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Martin Laguerre

Director at ANNALY CAPITAL MANAGEMENT
Board

About Martin Laguerre

Independent director of Annaly Capital Management (NLY) since 2023; age 51. He serves on the Audit Committee and Corporate Responsibility Committee and is designated an “audit committee financial expert” under SEC rules. Background includes senior investing and operating roles: Co-Head of Global Diversified Private Equity at GCM Grosvenor (March 2025–present), Senior Advisor at Warburg Pincus (2023–March 2025), EVP & Global Head of Private Equity/MD of Capital Solutions at CDPQ (2019–2022), Senior Principal at CPP Investment Board (2016–2019), and Managing Director at GE Power & Water (2010–2016). Education: B.Comm (McGill), MBA (Chicago Booth), CFA; Desautels Global Expert at McGill.

Past Roles

OrganizationRoleTenureCommittees/Impact
GCM Grosvenor (NASDAQ: GCMG)Co-Head, Global Diversified Private EquityMar 2025–present
Warburg PincusSenior Advisor (capital solutions, financial services, business services)2023–Mar 2025
Caisse de dépôt et placement du Québec (CDPQ)EVP & Global Head of Private Equity; MD Capital Solutions2019–2022
CPP Investment Board (CPPIB)Senior Principal2016–2019
GE Power & WaterManaging Director2010–2016

External Roles

OrganizationRoleTenurePublic/PrivateNotes
Competitive Power VenturesBoard MemberCurrentPrivateEnergy portfolio oversight
McGill University Board of GovernorsInvestment Committee MemberCurrentNon-profitUniversity endowment oversight
Kestra HoldingsBoard Member (representing Warburg Pincus)PriorPrivatePrior sponsor representation
Sagen MI CanadaBoard Member (representing CDPQ)PriorPublic (historical)Mortgage insurer board experience
Cordelio Power Inc.; Auren Energia SA; JV with EnbridgeBoard Member (representing CPPIB)PriorPrivate/Public (Auren Energia SA)Energy/infrastructure governance
Other current public company boardsNone“0” listed for Laguerre

Board Governance

  • Independence: Board determined Laguerre is independent; 89% of continuing directors are independent. Regular executive sessions held (11 in 2024).
  • Attendance: Board met 11 times in 2024; all directors attended at least 75% of Board and committee meetings during their service.
  • Committee assignments: Audit Committee member (6 meetings in 2024) and Corporate Responsibility Committee member (4 meetings in 2024). Designated by Board as an Audit Committee Financial Expert.
  • Board refreshment: Annually evaluated composition and succession; policy limits other public boards to three (non-CEOs) and one (sitting CEOs).
CommitteeRole2024 Meetings
AuditMember; Audit Committee Financial Expert6
Corporate ResponsibilityMember4

Fixed Compensation

ComponentAmount/Detail
Fees Earned in Cash (2024)$120,000
Equity Grant (DSUs) – Grant DateMay 15, 2024
Equity Grant (DSUs) – Fair Value (2024)$175,000 (grant-date fair value under ASC 718)
Director Ownership Guideline5x annual cash retainer; 50% net profit shares retention until met; all non-employee directors met or are on track.
Committee Member Retainer (all committees, 2025)$10,000
Committee Chair Retainers (2025)Audit $25,000; MDC $20,000; other committees $15,000
Independent Board Chair Retainer (2025)$115,000
DSU MechanicsFully vested at grant; settle within 30 days after first anniversary or separation (unless deferred); dividend equivalents in cash or additional DSUs.

Performance Compensation

Directors do not receive performance-based bonuses or options; equity is delivered as DSUs with time-based vesting and settlement, not tied to performance metrics. No director-specific performance metrics are disclosed for compensation.

Performance MetricApplies to Director Pay?Notes
TSR/Economic ReturnNoDirector equity is DSUs, not PSUs/metrics
ESG/Operational TargetsNoNot part of director pay
Options/Strike/VestingNoNo option awards disclosed for directors

Other Directorships & Interlocks

AreaDetail
Current public company boardsNone listed for Laguerre
Private/non-profit boardsCPV (current), McGill Board of Governors Investment Committee (current)
Prior sponsor-representative boardsKestra Holdings; Sagen MI Canada; Cordelio Power Inc.; Auren Energia SA; JV with Enbridge
Interlocks with NLY customers/suppliersNone disclosed; Company reports no related person transactions since beginning of 2024.

Expertise & Qualifications

  • Designated Audit Committee Financial Expert; deep private equity, fixed income, and investment banking experience; prior board experience at multiple companies.
  • Education and credentials: B.Comm (McGill), MBA (Chicago Booth), CFA; Desautels Global Expert.
  • Skills matrix: Board-wide skill coverage; Laguerre among directors contributing to finance/accounting, investment management, capital markets; “TOTAL” skills score of 10 for Laguerre.

Equity Ownership

MetricValue
Beneficial Ownership (as of Mar 17, 2025)19,834 shares (includes DSUs)
DSUs included19,834
Percent of Class<1%
Pledging/HedgingProhibited by Insider Trading Policy (directors, officers, employees).
Ownership Guideline ComplianceAll non-employee directors met or are on track to meet 5x cash retainer guideline (individual statuses not broken out).

Insider Trades

DateFiling/TypeDescription
May 15, 2024Form 4Director award disclosure filed; reflects equity grant activity associated with board service.
May 14, 2025DSU award (reported by tracker)DSU grant for directors reported at approximately $175,000 value; consistent with annual DSU awards.

Note: Company proxy discloses DSU grant date (May 15, 2024) and grant-date fair value ($175,000) for directors; public trackers summarize subsequent awards consistent with proxy practices.

Governance Assessment

  • Strengths

    • Independence and audit expertise: Independent director with Audit Committee Financial Expert designation; sits on Audit and Corporate Responsibility committees.
    • Attendance and engagement: Board met 11 times; all directors ≥75% attendance; independent directors held 11 executive sessions, supporting robust oversight.
    • Alignment and safeguards: DSU equity grants, 5x cash retainer ownership guideline, and prohibition on pledging/hedging reinforce investor alignment and risk controls.
    • Conflicts oversight: Formal related party transaction approval policy; no related person transactions requiring disclosure since beginning of 2024.
  • Watchouts / Red Flags

    • Say-on-Pay signal: 2024 say‑on‑pay approval was ~63% vs prior five‑year average ~88%, indicating investor concern with executive pay design; Board/MDC committee implemented changes for 2024–2025, but continued monitoring of alignment and transparency is warranted.
    • Other commitments: While policy limits outside boards, Laguerre’s senior role in private equity implies significant time commitments; NCG annually evaluates director availability and service loads.

Overall, governance profile for Laguerre reflects independence, financial expertise, and appropriate alignment mechanisms (DSUs and ownership guideline), with no disclosed conflicts or related-party exposure; broader board pay program signals from the 2024 vote merit continued attention to investor feedback.