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Martha Morrell

Chief Medical Officer at NeuroPace
Executive

About Martha Morrell

Martha Morrell, M.D., age 69, has served as NeuroPace’s Chief Medical Officer since 2004; she is also a Clinical Professor of Neurology at Stanford University, reflecting deep clinical leadership in epilepsy across Stanford and Columbia University roles . During her tenure, NeuroPace’s 2024 revenue grew 22% to $79.9 million, with Q4 2024 revenue of $21.5 million and gross margin of 73.9%, underscoring execution on commercial scale-up and clinical programs (NAUTILUS, pediatric RNS real‑world evidence) . Her 2024 compensation included a base salary of $486,702 and a performance bonus of $181,460 based on corporate goal attainment; her equity incentives are primarily time‑vested RSUs and options aligned to shareholder value creation .

Past Roles

OrganizationRoleYearsStrategic Impact
Columbia University / NewYork-PresbyterianCaitlin Tynan Doyle Professor of Clinical Neurology; Director, Columbia Comprehensive Epilepsy Center1998–2004Led a major epilepsy center; advanced clinical care and programs
Stanford University School of MedicineFaculty; Director, Stanford Comprehensive Epilepsy Center1990–1998Directed Stanford’s epilepsy center; built clinical and research footprint

External Roles

OrganizationRoleYearsNotes
Stanford UniversityClinical Professor of Neurology2004–PresentOngoing academic leadership in neurology/epilepsy

Fixed Compensation

Multi-year cash compensation and bonus targets:

MetricFY 2022FY 2023FY 2024
Base Salary ($)453,000 468,502 486,702
Target Bonus (% of Salary)Not disclosed45% 45%

Notes:

  • Effective Mar 1, 2024, her base was increased to $490,000 (reflects 80% work schedule) and target bonus remained 45%; base unchanged for 2025 .

Performance Compensation

Annual performance bonuses are tied to company goals (revenue, operating loss, and non‑revenue objectives). Payouts vs targets:

YearMetricTargetActual AttainmentPayout (% of Target)Bonus Paid ($)Vesting
2024Corporate goals: revenue, operating loss, non‑revenue objectives Dr. Morrell target = 45% of salary Company attainment 76% (CEO at 98%) 34.2% of target 181,460 Cash (no vesting)
2023Corporate goals: revenue, operating loss, non‑revenue objectives Dr. Morrell target = 45% of salary Company attainment 121% 116% of target 260,174 Cash (no vesting)

Equity Ownership & Alignment

Beneficial ownership and components:

As of DateShares OwnedOptions/RSUs Acquirable ≤60 DaysTotal Beneficial% Outstanding
Apr 9, 202579,373 269,285 (incl. options; RSUs vesting in 60 days) 348,658 1.1%
Mar 31, 2024133,352 257,786 (incl. options; see note) 391,138 1.3%

Hedging/Pledging:

  • Company insider trading policy prohibits short sales, options, hedging, margin accounts, and pledges of company stock, reducing misalignment risks .

Outstanding equity awards (as of Dec 31, 2024):

TypeGrant DateVest StartExercisableUnexercisableStrikeExpirationRSUs UnvestedRSU Market Value ($)
Stock Option10/30/20208/19/2020140,449 0.026 10/29/2030
Stock Option11/30/2020(fully vested at issuance per repricing)10,634 0.026 12/01/2027
Stock Option06/04/202104/22/202115,235 1,385 21.67 06/03/2031
Stock Option03/03/202203/03/202264,268 29,212 8.15 03/02/2032
RSU (Time)06/04/202104/22/20211,039 11,626
RSU (Time)03/03/202203/03/202214,606 163,441
RSU (Time)02/20/202302/20/202333,333 372,996
Stock Option02/27/202402/27/202424,950 17.11 02/26/2034
RSU (Time)02/27/202402/27/202412,500 139,875

Vesting schedules for 2023–2024 awards:

  • 02/20/2023 RSUs (80,000): 33.3% vested on 02/20/2024; remaining vest in 8 equal quarterly installments thereafter; acceleration on qualifying terminations per plan .
  • 02/27/2024 Options (24,950, $17.11): 25% vested 02/27/2025; remainder in 36 equal monthly installments thereafter .
  • 02/27/2024 RSUs (12,500): 25% vested 02/27/2025; remainder in 12 equal quarterly installments thereafter .

Insider trade reporting:

  • The company reported late Section 16 filings for Dr. Morrell related to tax withholding on RSU vesting and two option exercises (Jan 31, 2024; Feb 12, 2024) due to administrative errors not attributable to the reporting person .

