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Larry Paulson

Lead Independent Director at Energy Vault Holdings
Board

About Larry Paulson

Larry M. Paulson (age 72) is Lead Independent Director at Energy Vault Holdings (NRGV), serving on the Board since 2021. He co-founded Novus Capital SPACs, held senior roles at Qualcomm and Nokia, and holds a BA in Communications from Point Park University; the Board cites 30+ years of global tech and wireless leadership as core credentials . The Board determined Paulson is independent under NYSE standards .

Past Roles

OrganizationRoleTenureCommittees/Impact
Novus Capital Corporation (SPAC)Co-Founder, CEO & DirectorMar 2020–Jan 2021 (merged with AppHarvest)SPAC leadership; deal execution
Novus Capital Corporation II (SPAC)Director; Non-executive ChairmanInception–2022Governance oversight
Qualcomm (QCOM)VP Product Mgmt; VP & President India/SAARC; VP Sales NA & Australia2013–Jan 2020Product, regional leadership, sales
Brightpoint, Inc.EVP & Chief Marketing Officer2011–2013Global distribution/logistics marketing
Nokia (NOK)Global SVP & GM CDMA Product Line1987–2009Product line general management

External Roles

OrganizationRoleTenureNotes
Novus Capital Associates, LLCManaging MemberOct 2020–presentInvestment/strategic advisory
Rancho Santa Fe SolutionsPrincipal & FounderFeb 2010–presentWireless consulting

Board Governance

  • Lead Independent Director; presides over executive sessions and approves agendas/materials .
  • Committee memberships and 2024 activity:
    • Compensation Committee: Chair (Paulson), members Fariello and Ertel; met 4 times in 2024 .
    • Nominating & Corporate Governance: Member (Paulson), Chair Mandanas; met 1 time in 2024 .
    • Audit Committee: Not a member; Audit met 4 times in 2024 .
  • Attendance: Board met 4 times in 2024; each director attended ≥75% of Board and committee meetings; all directors attended the 2024 annual meeting .
  • Independence: Board determined Paulson and all committee members are independent under NYSE/Exchange Act rules .

Fixed Compensation

Component20232024
Annual Cash Retainer ($)75,000 75,000
Committee Chair Fee (RSUs) – Program Term ($)15,000 (incremental RSUs for chair) 15,000 (incremental RSUs for chair)
Meeting FeesNot disclosedNot disclosed

Director compensation program terms (equity):

  • Initial RSU Award: ~$200,000 upon Board appointment; vests in three annual installments .
  • Annual RSU Award: ~$100,000 if ≥6 months service by annual meeting; vests by next annual meeting; +$15,000 incremental RSUs if chair .
  • Change-in-control: Director RSU awards vest in full with continued service through the event .

Performance Compensation

Equity Component20232024
Stock Awards ($)99,660 275,636
Vesting MechanicsTime-based (Initial: 3 annual tranches; Annual: full by next annual meeting) Time-based (as program above)
Performance MetricsNot disclosed for directors (no TSR/financial metrics tied to director RSUs)Not disclosed for directors

Director Compensation Trend (Larry Paulson)

Metric20232024
Fees Earned or Paid in Cash ($)75,000 75,000
Stock Awards ($)99,660 275,636
Total ($)174,660 350,636

Other Directorships & Interlocks

Company/OrganizationRoleStatus
Novus Capital Corporation (SPAC)CEO & DirectorPrior (pre-2021 merger with AppHarvest)
Novus Capital Corporation II (SPAC)Non-executive Chairman; DirectorPrior (served until 2022)

No current public company directorships beyond NRGV disclosed; no related-party transactions involving Paulson reported since 2023 .

Expertise & Qualifications

  • 30+ years in global tech/wireless operations and product leadership (Nokia, Qualcomm) .
  • SPAC formation/execution experience (Novus Capital, Novus II; AppHarvest business combination) .
  • Education: BA in Communications, Point Park University .

Equity Ownership

ItemValue
Total Beneficial Ownership (shares)1,657,026
Ownership % of outstanding1.1%
RSUs vesting within 60 days79,337
Warrants exercisable within 60 days852,000 (held via Paulson Trust)
Trust-held common shares609,256 (Larry M & Gretchen V Paulson Family Trust; Paulson disclaims beneficial ownership except pecuniary interest)
Total Stock Awards Outstanding (as of 12/31/2024)159,203

Policy constraints and alignment:

  • Anti-hedging and anti-pledging: Directors are prohibited from hedging; pledging requires compliance officer approval (Insider Trading Policy) .
  • Executive sessions led by Lead Independent Director enhance independent oversight .

Insider Trades (recent)

DateTransaction TypeSharesPriceDirect Holdings AfterIndirect Trust Holdings
2025-09-18Open-market purchase (P)20,000$1.3799295,636609,256 (Trust; disclaimers noted)

Governance Assessment

  • Strengths: Paulson’s independence, Lead Independent Director role, and Compensation Committee chairmanship signal strong board oversight; attendance thresholds met and executive sessions held regularly . Anti-hedging/anti-pledging policy supports alignment and risk control .
  • Alignment: Material equity exposure via RSUs, trust-held shares, and warrants; 1.1% beneficial ownership suggests “skin in the game” .
  • Potential watch items: Warrant holdings and trust structures can create perceived complexity; monitor any future related-party matters (none disclosed since 2023) and any pledging activity (policy limits pledging) .
  • Compensation mix: Director pay is primarily cash retainer plus time-based RSUs; no performance metrics tied to director equity; 2024 stock award values increased vs 2023, consistent with program annual awards and chair increments .