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Mark Hutchins

Director at OLD MARKET CAPITAL
Board

About Mark R. Hutchins

Mark R. Hutchins (age 63) has served as an independent director of Old Market Capital Corporation since October 2021. He spent 37 years at KPMG in audit and advisory leadership roles, including Managing Partner of the Pacific Southwest region (2006–September 2020), and served on KPMG’s Board as chair of both the Compensation and Audit Committees . He is designated by OMCC’s Board as an Audit Committee financial expert and is independent under NASDAQ rules .

Past Roles

OrganizationRoleTenureCommittees/Impact
KPMGManaging Partner, Pacific Southwest region2006–Sep 2020 Led teams across eight offices, audit/advisory oversight
KPMGLeader, West Coast advisory practiceNot disclosedSenior relationship partner across financial services and technology
KPMG Board of DirectorsDirector; Chair of Compensation Committee and Audit CommitteeNot disclosedGovernance, audit oversight, comp policy leadership

External Roles

OrganizationRoleTenureNotes
Various non-profit boardsDirectorNot disclosedMultiple significant non-profit boards (not itemized)

Board Governance

  • Committees: Audit Committee Chair; member, Nominating/Corporate Governance Committee .
  • Independence: Board determined Hutchins is independent under NASDAQ rules; also Audit Committee financial expert .
  • Attendance: During FY ended March 31, 2025, Board met 4x; Audit Committee 4x; Compensation Committee 1x; Nominating/Corporate Governance Committee 1x; each incumbent director attended at least 75% of applicable meetings; all directors attended the 2024 Annual Meeting .
  • Anti-hedging: Company policy prohibits hedging transactions in OMCC securities .

Fixed Compensation

ComponentFY 2025 AmountNotes
Fees Earned or Paid in Cash$27,500 Director cash fees as reported in Director Compensation table
Annual cash retainer policy$45,000 Chair of each standing committee receives an additional $10,000
Meeting fees policy$1,000 per non-ordinary course meeting; $750 telephonic Calculated separately for Board and each committee

Performance Compensation

Equity AwardFY 2025 Grant-Date Fair ValueAward TypeVestingChange-of-Control Treatment
Director stock awards$47,500 Restricted stock (per director program) Generally, annual RS awards of $20,000; directors joining mid-year receive pro-rated awards vesting at next annual meeting; note: proxy states no annual RS awards were granted in FY 2025 Restricted stock vests in full immediately prior to change of control; awards treated same as employees
  • No performance metrics tied to director compensation were disclosed (e.g., TSR or EBITDA hurdles for director equity) .

Other Directorships & Interlocks

Company/OrganizationPublic Company?RoleInterlock/Conflict Considerations
KPMG Board of DirectorsNo (partnership)Director; Chair of Compensation & Audit Committees OMCC’s auditor is Forvis Mazars (not KPMG), reducing potential audit-firm conflict risk
Non-profit boardsNoDirector Not itemized; no related-party transactions disclosed tied to Hutchins

Expertise & Qualifications

  • 37 years in audit and advisory at KPMG; senior leadership and multi-office management experience .
  • Audit Committee financial expert designation and independence under NASDAQ rules .
  • Board believes his audit/consulting experience qualifies him for OMCC’s Board given its business and structure .

Equity Ownership

MetricValue
Shares beneficially owned14,471
Ownership as % of shares outstandingLess than 1% (outstanding shares: 6,753,625)
Shares outstanding (Record Date: July 14, 2025)6,753,625
Pledged sharesNot disclosed
Options heldNone disclosed for directors in FY 2025 (option awards reported as “—”)

Insider Trading & Section 16 Compliance

EventTransaction DateFiling DateNotes
Late Form 4 (grant of OMCC Common Stock)June 6, 2024December 18, 2024Filed late; company disclosed inadvertent late filings for several insiders

Governance Assessment

  • Strengths: Independent director; Audit Committee Chair; Audit Committee financial expert; solid attendance; anti-hedging policy; no related-party transactions disclosed involving Hutchins; external audit independence managed by Forvis Mazars with pre-approval processes .
  • Alignment: Holds 14,471 OMCC shares, indicating some alignment; director equity grants part of compensation mix .
  • RED FLAGS:
    • Late Section 16 filing (Form 4) for a June 2024 grant filed in December 2024; modest compliance lapse to monitor .
    • Company’s CEO also serves as Board Chair, which can weaken independent oversight dynamics; places greater responsibility on Audit and Governance committee chairs (including Hutchins) to ensure robust checks and balances .
  • Conflicts: No related-party transactions tied to Hutchins disclosed; OMCC’s disclosed related-party items pertain to Amplex/Red Bug arrangements with President Mark Radabaugh, not Hutchins .

Implications: Hutchins’ audit pedigree and committee leadership support board effectiveness in financial oversight. The single late Form 4 is a minor compliance issue; combined CEO/Chair structure raises the importance of independent directors’ engagement—areas where Hutchins’ role as Audit Chair is particularly consequential .