole Trust and is on the BOJHT Trust Committee . She holds a Juris Doctor and a Bachelors in Business Administration, with prior roles at Accenture (corporate governance and securities), Chapman and Cutler LLP, and First Chicago Bank (commercial banking) . Company performance in 2024 included diluted EPS of $3.08 (adjusted $3.22), ROAA 1.20% (adjusted tangible 1.36%), net interest margin FTE 3.99%, cost of funds 2.27%, 4.7% average deposit growth, 11% tangible book value growth, CET1 13.20%, and adjusted efficiency ratio 58.69% . Pay versus performance disclosure shows value of an initial $100 investment at $139.10 in 2024, with net income of $118.8M and core net income of $124.4M .

Past Roles

OrganizationRoleYearsStrategic Impact
AccentureIn-house counsel (corporate governance and securities)Oversaw corporate governance and securities matters
Chapman and Cutler LLPAssociateCorporate transactional and securities experience
First Chicago Bank (now JPMorgan Chase)Commercial bankerBanking operations and lending experience

External Roles

OrganizationRoleYearsStrategic Impact
Colorado Bankers AssociationGovernment Affairs Committee memberIndustry advocacy and regulatory engagement

Fixed Compensation

Metric202220232024
Base Salary ($)310,385 326,538 345,385 (STIP eligible earnings)
Target Bonus (%)60% of salary (HoldCo executives)
Actual Bonus Paid ($)293,313 256,675 294,785

Notes:

  • Base salaries for Petrucci (and selected NEOs) were increased in April 2024; Petrucci’s salary increased from $330,000 to $350,000 .

Performance Compensation

ComponentMetricWeightingThresholdTargetMaximumActualPayout
STIP (2024)Core Net Income ($000s)40%102,129 120,152 126,160 124,395 54.1% weighting achieved
STIP (2024)Asset Quality (Non-Performing Assets Ratio)30%0.80% 0.65% 0.50% 0.47% 45.0% weighting achieved
STIP (2024)ERM & Doing Good (Qualitative)15%80% 100% 120% 115% 20.6% weighting achieved
STIP (2024)Individual Qualitative15%80% 100% 120% (or up to 200% for exceptional) 120% achievement (Petrucci) 150% of target for individual component
STIP OutcomeTotal STIP payout (% of target)142.2% of target; Paid $294,785

Long-term equity (LTI) structure:

  • PSUs: 3-year performance period (Jan 1, 2024–Dec 31, 2026) measured on cumulative adjusted EPS (33%), relative ROTA vs S&P 600 Regional Bank group (33%), and 3-year rTSR vs S&P 600 Regional Bank group (33%); vest at 50%/100%/150% (threshold/target/max); vest on March 1, 2027 .
  • Time-based restricted stock: vests in three equal annual installments beginning April 28, 2025 .

2022 PSU vesting result:

  • Cumulative adjusted EPS actual: $10.53 (60% weighting) → 150% payout; rTSR percentile: 36th (40% weighting) → 53% payout; total PSU payout 111% of target; dividend equivalents accrued and paid upon vest .

Equity Ownership & Alignment

ItemDetail
Total beneficial ownership36,554 shares (includes 5,801 unvested restricted shares with voting power and 16,675 options exercisable within 60 days); <1% of shares outstanding
Unvested restricted stock (voting)5,801 shares
Options exercisable within 60 days16,675 shares
Unvested RS (2024 grant)3,996 shares; first vest Apr 28, 2025
Unvested PSUs2023 PSU: 3,552 units (target tracking) ; 2024 PSU: 4,015 units (target tracking)
Option exercises (2024)541 shares exercised; value realized $13,687
Stock vesting (2024)3,712 shares vested; value realized $127,005
Stock ownership guidelines (executives)CAO required to own 2x base salary; executives below threshold must retain 50% of after-tax vested equity until met
Compliance with ownership guidelinesAs of Mar 10, 2024, Petrucci had not yet met her threshold (newer executive to guidelines)
Hedging/PledgingHedging prohibited; pledging prohibited for designated persons including NEOs

Employment Terms

ProvisionKey Terms
Employment agreementDated May 5, 2020; automatically renews annually unless notice is given
Base salary and bonus targetBase salary minimum $250,000; target cash bonus ≥50% of base salary; reviewed annually
Non-compete/Non-solicitWhile employed; post-termination: 2 years if terminated without cause or resigns for good reason within 2 years post-CIC; 1 year for other terminations
Severance (no CIC)Lump sum = salary + greater of target bonus or prior year bonus; plus pro-rated bonus; subject to release
Severance (with CIC, double trigger)Lump sum = 2x salary + 2x greater of target bonus or prior year bonus; plus pro-rated bonus; subject to release
Equity treatment (CIC)Double trigger: RS/options and earned PSUs vest upon qualifying termination; if no replacement awards, vest at change in control
ClawbacksContractual clawback; Company-wide compensation recovery policy (NYSE/SEC-compliant) adopted Nov 2023
Tax gross-upsNo tax gross-ups on change-in-control payments

