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Michael S. Miller

Director at NACCO INDUSTRIES
Board

About Michael S. Miller

Independent director (age 73) serving since 2016. Retired Managing Director of The Vanguard Group; current Board Trustee of Vanguard Charitable (since March 2021) and director of Hamilton Beach Brands Holding Company (HBBHC). Brings financial, legal, human capital, compliance/risk management, and strategic planning expertise; previously served as a director of Vanguard’s Irish-domiciled funds and management company through 2022 .

Past Roles

OrganizationRoleTenureCommittees/Impact
The Vanguard GroupManaging Director (retired)Not disclosedSenior management responsibilities across portfolio review, strategy, ERM, compliance, info security
Vanguard Irish-domiciled funds & management companyDirectorPrior to 2020–2022Audit committee experience; governance of international funds

External Roles

OrganizationRoleTenureNotes
Hamilton Beach Brands Holding Company (HBBHC)DirectorPrior to 2020–presentAffiliate company with overlapping board representation
Vanguard CharitableBoard TrusteeMarch 2021–presentNon-profit governance and philanthropy oversight

Board Governance

  • Independence: Determined independent by the Board under NYSE standards; all three core committees (Audit, CHC, NCG) are composed entirely of independent directors .
  • Committee assignments and chair roles (2024):
    • Audit Review Committee: Member; qualifies as an “audit committee financial expert” (SEC definition) .
    • Compensation & Human Capital (CHC) Committee: Chair; CHC Chair presides over non-management director executive sessions .
    • Nominating & Corporate Governance (NCG) Committee: Member .
    • Executive Committee: Member .
  • Attendance & engagement: Board held 4 meetings; all current directors attended more than 75% of Board and assigned committee meetings; independent-director session held May 15, 2024 .
  • Governance context: Company may be viewed as a “controlled company” but does not use NYSE governance exemptions; maintains majority-independent board and independent committees .
CommitteeRole2024 MeetingsNotes
Audit ReviewMember6Financial expert; oversight of financial reporting, controls, cybersecurity
Compensation & Human CapitalChair4Oversees executive and director compensation; human capital programs
Nominating & Corporate GovernanceMember5Board composition, independence, ESG oversight
ExecutiveMember0Acts between Board meetings if needed

Fixed Compensation

  • Structure (standard 2024 schedule): Annual Board retainer $175,000 ($110,000 required in restricted shares); committee retainers: Audit member $8,000; members of other committees $5,000; committee chair retainers: Audit $20,000; CHC $15,000; NCG $10,000; Directors may elect more equity; director shares carry 10-year holding restrictions (fully vested at grant) .
  • 2024 compensation (actual):
Component (2024)Amount
Fees earned or paid in cash$103,010
Stock awards (grant-date fair value)$104,299
All other compensation (insurance, matching gifts, etc.)$8,074
Total$215,383
  • Directors’ equity plan terms: Mandatory portion of retainer paid in Class A Common; shares fully vested at grant, subject to 10-year transfer restrictions; additional retainer and fees may be taken in “Voluntary Shares” without restrictions .

Performance Compensation

ItemDetails
Performance-linked componentsNone disclosed for directors; compensation comprised of retainers (cash and restricted shares) with long holding requirements; no options issued under director plan .

Other Directorships & Interlocks

CompanyRoleNature of Interlock
Hamilton Beach Brands Holding Company (HBBHC)DirectorShared board representation among NC directors; no related-party transactions disclosed regarding Miller .

Expertise & Qualifications

  • Audit committee financial expert; financially literate under NYSE standards .
  • Extensive senior management experience in investment management; competencies in ERM, compliance, information security, portfolio strategy; legal experience as former law firm partner .
  • Human capital and compensation governance experience as CHC Committee Chair .

Equity Ownership

SecurityBeneficially OwnedPercent of ClassNotes
Class A Common24,240 shares<1%Listed under beneficial ownership; no shared voting power disclosed .
  • Hedging/pledging: Hedging transactions are prohibited for directors; pledging of non-restricted shares is not outright prohibited but requires prior approval from the General Counsel (watchpoint) .
  • Director share holding requirement: Mandatory director shares generally must be held for 10 years from quarter-end .

Governance Assessment

  • Strengths:
    • Independent director; chairs CHC and serves on Audit and NCG; recognized audit financial expert—enhances oversight of pay and financial reporting .
    • Long holding period on director equity (10 years) and hedging prohibition increase alignment with shareholders .
    • Board elected not to use controlled company exemptions; committees fully independent; robust executive-session cadence .
  • Watchpoints/RED FLAGS:
    • Pledging is permitted with approval (no outright ban), which can weaken alignment if used—monitor Section 16 filings and proxy disclosures for any pledges by directors; none disclosed for Miller in this proxy .
    • Broader company-level related-party context: family relationships between the Non-Executive Chairman and CEO; while reviewed under related-person policy, it elevates governance scrutiny across the board (not specifically tied to Miller) .
    • CHC consultant independence was assessed; note that another NC director serves on Korn Ferry’s board—Committee found no conflicts, but this is an information-flow interlock to monitor .
  • Shareholder signals:
    • Continued strong “Say on Pay” support for NEO compensation (approx. 94% approval at 2024 meeting), indicating investor confidence in pay governance overseen by CHC (Miller as Chair) .

Overall, Miller’s committee leadership (CHC Chair), audit expertise, and equity holding requirements support board effectiveness and alignment; monitor pledging approvals and interlocks (HBBHC and Korn Ferry board ties) for potential conflicts or optics issues .