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Louis Silverman

Director at OCX
Board

About Louis E. Silverman

Louis E. Silverman, age 66, has served as an independent director of Oncocyte (OCX) since November 2022 and previously as Lead Independent Director from February 2023 to July 2024. He is Chairperson and CEO of Hicuity Health (formerly Advanced ICU Care) since 2014 and holds a B.A. from Amherst College and an MBA from Harvard Business School .

Past Roles

OrganizationRoleTenureCommittees/Impact
Hicuity Health (Advanced ICU Care)Chairperson & CEO2014–presentScaled remote patient monitoring services to hospitals
Veradigm Inc. (MDRX)DirectorFeb 2025–presentBoard member; healthcare IT (EHR/practice management)
STAAR Surgical (STAA)Director2014–2022; Apr 2025–presentAudit and Nominating/Governance Committee member
Marina Medical Billing ServicesCEO2009–2012Revenue cycle management; ER physician services
LifeComm (Qualcomm-backed)President & CEO2008–2009Health tech startup leadership
Quality Systems, Inc.President & CEO2000–2008Public healthcare software company leadership
CorVel CorporationMultiple roles incl. COO1993–2000Managed care services/technology; operational leadership

External Roles

CompanyRoleStartCommittees
STAAR Surgical (STAA)DirectorApr 2025Audit (Member); Nominating & Governance (Member)
Veradigm Inc. (MDRX)DirectorFeb 2025Not disclosed in OCX proxy

Board Governance

  • Committee assignments at OCX (all independent committees): Audit Committee (Member; designated audit committee financial expert), Compensation Committee (Chair), Nominating/Corporate Governance Committee (Member) .
  • Independence: Determined independent under Nasdaq Rule 5605(a)(2); meets audit committee financial expert criteria per SEC rules .
  • Attendance: Board met 11 times in 2024; no director attended fewer than 75% of Board and committee meetings; all directors attended the 2024 annual meeting .
  • Executive sessions: Non-management directors meet at least quarterly without management present .
  • Policies: Hedging/short-sale policy prohibits hedging/derivative monetization; Clawback policy adopted Nov 2023 for excess incentive compensation upon restatements .

Fixed Compensation

Component2024 AmountNotes
Annual cash retainer (non-employee director)$77,177Paid quarterly
Committee/meeting feesNot separately disclosedRetainer covers service; expenses reimbursed
Chairman differential (for Chair of Board; not Silverman)$87,177Applies to Board Chair (Arno)

Performance Compensation

Equity AwardGrant Structure2024 ValueVestingExpiration
Stock options (non-employee director)30,000 options under Equity Incentive Plan$74,187 (grant date fair value)Vest 1 year from grant (or next annual meeting), service-based10 years from grant
RSUs (non-employee director)None in 2024

Methodology: Option values computed per ASC 718 using Black-Scholes; time-based vesting aligns director incentives with tenure and shareholder value without short-term metrics .

Other Directorships & Interlocks

  • Silverman’s current external boards (STAA, MDRX) are in healthcare devices and health IT; no OCX-disclosed related-party transactions with these entities. OCX’s disclosed related-party transactions primarily involve Bio-Rad and certain investors, with a director (Andrew Last) recusing from Bio-Rad matters; no transactions disclosed involving Silverman or Hicuity Health .
  • Interlock risk: Low; industries are adjacent but not supplier/customer to OCX per disclosures .

Expertise & Qualifications

  • Audit Committee Financial Expert designation; financial sophistication under SEC/Nasdaq rules .
  • Extensive CEO experience across healthcare services and IT; board experience at public companies (STAA, MDRX) .
  • Education: B.A., Amherst College; MBA, Harvard Business School .

Equity Ownership

HolderShares (Common)Options Exercisable/within 60 daysRSUs OutstandingTotal Beneficial Ownership% Outstanding
Louis E. Silverman1,56437,0241,561 (as of 12/31/24 outstanding; not beneficial unless vested)38,588<1%
  • Hedging/pledging: Company policy prohibits hedging/monetization transactions; no pledging disclosed for Silverman .
  • Ownership guidelines: Not disclosed for directors in proxy; compliance status not provided .

Insider Trades

DateFormSummarySource
2023 (specific date in filing index)Form 4Form 4 filed by “SILVERMAN LOU” as reporting person at OCX; details available in SEC filing index
Jul 3, 2025Form 4Form 4 signature date indicates filing by Louis E. Silverman; consult filing for transaction details

Note: Our insider-trades skill did not return OCX transactions for 2024–2025 in the specified range; use SEC links to review Form 4 details directly [Readout indicates none found via skill].

Governance Assessment

  • Strengths:
    • Independent director with audit committee financial expert designation; chairs Compensation Committee and serves on Audit and Nominating/Governance—signals strong governance competency .
    • Solid engagement: 2024 Board/committee attendance at or above 75%; structured executive sessions; robust hedging prohibition and clawback policy adoption .
    • Ownership alignment: Direct/option holdings, service-based vesting; no pledging disclosed .
  • Watch items:
    • Equity plan expansion increases dilution capacity; as Compensation Chair and equity plan beneficiary, Silverman has an inherent interest—appropriately disclosed under “Interest of Directors and Executive Officers” .
    • Multiple committee roles may concentrate governance workload; continued performance monitoring advised .
    • Related-party transactions exist with Bio-Rad (not tied to Silverman); governance mitigations include director recusal and committee oversight .

Overall: Silverman’s profile supports investor confidence in board effectiveness—independence, financial expertise, and consistent attendance—while equity plan oversight and disclosure practices warrant standard ongoing scrutiny .