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Marcia M. Anderson

Director at NICOLET BANKSHARES
Board

About Marcia M. Anderson

Independent director (age 67), serving on Nicolet Bankshares’ board since 2022. Retired Major General, U.S. Army, and former U.S. Federal Court Executive, bringing public company board experience and legal/regulatory expertise. Designated audit committee financial expert. Holds 2,462 shares of NIC, including 290 through the Directors Deferred Compensation Plan; less than 1% of shares outstanding .

Past Roles

OrganizationRoleTenureCommittees/Impact
U.S. ArmyMajor General (Retired)Not disclosedStrategic leadership and risk oversight experience leveraged for board governance
U.S. Federal CourtsExecutiveNot disclosedLegal, regulatory, and compliance expertise relevant to audit and risk oversight

External Roles

OrganizationRoleTenureCommittees/Impact
MGE EnergyDirector (public company)Not disclosedAdds public company governance perspective; no NIC interlocks disclosed

Board Governance

  • Independence: Board determined Ms. Anderson is independent under NYSE rules; 11/15 nominees are independent .
  • Committees: Member, Audit Committee; designated Audit Committee Financial Expert; member, Asset Liability Committee (ALCO) .
  • Attendance: Board met 9 times in 2024; all directors met at least 75% attendance; 14 of 15 director nominees attended the 2024 annual meeting .
  • Leadership: Board instituted Lead Independent Director effective 2025 (Dykema); executive sessions held periodically led by Compensation or Audit Chairs .
  • Policies: Code of Business Conduct, Corporate Governance Guidelines, Insider Trading Policy (prohibits short sales/hedging/margin accounts), Whistleblower Policy .

Fixed Compensation

Component2024 StructureMs. Anderson – 2024 Actual
Annual cash retainer$20,000Included in Fees Earned/Paid in Cash
Equity retainer (stock grant)$50,000; 626 shares, immediately vested (grant date close $79.83)$49,974 stock award value
Committee meeting fees$1,000 per meeting (Audit, Compensation, Executive, N&G, Risk, ALCO, Trust); $500 per DLC meetingIncluded in Fees Earned/Paid in Cash
Chair feesAudit Chair $15,000; Compensation Chair $10,000; N&G Chair $5,000Not applicable (not a chair)
Deferred comp electionOption to take cash fees in stock via Directors Plan290 shares held in Directors Plan; 2024 total cash fees $31,000

Performance Compensation

  • Directors receive annual equity retainer with immediate vesting; no performance metrics tied to director compensation disclosed. Equity is intended to align directors with shareholders through ownership .

Other Directorships & Interlocks

PersonExternal BoardPossible Interlock with NIC Ecosystem
Marcia M. AndersonMGE Energy (public)None disclosed with NIC customers/suppliers/competitors; no related-party transactions involving Anderson reported .

Expertise & Qualifications

  • Audit/Accounting/Finance and Enterprise Risk: Audit committee financial expert designation; oversight of financial reporting/internal controls .
  • Legal/Regulatory/Compliance: Federal courts executive experience .
  • Strategic Leadership: Military command experience; governance depth from public company board role .

Equity Ownership

HolderShares Beneficially OwnedForm of Ownership Detail% of Outstanding
Marcia M. Anderson2,462Includes 290 shares via Directors Deferred Compensation PlanLess than 1%
  • Director ownership guideline: Minimum 2,000 shares by third anniversary of appointment; Anderson exceeds the requirement (2,462 shares) .

Governance Assessment

  • Board Effectiveness: Anderson strengthens audit oversight as a financial expert and brings legal/regulatory rigor; independent status supports objective oversight .
  • Compensation Alignment: Director pay mix balanced (cash retainer, equity retainer, meeting fees); equity grants immediately vest but reinforce ownership culture; no director options or performance-linked pay disclosed for directors .
  • Conflicts/Related-Party: No Anderson-related transactions disclosed; board’s related-party items involve other directors (leases/consulting) and are reviewed under policy; loans to insiders were standard terms, ~2% of portfolio .
  • Investor Signals: Say‑on‑pay support declined to ~72% in 2024, prompting program changes (EPS-driven 2025 incentives for CEO); introduction of Lead Independent Director enhances governance .
  • RED FLAGS: None specific to Anderson. Board-level note of eleven non-employee directors filing one untimely Form 4 due to a trustee transition in the Directors Plan; administrative cause and corrected filings, not tied individually to Anderson in disclosures .
  • Overall: Anderson’s independence, audit expertise, and compliance background are positives for investor confidence; ownership guideline compliance adds alignment. No disclosed conflicts or attendance concerns .