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Mark Thierer

Chair of the Board at P3 Health Partners
Board

About Mark Thierer

Independent Chair of the Board at P3 Health Partners (PIII). Age 65; director since 2021. Former CEO of OptumRx and Catamaran, interim CEO of Dentsply Sirona; now Managing Partner at AssetBlue Investment Group. Education: B.S. in Finance (University of Minnesota), MBA (Nova Southeastern University), and CEBS designation from The Wharton School, University of Pennsylvania .

Past Roles

OrganizationRoleTenureCommittees/Impact
OptumRx (UnitedHealth Group)Chief Executive OfficerJul 2015 – Sep 2017Led national pharmacy care services; M&A execution experience following Catamaran combination .
Catamaran Corporation (Nasdaq: CTRX)Chairman & Chief Executive OfficerMar 2011 – 2015 (until combination with OptumRx)Led one of the largest PBMs; strategy, finance, M&A leadership .
Dentsply Sirona (Nasdaq: XRAY)Interim Chief Executive OfficerOct 2017 – Feb 2018Led transition as interim CEO at a global dental manufacturer .

External Roles

OrganizationRoleTenureNotes
AssetBlue Investment GroupManaging PartnerSince Jun 2017Investment firm founded by Thierer .
Discover Financial Services (NYSE: DFS)Director2013 – 2024Independent board service at large financial institution .
Senior Connect Acquisition Corp. (Nasdaq: SNRH)Director2021 – 2023SPAC directorship .
Foresight Acquisition Corp.AdvisorSince Oct 2020SPAC that combined with P3; advisory role .

Board Governance

ItemDetail
Board roleIndependent Chair of the Board; presides over executive sessions of independent directors .
IndependenceBoard determined Thierer is “independent” under Nasdaq rules .
Committee assignmentsNot a member of Audit or Compensation & Nominating committees (both marked “—” for Thierer) .
Committee leadershipAudit Chair: Jeffrey G. Park; Compensation & Nominating Chair: Mary Tolan .
Executive sessionsIndependent directors meet in executive session regularly, no less than twice per year; chaired by Thierer .
Board structureClassified board with three staggered classes; Thierer is Class II (term expires 2026) .
Meetings and attendanceBoard met 8 times in FY2024; each director attended at least 75% of Board and committee meetings .

Fixed Compensation (Director)

ComponentAmountNotes
Annual Cash Retainer$65,000Standard for non-employee directors .
Chair Retainer$95,000Additional retainer for Chair of the Board .
Total Cash Paid (2024)$160,000As disclosed for Thierer .
Equity – Annual Option Grant (Chair)$340,097 (grant date fair value)Chair annual option grant; options vest fully by next annual meeting or first anniversary .
Total 2024 Director Compensation$500,097Cash plus option award fair value .

Performance Compensation (Director)

ElementStructureMetrics/Targets
Annual equity for directorsStock options; Chair receives higher grant valueNo performance metrics disclosed for director equity; vesting is service/time-based to next annual meeting or first anniversary .
Clawback policyCompensation & Nominating Committee administers Company Clawback PolicyPolicy exists; applies to compensation as governed by committee charter .
Anti-hedgingInsider Trading Policy prohibits hedging transactions (e.g., prepaid forwards, swaps, collars, exchange funds)Applies to directors; designed to align with shareholders and prevent misaligned hedging .

No director-specific performance metrics (TSR, revenue, ESG, etc.) are tied to director pay in the proxy .

Other Directorships & Interlocks

CompanyRolePotential Interlock/Notes
Discover Financial Services (NYSE: DFS)Former Director (2013–2024)Large-cap financial services; no P3-related transactions disclosed .
Senior Connect Acquisition Corp. (Nasdaq: SNRH)Former Director (2021–2023)SPAC experience; no P3-related transactions disclosed .
Foresight Acquisition Corp.Advisor (since 2020)SPAC that combined with P3; advisory role noted .

Expertise & Qualifications

  • Public company CEO and Chair experience across healthcare services and medtech; deep PBM and healthcare IT domain knowledge (Catamaran, OptumRx) .
  • Capital allocation and M&A execution record; board governance at financial institutions (DFS) .
  • Finance education and CEBS credential from Wharton; adds compensation/benefits literacy to boardroom .

Equity Ownership

Holding DetailAmountNotes
Class A common stock – Direct216,560Directly held .
Class A via AssetBlue Ventures, LLC426,014Entity controlled by Mark and Nasrin Thierer .
Stock options exercisable within 60 days1,336,348Included in beneficial ownership .
Total Class A beneficial ownership1,978,922Sum of above .
Class V common stockNone disclosed .
Total voting power0.5%Of combined Class A and Class V voting power .
Pledging/hedgingNo pledges disclosed; hedging prohibited by policyNo pledge footnote for Thierer; company-wide anti-hedging policy .

Section 16(a) Compliance / Insider Filings

ItemStatus
Delinquent Section 16(a) reports for Thierer (FY2024)None disclosed for Thierer in the company’s delinquency table .

Governance Assessment

  • Strengths

    • Independent Chair enhances oversight; presides over executive sessions; majority-independent board .
    • Robust committee structure with independent chairs; clear delegation of related-party review to Audit Committee; existence of Clawback and anti-hedging policies .
    • Director compensation aligned to equity via options; Chair’s cash/equity mix is consistent with disclosed program and not excessive relative to peers within the board .
  • Watch items / potential conflicts

    • Principal stockholder Chicago Pacific Founders (CPF) retains significant influence; CPF letter agreement allows an additional independent director designation while ownership thresholds are met .
    • 2025 financing with CPF affiliate (VBC 4) at 19.5% interest plus warrants; approved by a committee of independent, disinterested directors and then full Board; still presents related-party optics and dilution risk upon warrant exercise (up to 1,428,129 shares at $10.34 post–reverse split) .
    • Classified board structure may entrench directors and delay change-of-control responses; investor view varies on classified boards .
  • RED FLAGS

    • Related-party financing and potential dilution: VBC 4 warrants tied to CPF affiliate; though independently reviewed, it remains a governance and dilution red flag to monitor for conflicts and pricing fairness .
    • Concentrated shareholder influence: CPF’s ability to designate an additional independent director and ownership caps on warrant exercises (49.99%) underscore concentrated control dynamics .

Net assessment: As independent Chair, Thierer brings deep sector and governance experience with solid engagement (≥75% attendance). Key governance risk at P3 stems from principal stockholder transactions rather than Thierer-specific conflicts; oversight mechanisms (independent committees) are in place but warrant continued monitoring around related-party financings and dilution .

Appendix: Board & Committee Reference

  • Audit Committee members: Jeffrey G. Park (Chair), Thomas E. Price, M.D., Greg Wasson; met 6 times in FY2024 .
  • Compensation & Nominating members: Mary Tolan (Chair), Lawrence B. Leisure, Thomas E. Price, M.D., Greg Wasson; met 5 times in FY2024; no compensation consultant engaged in 2024 .
  • Non-employee director compensation program (cash and equity parameters) and Thierer’s 2024 compensation are detailed above .