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Judy Krandel

Chief Financial Officer at NEPHROS
Executive

About Judy Krandel

Judy Krandel, 60, is Chief Financial Officer of Nephros, Inc. (NEPH) since November 1, 2023. She holds a finance degree from the Wharton School (University of Pennsylvania) and an MBA in finance and accounting from the Booth School of Business (University of Chicago), with prior experience as CFO at Recruiter.com, CFO/Senior Business Development Consultant at Paltalk (PeerStream), and Portfolio Manager at Juniper Investment Company; she also serves on the board of Beam Global (Nasdaq: BEEM) since December 2023 . Company performance during her tenure includes FY 2024 net income of $74,000 and TSR value of $24.92 in the pay-versus-performance framework, versus FY 2023 net loss of $1,575,000 and TSR value of $40.33 . FY 2024 revenue was $14.162 million vs. $14.238 million in FY 2023 ; EBITDA improved from $(1.379 million)* in FY 2023 to $0.143 million* in FY 2024.*

Past Roles

OrganizationRoleYearsStrategic Impact
Recruiter.comChief Financial OfficerJun 2020 – Jun 2023 Not disclosed
Paltalk, Inc. (f/k/a PeerStream, Inc.)Chief Financial Officer; Senior Business Development ConsultantNov 2016 – Dec 2019 Not disclosed
Juniper Investment CompanyPortfolio Manager (small-cap hedge fund)Mar 2012 – Nov 2016 Not disclosed
VariousEquity analyst and portfolio manager (earlier career)Not disclosed Not disclosed

External Roles

OrganizationRoleYearsNotes
Beam Global (Nasdaq: BEEM)DirectorSince Dec 2023 Electrification infrastructure
Lincoln First BancorpDirectorNot disclosed Banking
Snap Interactive, Inc. (n/k/a PeerStream, Inc.)DirectorNot disclosed Digital media
CynergisTek, Inc.DirectorNot disclosed Healthcare cybersecurity

Fixed Compensation

YearSalary ($)Bonus ($)All Other Compensation ($)Notes
2024141,704 7,000 Paid amounts per Summary Compensation Table
202323,333 7,012 Paid amounts per Summary Compensation Table
Compensation ElementTerms
Base Salary Rate$140,000 initial base salary
Target Bonus %25% of annualized base salary (initial); increased to 30% effective Feb 26, 2025

Performance Compensation

Incentive TypeMetricWeightingTargetActualPayoutVesting
Annual Performance Bonus (2024)Company performance and Board-set objectives 25% of base salary target Not disclosed$7,000 Cash bonusImmediate (annual)
Annual Performance Bonus (from 2025 Amendment)Company performance and Board-set objectives 30% of base salary target Not disclosedNot disclosedCash bonusImmediate (annual)
Stock Option (time-based, 2023 grant)Service continuityNot disclosedNot disclosedNot applicableOptions25% at first anniversary; remaining 75% quarterly thereafter
Stock Option (time-based, 2025 grant)Service continuityNot disclosedNot disclosedNot applicableOptions (54,359 shares)25% at first anniversary; remaining 75% in ~12 equal quarterly installments
Stock Option (performance-based, 2025 grant)Strategic transaction expected to increase annual revenueNot disclosed≥$4,000,000 (if consummated in FY 2025), or ≥greater of $4,000,000 or 25% of anticipated/projected revenue (if consummated after FY 2025) Not disclosedOptions (58,961 shares)Vests upon closing of qualifying transaction

Option Awards – Grant Details

Grant DateSharesExercise PriceExpirationVestingPerformance Trigger
Nov 1, 2023122,524 (aggregate outstanding as of 12/31/2024; 30,531 exercisable, 91,993 unexercisable) $1.71 Nov 1, 2033 25% at 1-year; remainder quarterly None
3rd business day after 2024 10-K filing (2025)54,359 Closing price on grant date 10 years 25% at 1-year; remainder in 12 quarterly installments None
3rd business day after 2024 10-K filing (2025)58,961 Closing price on grant date 10 years Upon closing qualifying transaction Strategic transaction revenue uplift thresholds

Outstanding Equity Awards at FY-End (Dec 31, 2024)

MetricFY 2024
Options – Exercisable (#)30,531
Options – Unexercisable (#)91,993
Option Exercise Price ($)1.71
Option Expiration11/01/2033
Vesting Schedule25% at first anniversary; remainder quarterly

Equity Ownership & Alignment

Beneficial OwnerAmount and Nature of Beneficial OwnershipPercentage of Class
Judy Krandel45,863 (includes shares issuable upon exercise of options) Less than 1% (based on 10,600,350 shares outstanding as of Apr 22, 2025)
  • Insider Trading Policy prohibits pledging, shorting, hedging, and trading puts/calls in Company securities, reducing alignment risk from collateralization or hedging .

