Mark Winget
About Mark Winget
Mark L. Winget is Vice President and Secretary of Nuveen AMT‑Free Quality Municipal Income Fund (NEA), serving as an officer of the Nuveen closed‑end fund complex since 2008 (Year of birth: 1968). His principal occupations in the past five years include: Vice President and Assistant Secretary of Nuveen Securities, LLC and Nuveen Fund Advisors, LLC; Vice President, Associate General Counsel and Assistant Secretary of Teachers Advisors, LLC, TIAA‑CREF Investment Management, LLC and Nuveen Asset Management, LLC; and Vice President and Associate General Counsel of Nuveen . He is listed as the agent for service for NEA and is a frequent signatory on fund filings, including the joint proxy statement and other SEC notices (e.g., N‑23C‑2 and 8‑K) . Under NEA’s proxy, “the Funds have no employees” and “officers serve without any compensation from the Funds” (officer compensation is paid by the Adviser), so fund‑level pay‑for‑performance structures for officers are not disclosed in fund filings .
Past Roles
| Organization | Role | Years | Strategic impact |
|---|---|---|---|
| Nuveen Securities, LLC | Vice President and Assistant Secretary | Past 5 years (disclosed capacity; specific start date not provided) | Legal/secretarial officer supporting fund governance and filings |
| Nuveen Fund Advisors, LLC | Vice President and Assistant Secretary | Past 5 years (disclosed capacity; specific start date not provided) | Legal/secretarial officer supporting fund governance and filings |
| Teachers Advisors, LLC | Vice President, Associate General Counsel and Assistant Secretary | Past 5 years (disclosed capacity; specific start date not provided) | Legal counsel for affiliated adviser entities serving the fund complex |
| TIAA‑CREF Investment Management, LLC | Vice President, Associate General Counsel and Assistant Secretary | Past 5 years (disclosed capacity; specific start date not provided) | Legal counsel for affiliated adviser entities serving the fund complex |
| Nuveen Asset Management, LLC | Vice President, Associate General Counsel and Assistant Secretary | Past 5 years (disclosed capacity; specific start date not provided) | Legal counsel for affiliated adviser entities serving the fund complex |
| Nuveen (corporate) | Vice President and Associate General Counsel | Past 5 years (disclosed capacity; specific start date not provided) | Fund complex legal leadership and oversight |
| NEA (Fund) | Vice President and Secretary; Officer since 2008 | Term: Indefinite; Length of service: Since 2008 | Corporate secretary for NEA; SEC filing signatory |
External Roles
| Organization | Role | Years | Notes |
|---|---|---|---|
| — | None disclosed in officer biography | — | No external directorships/committee roles for Winget are disclosed in NEA’s proxy |
Fixed Compensation
| Component | Disclosure/Notes |
|---|---|
| Base salary | Officers “serve without any compensation from the Funds”; compensation (including salary) is paid by the Adviser, not disclosed in the fund proxy |
| Target/actual bonus | Not disclosed for fund officers; officers receive no compensation from the Funds |
| Perquisites | Not disclosed for fund officers |
| Pension/SERP/Deferred comp | Not disclosed for fund officers; deferred comp references apply to Independent Board Members, not officers |
Performance Compensation
| Metric/Plan | Weighting | Target | Actual/Payout | Vesting | Notes |
|---|---|---|---|---|---|
| Officer incentive/PSU/RSU/Options | — | — | — | — | No officer performance‑linked compensation is disclosed at the fund level; only the CCO’s compensation is paid by the Adviser with Board input (Fund may reimburse an allocable portion of the Adviser’s cost of the CCO’s incentive comp). No details for Winget’s metrics or payouts are provided |
Equity Ownership & Alignment
| Item | Detail |
|---|---|
| Individual beneficial ownership (NEA) | Not disclosed for Winget in NEA’s proxy materials |
| Group ownership (All Board Members/Nominees and Officers as a Group) – NEA | 6,808 NEA shares held by Board Members/Nominees and officers as a group as of May 31, 2025 |
| Section 16(a) filings | NEA states it believes Board Members and officers complied with applicable Section 16(a) filing requirements during the last fiscal year |
| Recent insider forms | Example: A Form 3 for another officer (VP & Treasurer) reported “No securities are beneficially owned,” signed by “Mark L. Winget / Signed Under Power of Attorney” (dated 09/10/2025), demonstrating Winget’s signatory/POA function rather than his ownership |
| Pledging/hedging | No pledging or hedging disclosures for officers are provided in NEA’s proxy |
Employment Terms
| Term | Disclosure |
|---|---|
| Title | Vice President and Secretary |
| Election/term | Officers are elected annually by the Board and serve until successors are elected and qualified; term: Indefinite |
| Length of service | Officer of a Nuveen fund since 2008 (length of time served for NEA role) |
| Compensation from Fund | None (officers serve without compensation from the Funds; paid by the Adviser) |
| Severance/COC | No employment contract, severance, or change‑of‑control provisions for officers are disclosed in NEA’s proxy |
| Clawback/ownership guidelines | Not disclosed for officers at the fund level |
| Duties/signatory | Agent for service and signatory on multiple SEC filings (e.g., N‑23C‑2, 8‑K, proxy letters) |
Additional Governance and Process Notes (context for role)
- Funds have no employees; officers are affiliates of the Adviser (Nuveen) and serve without fund‑paid compensation, indicating governance and administration are provided through the adviser complex rather than fund‑specific employment arrangements .
- NEA’s filings evidence Winget’s ongoing corporate secretary and compliance role (e.g., signing redemption notices and current reports on behalf of the fund) .
Investment Implications
- Pay‑for‑performance alignment at the fund level cannot be assessed for Winget because officer compensation is not paid by, or disclosed at, the Fund; therefore, common trading signals tied to executive equity grants/vesting and insider selling pressure are not available in NEA’s filings .
- Retention economics (severance/COC, vesting schedules) are not disclosed for fund officers; turnover risk must instead be inferred from organizational stability and the adviser’s employment practices, which are outside NEA’s proxy scope .
- Governance continuity is supported by a long tenure (officer since 2008) and consistent signatory/secretarial responsibilities, which suggests stable legal/administrative oversight rather than discretionary operational decision‑making that would directly drive fund TSR or EBITDA‑style metrics (not applicable for a closed‑end fund) .
- Insider ownership transparency is limited to group‑level figures; Section 16(a) compliance is noted, but absence of individual officer ownership data reduces the utility of insider‑ownership and selling as signals for NEA specifically .