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Valerie Mitchell

Director at NCS Multistage Holdings
Board

About Valerie Mitchell

Valerie Mitchell (age 53) is an independent director of NCS Multistage Holdings, Inc. since August 2019. She is a chemical engineer by training (B.S., University of Missouri) with over 20 years of operational leadership in oil and natural gas; she is NACD-certified (NACD.D) and currently serves as President of Troy Energy (since March 2020) . Her board tenure includes audit committee service at NCSM, with independence affirmed under Nasdaq rules and Exchange Act Rule 10A-3 .

Past Roles

OrganizationRoleTenureCommittees/Impact
Troy EnergyPresidentMar 2020 – presentExecutive leadership in energy operations
Corterra Energy LLCChief Executive Officer and DirectorDec 2016 – Nov 2019Led E&P operations; board oversight
Newfield Exploration CompanyVP, Mid-Continent; VP, Corporate Development; GM, Mid-Continent RegionDec 2011 – Aug 2016 (various roles)Operational and corporate development leadership

External Roles

OrganizationRoleTenureCommittees
Freehold RoyaltiesDirectorSince Jun 2022Governance, Nominating & Compensation Committee; Reserves Committee
National Association of Corporate DirectorsMemberOngoingNACD.D certification

Board Governance

ItemStatus
Committee assignmentsAudit Committee member (chair: Michael McShane); Compensation, Nominating & Governance Committee: not a member
IndependenceBoard determined Mitchell is independent under Nasdaq rules; Audit Committee composed entirely of independent directors and compliant with Rule 10A-3
Board and committee meetings (2024)Board met 16 times; each director attended at least 75% of Board and committee meetings; Audit Committee met 4 times; CNG Committee met 4 times
Executive sessionsNon-management directors meet regularly without management; chair presides

The company is a “controlled company” under Nasdaq due to Advent’s >50% voting power, but both key committees are fully independent, which mitigates governance risks typically associated with controlled structures .

Fixed Compensation

YearQuarterly Retainer (Cash)Annual Cash TotalCommittee Chair Fees (if applicable)Notes
2024$31,250$125,000 None (Mitchell not a chair)Per meeting fees may be paid; policy disclosed without amounts
2023$15,625$62,500 None (Mitchell not a chair)Chairman and committee chair fee levels disclosed (not applicable to Mitchell)
2024 Director Compensation (Mitchell)Amount ($)
Fees Earned or Paid in Cash$125,000
Stock Awards (grant-date fair value)$62,336
Total$187,336

Performance Compensation

Equity Award FeatureDetail
Annual RSU grant$62,500, vests on ~1-year anniversary; director may elect delayed settlement
Grant-date fair value per RSU (2024)$15.35
Outstanding RSUs (12/31/2024)23,273 total; 19,212 fully vested
Settlement mechanicsVested deferred RSUs settle within 30 days after service termination or change of control
Performance metrics tied to director equityNone disclosed; director RSUs are time-based (no performance conditions stated for directors)

Other Directorships & Interlocks

ItemStatus
Current public company boardsFreehold Royalties (Director; GN&C and Reserves committees)
Committee interlocks (2024)None; no compensation committee interlocks or insider participation noted for 2024

Expertise & Qualifications

  • 20+ years operational leadership in oil and natural gas, including executive roles at Newfield and Corterra; B.S. Chemical Engineering .
  • NACD.D credential; governance experience across audit oversight and compensation/governance at Freehold Royalties .
  • Skills matrix: engineering/technology, oil and natural gas, sales/marketing, international experience reflected in board skills table .

Equity Ownership

Ownership Snapshot (Record Date: Mar 28, 2025)Shares / %
Beneficial ownership (common stock)2,517 shares; less than 1%
Vested deferred RSUs19,212 RSUs (delayed settlement elections)
Total outstanding RSUs (12/31/2024)23,273 RSUs
Unvested RSUs (derived)4,061 RSUs (23,273 total − 19,212 vested)
Stock Ownership GuidelinesRequirementCompliance
Non-Employee Director5x base annual cash retainer Each director currently satisfies the guideline per policy disclosure