Termination/CIC economics (as of 12/31/2024; NBHC share price $43.06):

ScenarioCash Severance ($)Stock Option Vesting ($)Restricted Stock Vesting ($)Total ($)
Voluntary Resignation with Good Reason or Involuntary Termination Not for Cause901,460 901,460
Involuntary Termination or Good Reason Following Change in Control1,423,350 33,703 691,371 2,148,424
Death or Disability (No CIC)33,703 249,791 283,494
Death or Disability Following Change in Control33,703 691,371 725,074

Compensation & Incentives (Detailed)

Multi-year compensation:

Component2022 ($)2023 ($)2024 ($)
Salary310,385 326,538 345,385
Stock Awards165,156 175,650 282,994
Option Awards41,300 43,446
Non-Equity Incentive (STIP)293,313 256,675 294,785
Nonqualified Deferred Comp. Earnings20 50 99
All Other Compensation26,494 18,866 36,774
Total836,668 821,225 960,037

2024 grants of plan-based awards (LTI detail):

Grant DateTypeShares/UnitsGrant Date Fair Value ($)Vesting
04/01/2024Time-based RS3,996141,498 3 equal annual installments; first vest Apr 28, 2025
04/01/2024PSUs (Threshold/Target/Max)2,008 / 4,015 / 6,023141,496 Performance period 2024–2026; vest Mar 1, 2027

Perquisites and benefits (2024):

  • Corporate aircraft personal use: $15,742
  • Company matching contributions: 401(k) $10,350; NDCP $10,362
  • Imputed income on life insurance premiums: $270
  • NDCP participation: 2024 executive contributions $13,815; registrant contributions $10,362; aggregate earnings $14,728; year-end balance $180,988

Compensation governance and peer benchmarking:

  • Independent consultant: Pay Governance advises Compensation Committee .
  • Executive compensation peer group includes 20 institutions (e.g., Axos Financial, Triumph Financial, Customers Bancorp, Veritex Holdings) and was updated to better reflect fintech orientation (median market cap ~$1B as of June 30, 2023) .
  • No stock option repricing; double-trigger equity acceleration; hedging/pledging prohibited; clawbacks; capped payouts; no CIC tax gross-ups .

Say-on-Pay:

  • 2024 advisory vote approved with 97.7% support .

Equity Ownership & Alignment (Breakdown as of 12/31/2024)

CategoryQuantityMarket/Value Note
Beneficial shares36,554Includes 5,801 unvested restricted with voting and 16,675 options exercisable within 60 days; <1% of outstanding
Unvested RS3,996Market value $172,068; vests starting Apr 28, 2025
Unvested PSUs (2023)3,552 (target tracking)Market value $152,949; vest Mar 1, 2026 (performance)
Unvested PSUs (2024)4,015 (target tracking)Market value $172,886; vest Mar 1, 2027 (performance)
Options exercised (2024)541Value realized $13,687
Shares vested (2024)3,712Value realized $127,005
Ownership guideline2x base salary for CAO; retention of 50% of after-tax vested equity until met
Guideline statusNot yet met as of Mar 10, 2024
Hedging/PledgingProhibited

Employment Terms (Contract and CIC Mechanics)

  • Contract: May 5, 2020; auto-renews; base pay and bonus targets as above .
  • Severance (no CIC): Salary + greater of target/prior-year bonus, plus pro-rated bonus; subject to release .
  • Severance (CIC, double trigger): 2x salary + 2x greater of target/prior-year bonus; pro-rated bonus; double-trigger equity vesting and earned PSU vesting mechanics; no tax gross-ups; clawbacks apply .
  • Non-compete/non-solicit: 2 years (specific scenarios) / 1 year otherwise .

Investment Implications

  • Pay-for-performance alignment: 2024 STIP paid at 142.2% of target with robust achievement on core net income and asset quality; LTI is majority performance-based PSUs tied to EPS, rTSR, and relative ROTA, reinforcing long-term value creation .
  • Retention risk and unvested equity: Meaningful unvested RS and PSUs plus double-trigger CIC terms support retention; however, executive stock ownership guideline is not yet met, which may require continued net share retention from vestings (reduced near-term sell pressure) .
  • Insider selling pressure: 2024 activity modest (541 options exercised; 3,712 shares vested), with hedging/pledging prohibited and blackout/preclearance protocols in place (low signaling risk) .
  • Change-in-control economics: Two-times salary+bonus cash multiple plus accelerated vesting on equity under double-trigger; no tax gross-ups; clear definitions reduce uncertainty in event-driven scenarios .
  • Governance and risk: Strong clawbacks, anti-hedging/pledging, capped payouts, and no option repricing mitigate risk; high 2024 say-on-pay support (97.7%) indicates shareholder acceptance of the compensation framework .

Additional Company Performance Context

  • 2024 achievements (EPS, ROAA, NIM, deposits, TBV, CET1, efficiency) evidence operational discipline, supporting the credibility of performance-linked compensation outcomes .
  • Pay-vs-performance TSR and net income trends provide macro context for equity award performance measurement and expected PSU outcomes .