Employment Terms

TermDetail
Start DateAppointed CFO on Nov 1, 2023
Agreement TypeLetter Agreement dated Jul 28, 2023; Amendment dated Feb 26, 2025
Base Salary Rate$140,000
Target Bonus25% initially; increased to 30% of annualized base salary as of Feb 26, 2025
Equity Awards (2025)Two 10-year options: 54,359 shares (time-based vest), 58,961 shares (performance vest)
Severance/TerminationIf terminated for any reason other than Cause, all stock options held by Ms. Krandel become fully vested and immediately exercisable
Change-of-ControlCompany’s 2024 Equity Incentive Plan permits Board discretion to accelerate/assume/cash-out/modify vesting in corporate transactions; performance conditions may be deemed satisfied at target/max/actual or continue post-close
Non-Compete/Non-SolicitNot disclosed
ClawbackNot disclosed

Performance & Track Record

MetricFY 2022FY 2023FY 2024
TSR – Value of $100 Investment ($)13.52 40.33 24.92
Net Income (Loss) ($)(7,382,000) (1,575,000) 74,000
Financial MetricFY 2023FY 2024
Revenues ($)14,238,000 14,162,000
EBITDA ($)(1,379,000)*143,000*
Net Income ($)(1,575,000)*74,000

*Values retrieved from S&P Global.

Compensation Structure Analysis

  • Year-over-year, compensation emphasizes equity/options: 2023 included $137,227 in option awards, while 2024 had no new option grant value in the SCT; cash bonuses remained modest ($7,012 in 2023; $7,000 in 2024) .
  • The 2025 Amendment increases at-risk cash compensation via a higher bonus target (30% of salary) and adds both time-based and performance-based options tied to a strategic revenue uplift, linking equity vesting to tangible growth outcomes .
  • Vesting in quarterly tranches after the first anniversary creates regular vesting events, potentially increasing near-term exercise opportunities as tranches continue to vest .

Risk Indicators & Red Flags

  • Acceleration: Full acceleration of all stock options upon termination without Cause can weaken retention frictions (i.e., value is preserved even on involuntary departure), though it supports executive mobility if separation occurs .
  • Hedging/Pledging: Prohibited under the Insider Trading Policy, mitigating alignment concerns from hedging or pledging .
  • Related Party/Perquisites: No personal perquisites disclosed in the SCT; “All Other Compensation” not reported for Ms. Krandel in 2023–2024 .

Equity Ownership Alignment

  • Beneficial ownership is less than 1% of the Company, with 45,863 shares including options exercisable within 60 days as of April 22, 2025, indicating increasing alignment primarily through options rather than significant outright share ownership .

Investment Implications

  • Alignment to revenue growth: The 58,961-share performance option vests only upon closing a qualifying strategic transaction with explicit revenue thresholds, directly linking equity value to growth execution .
  • Retention dynamics: Full option acceleration upon termination without Cause reduces lock-in, potentially elevating retention risk in adverse scenarios, though it ensures compensation continuity if separation occurs .
  • Ongoing vesting cadence: Quarterly vesting post-first anniversary implies steady vesting events and potential exercise activity, which could modestly increase insider selling opportunities over time .
  • Governance safeguards: Prohibition of pledging/hedging lowers alignment risk; no disclosed tax gross-ups or repricing, and plan-level CoC treatment allows Board discretion to accelerate or cash out awards in transactions .
  • Performance backdrop: FY 2024 profitability and flat revenues vs. FY 2023, alongside improved EBITDA*, support increasing pay-for-performance credibility as the performance option ties future equity realization to material revenue expansion .*