Governance Assessment

  • Committee effectiveness: Mitchell serves on an all-independent Audit Committee with clear oversight of financial reporting, auditor independence, internal controls, and cybersecurity updates; committee met 4 times in 2024 and issued the audit report recommendation for 2024 10-K inclusion .
  • Independence and engagement: Independence affirmed under Nasdaq and Rule 10A-3; Board frequency (16 meetings) and minimum 75% attendance threshold achieved by all directors; all directors attended the 2024 annual meeting .
  • Pay alignment: Director pay is largely fixed cash (2024 $125k) plus time-based RSUs ($62.5k grant, $62,336 fair value), with optional delayed settlement promoting long-term alignment; no performance metrics attached to director equity grants, consistent with director roles .
  • Ownership alignment: 5x retainer stock ownership guideline applies to directors; policy states directors currently satisfy requirements; Mitchell holds vested deferred RSUs which settle post-service or upon change of control, reinforcing retention and alignment .
  • Controlled company context: Advent owns ~58.2% of common stock; while this concentrates voting power, the company maintains fully independent Audit and CNG committees, mitigating typical risks of controlled structures .

Risk Indicators & RED FLAGS

  • Controlled company risk: Advent control (>50%) can reduce minority shareholder influence; mitigated by independent committees but remains a structural risk .
  • Related-party transactions: None in the last two fiscal years for directors and >5% holders; reduces conflict risk .
  • Pledging/hedging: No pledging or hedging disclosures identified for Mitchell; stock ownership guideline enforces retention thresholds, but specific anti-pledging language not cited in available extracts .

Say-on-Pay & Shareholder Feedback (2025 Annual Meeting)

| Proposal | For | Against | Abstain | Broker Non-Votes | For % (computed) | |---|---|---:|---:|---:|---:|---:| | Advisory vote on NEO compensation | 1,975,710 | 10,498 | 23,759 | 212,443 | 98.6% of votes cast (For ÷ (For+Against+Abstain)) |

High say-on-pay support indicates broad investor acceptance of compensation practices; not director-specific but relevant to overall governance climate .

Compensation Structure Analysis (Directors)

  • Shift in mix: 2023 cash retainer $62,500 vs. RSU $125,000; 2024 cash retainer doubled to $125,000 while RSU grant halved to $62,500—greater guaranteed cash, lower equity-at-risk year-over-year .
  • Equity grant sizing and pricing: 2024 RSU fair value per unit $15.35; outstanding RSUs and deferred settlement elections evidence long-term alignment rather than short-term performance-based equity .
  • Consultants: Mercer LLC engaged by the CNG Committee; independence assessed with no conflicts—supports robust compensation governance .

Compensation Committee Analysis

ItemDetail
Members (2024)John Deane (Chair), Michael McShane, W. Matt Ralls
Meetings (2024)4
Independent consultantMercer LLC; independence affirmed; advised on director and executive compensation
InterlocksNone in 2024

Related Party Transactions

ItemDisclosure
PoliciesAudit Committee reviews/approves related-person transactions; disinterested review required
Transactions (last two fiscal years)None involving directors, executive officers, or >5% holders

Board Governance – Additional Context

ItemDisclosure
Controlled company exemptionAdvent >50% voting power; Board may adjust composition under exemption; Audit Committee independence unchanged
Cybersecurity oversightAudit Committee receives periodic IT/cybersecurity updates; outside experts engaged; insurance maintained
ESG oversightBoard continues ESG oversight; policies maintained; 2024 ESG update on website

Director Compensation Policy Details

Element2024 Structure
Annual RSU grant$62,500; vests ~1-year from grant; optional delayed settlement
Quarterly retention fee$31,250 (cash)
Chair feesAudit and CNG chairs: +$4,500 per quarter; Chairman of the Board: +$12,500 per quarter
ReimbursementsTravel and related expenses reimbursed

Summary Implications for Investors

  • Mitchell strengthens audit oversight with independent status and energy-operations expertise; engagement appears satisfactory given Board/committee meeting cadence and attendance thresholds .
  • Pay structure is conventional for small-cap controlled companies, with higher cash retainer in 2024 and time-based RSUs; long-term alignment reinforced via 5x ownership guideline and deferred RSU settlement, though lack of performance-conditioned director equity is typical but not performance-linked .
  • No related-party transactions and no committee interlocks in 2024, plus high say-on-pay support, indicate stable governance signals; controlled company status remains a notable structural consideration .