Eric Johnson
About Eric Johnson
Eric Johnson is not identified as an executive officer or Trustee of the PIMCO Dynamic Income Opportunities Fund (PDO) in the latest joint DEF 14A; the filing enumerates fund officers and Trustees, and Eric Johnson does not appear among the named individuals . Officers who are principals or employees of the Manager (PIMCO) are not compensated by the Funds, and the Trustees and officers as a group beneficially owned less than 1% of each Fund’s outstanding shares as of the record date . PDO had 127,212,157.32 common shares outstanding on the record date; governance is overseen by a seven-member Board with an independent chair and a supermajority of independent Trustees .
Research note: Searches across the latest PDO DEF 14A and recent press releases found no references to “Eric Johnson,” indicating no fund-level disclosure for this individual in the company’s filings .
Past Roles
No disclosure of “Eric Johnson” in PDO’s filings; fund-level officers disclosed are not compensated by the Funds and do not include Eric Johnson .
External Roles
No disclosure located for “Eric Johnson” related to PDO in the latest proxy or recent company documents .
Fixed Compensation
- Fund officers who are principals, officers, members or employees of the Manager (PIMCO) are not compensated by the Funds; compensation is paid by the Manager or affiliates, not PDO .
- The proxy provides Trustee compensation context (independent Trustees compensated via the fund complex allocation), but there is no executive-compensation table for fund officers and no listing for Eric Johnson .
Performance Compensation
- No performance-based compensation disclosures for fund officers; PDO’s officers are PIMCO employees and are not compensated by the Fund .
- No mention of “Eric Johnson” or any PSUs/RSUs/options tied to fund officers in PDO’s proxy .
Equity Ownership & Alignment
- As of the record date (Feb 21, 2025), Trustees, nominees and officers as a group beneficially owned less than 1% of each Fund’s outstanding shares .
- Concentrated record ownership in street-name custodians suggests trading liquidity is intermediated through major broker platforms rather than insider holdings.
| Record Holder (Street Name) | Ownership % of PDO |
|---|---|
| Morgan Stanley Smith Barney | 21.95% |
| National Financial Services | 16.61% |
| Charles Schwab & Co. | 17.39% |
| Merrill Lynch Professional Clearing | 8.84% |
| UBS Financial | 7.13% |
- Outstanding common shares (for context): 127,212,157.32 .
- No disclosures of pledging/hedging, stock ownership guidelines, or individual beneficial ownership for Eric Johnson in PDO’s filings .
Employment Terms
- No employment agreement, severance, change-of-control terms, or restrictive covenants disclosed for “Eric Johnson” at PDO; officers are PIMCO employees and not compensated by the Funds .
- No 8-K 5.02 filings for executive appointments/departures of Eric Johnson among the recent PDO document set reviewed.
Investment Implications
- Absence of any filing references to “Eric Johnson” indicates he is not a disclosed fund officer or Trustee of PDO; therefore, there is no investor-grade compensation, incentive, or contract data to analyze for this individual at the fund level .
- Alignment via equity ownership appears limited at the fund level: Trustees/officers as a group own <1%, and street-name concentration dominates, reducing insider-driven trading signals around the Fund .
- Since PDO officers are compensated by PIMCO rather than the Fund, fund-level pay-for-performance levers (bonuses, equity, vesting) are not disclosed in the Fund’s proxy; any compensation alignment would need to be evaluated at the Manager (PIMCO) level, which is not covered in PDO’s filings .
- Governance structure (independent chair, five independent Trustees) supports oversight of manager performance, but with no Eric Johnson disclosure, retention risk or individual execution track record cannot be assessed at the fund level .
Actionable next step: If Eric Johnson is associated with PIMCO or another entity outside the Fund, obtain manager-level disclosures or Form 4 filings to analyze compensation, ownership, and trading activity, as PDO’s proxy does not enumerate such details for this individual .