Mark Winget
About Mark Winget
Mark L. Winget serves as Vice President and Secretary of the Nuveen Municipal Credit Opportunities Fund (NMCO). He has held officer roles within the Nuveen fund complex since 2008; his year of birth is 1968 . His principal occupations over the past five years include senior legal and governance roles across Nuveen and TIAA affiliates, and he is the signatory on multiple fund governance filings (e.g., DEF 14A joint proxy, 8‑K Item 5.02 board changes, and Rule 23c‑2 redemption notices) . The funds state they have no employees and fund officers serve without compensation from the Funds (compensation for the Chief Compliance Officer is paid by the Adviser), so no fund-paid base salary or bonus is disclosed for Winget .
Past Roles
| Organization | Role | Years | Strategic Impact |
|---|---|---|---|
| Nuveen Fund Advisors, LLC | Vice President and Assistant Secretary | Past 5 years | Legal, governance, and fund administration support |
| Nuveen Securities, LLC | Vice President and Assistant Secretary | Past 5 years | Corporate secretary support; process oversight |
| Teachers Advisors, LLC | Vice President, Associate General Counsel and Assistant Secretary | Past 5 years | Legal and regulatory compliance across TIAA-advised funds |
| TIAA‑CREF Investment Management, LLC | Vice President, Associate General Counsel and Assistant Secretary | Past 5 years | Legal/compliance; governance interface with TIAA/CREF funds |
| Nuveen Asset Management, LLC | Vice President and Associate General Counsel | Past 5 years | Legal counsel to asset management operations |
| Nuveen (parent) | Vice President and Associate General Counsel | Past 5 years | Legal oversight across Nuveen enterprise |
External Roles
| Organization | Role | Years | Strategic Impact |
|---|---|---|---|
| Nuveen municipal/closed‑end fund complex | Officer; Vice President and Secretary (NMCO) | Since 2008 | Execution of governance filings; shareholder communications; recordkeeping |
| Multiple Nuveen/TIAA entities | Senior legal and secretary roles | Past 5 years | Enterprise adherence to fund governance, compliance, and SEC reporting |
Fixed Compensation
- The Funds have no employees; officers serve without compensation from the Funds. No fund-paid base salary, target bonus, or actual bonus for Winget is disclosed; CCO compensation is paid by the Adviser (with partial reimbursement of incentive compensation), not by the Funds .
Performance Compensation
- No fund-paid performance compensation (RSUs/PSUs/options tied to NMCO performance) is disclosed for officers; the Funds pay no officer compensation .
Equity Ownership & Alignment
| Item | Detail |
|---|---|
| Individual beneficial ownership (Winget) | Not disclosed in DEF 14A; officers listed without individual share counts |
| Officers and Board as a group – % ownership | Less than 1% of outstanding shares for each Fund, as of Feb 18, 2025 |
| Board Members’ NMCO holdings (illustrative) | Dollar range for NMCO shown as $0 for all Board Members; share holdings shown as 0 for NMCO in Appendix A/A‑3 |
| Shares pledged as collateral | Not disclosed for officers in proxy |
Insider filing activity signed by Winget as attorney‑in‑fact (administrative role; not his own trading):
| Signature Date | Reporting Person | Transaction Date | Code | Security | Quantity | Price | Post‑Txn Holdings | Ownership |
|---|---|---|---|---|---|---|---|---|
| 09/12/2025 | Nathaniel T. Jones | 09/11/2025 | P | Common Stock | 800 | $10.82 | 1,800 | Direct (D) |
Note: The above Form 4 reflects Jones’s purchase and was signed under power of attorney by Winget as administrative signatory; it does not reflect Winget’s personal trading .
Employment Terms
| Term Element | Disclosure |
|---|---|
| Fund Officer Title | Vice President and Secretary |
| Term of Office | Indefinite; officers elected annually by the Board to serve until successors are elected and qualified |
| Length of Time Served | Since 2008 (year became an officer in the Nuveen fund complex) |
| Employment contract, severance, change‑of‑control | Not disclosed for officers; Funds state officers receive no compensation from the Funds |
| Clawback provisions | Not disclosed for officers |
| Section 16 compliance | Funds report Board Members and officers complied with Section 16(a) filing requirements during last fiscal year |
Investment Implications
- Compensation alignment and selling pressure: Fund officers, including Winget, receive no compensation from the Funds, and individual officer holdings are not disclosed; group ownership is <1%, indicating limited direct alignment/pressure signals at the Fund level .
- Governance continuity: Winget’s long tenure (since 2008) and recurring role as signatory on key filings (proxy, 8‑K, Rule 23c‑2 notices) suggest continuity in fund governance administration rather than direct influence on portfolio performance .
- Trading signals: No Form 4 filings identify Winget as the reporting owner for NMCO; recent insider activity he signed under POA reflects other officers’ transactions (administrative signature), not his own trades .
Overall, Winget functions as a senior governance and legal officer for NMCO and the Nuveen fund complex, with no fund-paid compensation and no disclosed personal NMCO holdings. As such, his role offers minimal direct pay‑for‑performance or insider‑trading signals for NMCO; focus should remain on portfolio managers, board decisions, leverage policies, and fund performance disclosures for investment analysis .