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James W. Kiser

President and Chief Executive Officer at NEW PEOPLES BANKSHARES
CEO
Executive
Board

About James W. Kiser

James W. Kiser, age 44, is President and Chief Executive Officer of New Peoples Bankshares, Inc. (effective April 2024) and New Peoples Bank, Inc. (effective December 1, 2023), and has served as a director since January 2024 . Company performance under his tenure includes 2024 net income of $8.2 million, up 14.2% year over year, and total shareholder return of approximately 51.8% for 2024; ROA was 0.96% and ROE 12.28% for 2024 . He brings extensive banking and commercial lending experience from prior roles at First Sentinel Bank and First Bank of Virginia .

Past Roles

OrganizationRoleYearsStrategic Impact
New Peoples Bank, Inc.President & CEODec 2023–presentLeadership of community bank across VA/WV/TN/NC footprint
New Peoples Bankshares, Inc.President & CEOApr 2024–presentOversight of holding company and capital allocation
New Peoples Bank, Inc.EVP & Chief Banking Officer2020–2023Led commercial and retail banking; growth in loans and deposits
New Peoples Bank, Inc.First SVP & Chief Commercial Banking Officer2018–2020Commercial portfolio leadership
New Peoples Bank, Inc.First SVP & Senior Commercial Banking Officer2015–2018Senior commercial lending management
First Sentinel BankChief Lending Officer2014–2015Responsible for lending strategy and credit
First Bank of VirginiaVarious positions2007–2014Progressive roles building lending expertise

External Roles

No external directorships or outside public company board roles are disclosed in company filings reviewed .

Fixed Compensation

Metric20232024
Base Salary ($)227,975 305,000
Bonus ($)41,526 77,995
Non-Equity Plan Compensation ($)12,173 36,375
All Other Compensation ($)29,603 53,812
Total Compensation ($)311,282 473,182

Notes:

  • Base salary in employment agreement: $305,000 effective Dec 1, 2023, subject to periodic adjustment .
  • “All Other Compensation” includes 401(k) match, benefits, vehicle/auto allowance, club dues (2024), etc. .

Performance Compensation

IncentiveMetricWeightingTargetActualPayoutVesting
Bank-wide Profit Sharing & Senior Performance Bonus (cash)Budgeted net income and operating/consolidated performance goals Not disclosedNot disclosedNot disclosed$77,995 (2024); $41,526 (2023) Paid annually in cash
Long-Term Cash Incentive Plan (cash-settled, notional shares)Quarterly EPS of common stock Not disclosedNot disclosedNot disclosed$36,375 (2024); $12,173 (2023) Awards vest 25% on each of the first four anniversaries; vested portions generally paid in three installments; settled upon separation, change in control, or 10-year plan anniversary

Award history (LT Cash Plan):

  • Feb 28, 2023 initial awards: Kiser 110,000 notional shares .
  • Dec 18, 2023 award effective Jan 1, 2024: Kiser 30,000 notional shares .

Equity Ownership & Alignment

Ownership DetailAmount
Beneficial Ownership (Common shares)10,360 (held jointly with spouse)
Ownership as % of outstandingLess than 1%
Options/RSUs/PSUs outstandingNone disclosed; LT incentives are cash-settled notional shares (no equity rights)
Shares pledged as collateralCompany policy prohibits pledging; hedging and short sales also prohibited

Additional alignment policies:

  • Insider Trading Policy requires pre-clearance for Section 16 insiders, imposes trading windows/blackouts, and permits Rule 10b5-1 plans with SEC-compliant cooling-off periods and conditions .