Employment Terms

  • Agreement: Amended and restated employment agreement (Mar 2021) set initial base and bonus opportunity post‑IPO; effective Mar 1, 2024 base increased to $490,000 (80% schedule) with 45% target bonus; base unchanged for 2025 .
  • Severance: Under the Officer Severance Benefit Plan, non‑CoC covered termination provides 12 months’ base salary (installments) plus up to 12 months COBRA .
  • Change‑of‑Control: Single‑trigger full acceleration of unvested equity upon CoC if still employed; if an involuntary termination occurs within the CoC period (three months before to 24 months after CoC), severance includes lump‑sum 12 months’ base salary, pro‑rated 100% target bonus for the year, and up to 12 months COBRA; definitions of “cause,” “good reason,” and “involuntary termination” set forth in plan .
  • Clawback: Incentive Compensation Recoupment Policy adopted Oct 2023 (SEC Rule 10D‑1; Nasdaq 5608) covering incentive comp tied to financial reporting measures .
  • Perquisites/401(k): No perquisites provided in 2024; eligible for standard benefits and tax‑qualified 401(k) on same basis as employees .
  • Hedging/Pledging: Insiders prohibited from hedging, pledging, short sales, and options on company stock .
  • Say‑on‑Pay: Company is an emerging growth company and exempt from advisory say‑on‑pay and CEO pay ratio disclosures .

Compensation Structure

Multi-year pay mix and grants:

MetricFY 2022FY 2023FY 2024
Salary ($)453,000 468,502 486,702
Stock Awards (RSUs) ($)381,094 380,000 213,875
Option Awards ($)378,797 287,514
Non‑Equity Incentive ($)102,538 260,174 181,460
Total ($)1,315,429 1,108,676 1,169,551

Observations:

  • Shift from larger RSU grants (2023) to mixed RSU/option refresh in 2024; options carry time‑based vesting with service‑linked retention .
  • Historic option repricing in 2020 resulted in certain fully vested options upon issuance (company‑wide event); presence of repriced legacy options is a governance consideration .

Equity Awards (Detail)

Award TypeGrant DateShares/UnitsStrikeVestingNotes
RSU02/20/202380,000 33.3% on 02/20/2024; then 8 equal quarterly installments Acceleration on qualifying terminations
Option02/27/202424,950 $17.11 25% on 02/27/2025; monthly over 36 months thereafter Exp. 02/26/2034
RSU02/27/202412,500 25% on 02/27/2025; quarterly over 12 quarters thereafter
Option03/03/202294,480 (64,268 ex.; 29,212 unex.) $8.15 25% at 1‑year; monthly over 36 months Exp. 03/02/2032
Option06/04/202116,620 (15,235 ex.; 1,385 unex.) $21.67 25% at 1‑year; monthly over 36 months Exp. 06/03/2031
Option10/30/2020140,449 (fully vested) $0.026 Fully vested Exp. 10/29/2030

Compensation Governance Inputs

  • Compensation Committee members and processes; use of third‑party consultants (Compensia through mid‑2024; Alpine in 2025); peer benchmarking in life sciences to align pay with market .

Performance & Track Record

  • Company KPIs while CMO: 2024 revenue +22% to $79.9M; Q4 2024 revenue $21.5M; 2024 gross margin 73.9% (top end of guidance) .
  • Active clinical programs (e.g., NAUTILUS pivotal study timing; pediatric RNS real‑world data program) signal progress toward indication expansion and utilization, consistent with clinical leadership priorities .

Investment Implications

  • Pay-for-performance alignment: Annual cash bonuses are formulaically linked to revenue and operating loss goals plus strategic objectives; her 2024 payout was 34.2% of target amid 22% revenue growth, suggesting balanced rigor vs attainment .
  • Retention and selling pressure: Time‑based RSUs vest quarterly; routine tax withholding transactions on vesting have occurred (late Form 4s disclosed), implying periodic net share dispositions for taxes rather than discretionary selling .
  • Change-of-control economics: Single‑trigger equity acceleration at CoC plus enhanced severance in CoC terminations; this structure can motivate continuity through a transaction while limiting post‑deal retention risk for non‑terminated executives .
  • Alignment safeguards: Prohibition on hedging/pledging and the 2023 clawback policy reduce misalignment and restatement risk exposure .
  • Governance watchpoints: Presence of repriced legacy options from 2020 is a historical red flag; ongoing equity is time‑vested RSUs/options without disclosed repricing, mitigating current-period risk .