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Moishe Gubin

Chairman of the Board at OptimumBank Holdings
Board

About Moishe Gubin

Moishe Gubin, age 48, has served as a director of OptimumBank Holdings, Inc. and OptimumBank since March 2010 and is Chairman of the Board. He is CEO of Strawberry Fields REIT, Inc. (NYSE American: STRW), former CFO/manager of Infinity Healthcare Management (2004–2014), holds a BS in Accounting & Information Systems from Touro College, a BA in Talmudic Literature from Yeshiva Bais Israel, and is a licensed CPA in New York (since 2010) .

Past Roles

OrganizationRoleTenureCommittees/Impact
Infinity Healthcare Management, LLCCFO and Manager2004–2014Led finance/operations for skilled nursing management firm
OptimumBank/OPHCDirector; Chairman of the BoardDirector since Mar 2010; Chairman currentLong-tenured director; shareholder perspective; board leadership

External Roles

OrganizationRoleTenureNotes
Strawberry Fields REIT, Inc. (STRW)Chief Executive Officer2008–presentPublic REIT focused on healthcare properties
Midwest Torah Center Inc.FounderNot disclosedNon-profit spiritual outreach center

Board Governance

  • Independence: The Board determined Gubin meets NYSE American independence standards .
  • Leadership: Serves as Chairman; company policy separates Chairman and Principal Executive Officer roles .
  • Committees:
    • Compensation Committee Chair; members are independent; met 2 times in 2024; no consultants used .
    • Nominating Committee Chair; met 2 times in 2024 .
    • Not listed on the Audit Committee (Audit chaired by Procelli; members Newman, Zwelling) .
  • Attendance and engagement: Board met 11 times in 2024; each director attended at least 75% of Board/committee meetings; all directors attended the 2024 annual meeting .
  • Hedging policy: No hedging policy adopted yet; executives/directors currently permitted to hedge; Board plans to adopt a policy following the annual meeting .
  • 2025 shareholder vote signal: Re-elected with 6,399,951 “For” vs. 148,333 “Withhold”; broker non-votes 2,140,786 .
  • 2024 shareholder vote signal: Re-elected with 5,960,448 “For” vs. 340,254 “Withhold”; broker non-votes 1,054,580 .

Fixed Compensation

Item (Director)FY 2024 AmountFY 2023 Amount
Annual Retainer (Chairman)$30,000 $15,000
Board Meeting Fee (per meeting)$2,250 $1,650
Audit Committee Meeting Fee (Chair)$400 $400
Compensation Committee Meeting Fee (Chair)$350 $350
Loan Committee Meeting Fee (Chair)$750 Not disclosed
Additional Services (paid in stock)$425,000 $275,223
Director Compensation – Cash$56,550 $39,300
Director Compensation – Stock Awards (FV)$425,000 $275,223
Total Reported$481,549 $314,523

Notes:

  • Additional services include spending ~one week per month in Bank offices, marketing for loans/deposits, and investor relations; paid in shares at fair market value on issuance dates .
  • Under the equity plan, 42,610 shares were issued to Gubin in 2024 as part of his director compensation .

Performance Compensation

Award TypeGrant/IssuanceShares/UnitsValueVesting/COC Terms
Equity under 2018 Plan2024 issuance42,610 shares Included in $425,000 stock award FV Equity plan provides: options fully vest on change in control; restricted stock fully vests upon involuntary termination within 12 months post-change in control; RS also vest on death/disability .
Options (Director)None disclosedNo option grants disclosed for executives in 2024/2023; no director options disclosed .

Performance metrics tied to director compensation: None disclosed (no TSR/EBITDA/ESG targets specified for director awards). Equity plan permits performance shares generally, but no director-specific metrics disclosed .

Clawbacks, gross-ups, severance: Not disclosed for directors. Change-of-control treatment described above for plan awards .

Other Directorships & Interlocks

CompanyIndividual(s)RolePotential Interlock/Conflict Consideration
Strawberry Fields REIT (STRW)Moishe GubinCEOGubin’s CEO role at a healthcare REIT; another OPHC director (Blisko) is a director of STRW, creating an interlock that warrants monitoring for related party transactions or preferential dealings; none >$120k disclosed since 1/1/2024 .
Infinity Healthcare ManagementGubin; BliskoGubin former CFO/manager (2004–2014); Blisko CEOShared history in healthcare operations; monitor for bank dealings; no RPT >$120k disclosed .

Expertise & Qualifications

  • Finance and accounting expertise; licensed CPA; prior CFO experience in healthcare operations .
  • General management expertise from leading a public REIT; shareholder perspective as significant OPHC holder .
  • Legal, audit, and nominating oversight via committee chair roles .

Equity Ownership

Date (Record)Shares Beneficially Owned% of OutstandingShares Outstanding Reference
Mar 21, 2025840,184 7.15% 11,751,082 shares outstanding
Apr 9, 2024702,529 7.29% 9,634,821 shares outstanding

Additional alignment signals:

  • Insider purchases: Gubin made open-market purchases in 2023 and 2025 (see table below).
  • Pledging/hedging: No pledging disclosed; hedging currently permitted pending policy adoption post-annual meeting, which is a governance risk .

Insider Trades (Form 4)

Source: Insider-trades skill (Form 4 data; “securitiesOwned” reflects post-transaction positions).

Related Party Transactions

  • RPTs: None >$120,000 since January 1, 2024; and none noted for 2023 aside from ordinary-course items .
  • Insider/affiliate loans: Total loans to officers/directors/affiliates were $122,500 at Dec 31, 2024 (0.02% of loan portfolio); all performing; governance controls require market terms and recusal on interested loans .

Say-on-Pay & Shareholder Feedback

  • No say-on-pay proposal disclosed in 2024/2025 proxies; auditor ratifications passed overwhelmingly (2025: For 8,637,834; Against 26,475; Abstain 24,761) .
  • 2018 Equity Plan share increase (to 1,550,000) approved in 2025 (For 5,143,390; Against 1,385,287; Abstain 19,607; Broker non-vote 2,140,786) .

Compensation Committee Analysis

  • Composition: Gubin (Chair), Procelli, Zwelling; all independent .
  • Process: No consultants; no delegation; no executive officer involvement in outside director compensation in 2024 .
  • Benchmarking/peer group: Not disclosed.

Governance Assessment

  • Strengths:
    • Independent status; deep finance/accounting background; material personal share ownership (~7.15%) aligning interests .
    • Active engagement and leadership; consistent attendance; shareholder support in elections .
  • Risks/Red Flags:
    • As Compensation Committee Chair, Gubin oversees director pay while receiving substantial guaranteed stock compensation ($425,000/year) and additional services fees paid in shares—this dual role elevates perceived conflict risk despite formal independence .
    • No hedging policy currently in place; directors may hedge or use derivatives, which can weaken alignment signals until policy adoption .
    • Interlocks with STRW (CEO) and shared healthcare affiliations with another OPHC director (Blisko) warrant ongoing RPT monitoring; no material RPTs disclosed, but vigilance is appropriate .
  • Net view: Ownership and repeated insider buying support alignment; governance oversight is active. Key watch items are compensation governance optics (committee chair receiving significant equity) and timely implementation of hedging prohibitions.