Employment Terms

TermDetail
Agreement Date & TermEmployment Agreement dated May 14, 2019; initial term through Dec 31, 2020; auto-renews for one-year terms unless terminated prior to renewal
Base Salary$305,000 effective Dec 1, 2023; eligible for equity/long-term programs and perquisites approved by Board
Severance (no Change in Control)If terminated without Cause or executive resigns for Cause: severance equal to base salary for 182 days; COBRA premiums during severance if elected
Severance (Change in Control)If termination/non-renewal within 12 months after a Change in Control: severance equals twice the non-CIC severance amount (i.e., effectively 364 days of base salary equivalent); COBRA premiums during severance if elected
TriggersTermination by Company for/without Cause; termination by executive for/without Cause; disability; death
Restrictive CovenantsConfidentiality and noncompetition provisions
Auto-RenewalOne-year automatic renewals unless non-renewed

Board Governance

  • Board service: Director since January 2024 .
  • Committee memberships: ALCO; Compensation; Loan; Technology; not on Audit, Executive, or Nominating .
  • Independence: All directors except Messrs. Asbury and Kiser are independent under Nasdaq standards; Kiser is non-independent as CEO .
  • Leadership structure: Independent Chairman; executive sessions held periodically without the CEO .
  • Attendance: Board met 12 times in 2024; each incumbent director attended >75% of Board and committee meetings; all directors attended the 2024 annual meeting .

Committee assignments snapshot:

CommitteeRole
ALCOMember
CompensationMember (Board determined committee is independent except Mr. Kiser)
LoanMember
TechnologyMember

Director Compensation

  • As an officer-director, Kiser received no additional director fees; 2024 director fee table shows “—” for Kiser .
  • Company disclosure: officers do not receive extra compensation for service as director .

Say-on-Pay & Shareholder Feedback

ItemResult
2024 Advisory Vote on Executive Compensation~99% approval
Future Advisory Vote FrequencyThree-year cycle, consistent with prior shareholder vote

Compensation Committee Analysis

  • Independence: Committee members are independent with the exception of Mr. Kiser .
  • Process: CEO provides input on other executives but does not set his own pay; recommendations by Committee; final decisions by Board .
  • Consultant usage: No consultant utilized for 2024 .
  • Philosophy: Align compensation with strategic goals; emphasis on annually determined salaries and cash bonuses; redesigned program in 2023 to more directly align with performance via Long-Term Cash Incentive Plan .

Related Party Transactions and Policies

  • Lending to directors/executives and ≥5% holders conducted in ordinary course on market terms; normal risk .
  • No formal Board-adopted related person transactions policy; Board reviews proposed related party transactions, and Audit Committee reviews significant conflicts .
    • Governance consideration: absence of a formal policy may be viewed as a potential red flag by some investors.

Performance & Track Record

Metric20232024
Net Income ($MM)7.18 8.20
EPS ($)0.30 0.35
ROA (%)0.91 0.96
ROE (%)12.00 12.28
TSR ($100 base)$107.13 $162.67

Other notable 2024 items:

  • Core system conversion program underway; termination/transition charges recorded (~$850k pre-tax) .
  • BOLI portfolio disposal with one death benefit accrual (~$1.6 million), net positive nonrecurring impact post-tax .

Equity Ownership & Alignment Details

ItemDetail
Kiser ownership vs. float10,360 shares; <1% of outstanding
Insider trading controlsPre-clearance required; quarterly blackout windows; 10b5-1 permitted; no hedging, short sales, or pledging allowed

Investment Implications

  • Alignment: Incentives are cash-based and linked to EPS and bank performance, with LT cash plan vesting over four years; absence of equity grants reduces direct equity alignment, though insider trading policy prohibits hedging/pledging and encourages disciplined trading behavior .
  • Retention risk: Contract provides severance and double-trigger change-in-control protections (effectively up to one year of base salary equivalent); LT cash awards vest over time, supporting retention .
  • Potential selling pressure: Limited, given lack of equity awards; LT incentives are cash-settled notional shares, not stock, reducing forced selling dynamics often seen with RSU vesting .
  • Governance: Compensation Committee largely independent; no consultant used; independent chair and executive sessions mitigate dual-role concerns; however, absence of a formal related party transactions policy is a governance weakness to monitor .
  • Performance backdrop: Strong 2024 TSR (+51.8%) and net income growth (+14.2%) provide support for pay-for-performance; PEO “compensation actually paid” rose with promotion and overall company performance .