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Brad T. Howes

Executive Vice President, Chief Financial Officer at NORTHPOINTE BANCSHARES
Executive

About Brad T. Howes

Executive Vice President and Chief Financial Officer of Northpointe Bancshares, Inc. and Northpointe Bank; age 45; joined in 2023 to lead finance and accounting after >23 years in financial services across Comerica, Flagstar, Umpqua, TCF, and West Shore Bank; B.S. in Business Administration (Central Michigan University) and J.D. (University of Detroit Mercy School of Law) . Company revenues declined year-over-year during his tenure (see table below*) *.

Past Roles

OrganizationRoleYearsStrategic Impact
Northpointe Bancshares/BankEVP & CFO2023–presentOversees finance and accounting; corporate reporting and oversight
West Shore BankChief Financial Officer2021–2023Led financial strategy and reporting for community bank
TCF BankSr. Finance Manager, FP&A2019–2021Drove planning/analysis; performance management
Comerica Bank; Flagstar Bank; Umpqua BankVarious leadership roles (Director IR, Sr. Finance Manager FP&A, CFO)Not disclosedInvestor relations, FP&A, and executive finance leadership across institutions

External Roles

No external public company directorships or committee roles are listed in the executive biography for Mr. Howes .

Fixed Compensation

ComponentAmount/TermNotes
Base Salary$300,000Initial term set by Employment Agreement approved June 26, 2025
Target Annual Bonus50% of base salaryInitial annual bonus target established in Employment Agreement
Actual Bonus Paid (latest disclosed)Not disclosedNo specific payout disclosed for Mr. Howes

Performance Compensation

Metric/VehicleWeightingTargetActual/PayoutVesting/Timing
Annual Cash BonusNot disclosed50% of base salaryNot disclosedAnnual; subject to plan terms

Notes:

  • Compensation committee oversight of executive compensation programs; FW Cook engaged in Dec 2024 to benchmark program design for IPO readiness .
  • Timing of equity awards is governed by a predetermined schedule, but no specific equity grants for Mr. Howes are disclosed in the proxy; Special RSU Awards in Dec 2024 applied to named executive officers (Williams, Christel, Comps) only .

Equity Ownership & Alignment

  • Beneficial ownership: Mr. Howes is not named among directors or named executive officers in the Security Ownership table as of April 4, 2025; his personal holdings are not disclosed in that table .
  • Hedging/pledging: Company prohibits hedging, short-selling, derivatives, margin purchases, and pledging of Company securities by directors, officers, and employees; blackout periods and pre-clearance are required .
  • Clawback: NYSE- and Rule 10D-1–compliant recovery of erroneously awarded compensation following restatements .

Employment Terms

TermDetailSource
Employment start date2023 (joined NPB); current Employment Agreement approved June 26, 2025
Contract termInitial 3 years; auto-renews for 1-year terms unless 90-day non-renewal notice
Base salary$300,000
Target annual bonus50% of base salary
Severance (without cause / for good reason)1.0x of (base salary + greater of target bonus or 3-year average bonus)
Change-in-control severance1.5x of (base salary + greater of target bonus or 3-year average bonus) if termination within 12 months post-CoC
Health benefits post-terminationCOBRA premiums paid for 18 months
Restrictive covenants1-year non-compete and non-solicit; separation agreement with release required for severance
Excise tax mitigation“Best-net” approach (cutback vs paying excise tax), delivers higher after-tax to executive

Company Performance During Tenure

| Metric | FY 2023 | FY 2024 | |---|---|---|---| | Revenues ($USD) | $95.067 million* | $71.223 million* |

*Values retrieved from S&P Global.

Investment Implications

  • Pay-for-performance alignment: The CFO’s compensation emphasizes cash (base + annual bonus target) without disclosed equity awards for Mr. Howes in 2024, limiting direct equity alignment vs. NEOs who received Special RSU Awards . Governance mitigants include a robust clawback and prohibitions on hedging/pledging .
  • Retention and change-in-control economics: Severance protection is moderate (1.0x base+bonus; 1.5x on change-in-control) with 1-year restrictive covenants and 18 months COBRA, supporting retention while avoiding excessive parachutes; no tax gross-ups (best-net cutback) .
  • Insider selling pressure: Absent disclosed equity grants for Mr. Howes and with strict trading/pledging prohibitions and blackout pre-clearance, near-term selling pressure catalysts tied to vesting are limited for the CFO .
  • Execution risk and track record: Howes brings >23 years of finance leadership across multiple banks (FP&A, IR, CFO roles), but company revenues declined year-over-year during FY 2024*, underscoring the need to monitor bonus metric design and forward operating performance under his finance leadership *.
  • Governance quality: Independent compensation oversight and use of FW Cook for IPO benchmarking are positives; committee independence affirmed . Late Section 16 initial filings were acknowledged and subsequently remedied across reporting persons in connection with the IPO .