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Josh Mandel-Brehm

Director at ProMIS Neurosciences
Board

About Josh Mandel-Brehm

Independent director at ProMIS Neurosciences (PMN) since September 1, 2021; age 42 as of April 2025. Background includes President & CEO of CAMP4 Therapeutics (since 2017), prior business development at Biogen (2013–2017), entrepreneur partner at Polaris Partners, and founder/board member of Vico Therapeutics B.V. Degrees: BA in Biology (Washington University in St. Louis) and MBA (University of Michigan) .

Past Roles

OrganizationRoleTenureCommittees/Impact
BiogenBusiness DevelopmentMay 2013–May 2017Transaction execution, BD leadership
CAMP4 TherapeuticsPresident & CEOMay 2017–presentOperational leadership; external biotech network
Polaris PartnersEntrepreneur PartnerMay 2017–presentPortfolio/company-building expertise
Vico Therapeutics B.V.Founder & Board MemberOct 2019–presentRNA therapy board oversight

External Roles

OrganizationRolePublic/PrivateNotes
CAMP4 TherapeuticsPresident & CEOPrivateGene regulation platform company
Polaris PartnersEntrepreneur PartnerPrivateVenture role; access to deal flow
Vico Therapeutics B.V.Founder & Board MemberPrivateNeurology/genetics focus

Board Governance

  • Independence: Determined independent; currently serves as an independent director .
  • Years of service on PMN’s board: Since September 1, 2021 .
  • Committee memberships and expertise:
    • Audit Committee member; independent, financially literate, and designated an audit committee financial expert .
    • Corporate Governance & Nominating Committee member; independent .
    • Not a member of the Compensation Committee in 2024–2025 (comp committee comprised of William Wyman and Maggie Shafmaster in 2024) .
  • Lead Independent Director: Role held by Maggie Shafmaster (not Mandel-Brehm) .
Attendance (FY 2024)Board MeetingsCommittee Meetings
Josh Mandel-Brehm6 of 6 5 of 5

Fixed Compensation

  • PMN adopted a non‑employee director compensation policy in December 2024: $40,000 annual board retainer; additional committee retainer schedule below .
Compensation ElementAmount (USD)
Annual Board Retainer$40,000
Audit Committee Chair$15,000
Audit Committee Member$7,500
Compensation Committee Chair$10,000
Compensation Committee Member$5,000
Nominating & Corporate Governance Chair$8,000
Nominating & Corporate Governance Member$4,000
Director Compensation (Josh)20222024
Cash Fees (USD)$40,000 $40,000
Option Awards (Grant-Date Fair Value, USD)$0 $34,968
Total (USD)$40,000 $74,968

Key findings:

  • Shift from cash-only (2022) to cash + equity (2024) aligns interests with shareholders and signals broader board equity participation introduced by the 2024 policy .

Performance Compensation

  • Equity awards for non‑employee directors under the 2024 policy are stock options, with defined grant sizes and vesting schedules (no disclosed performance metrics such as TSR or EBITDA for directors) .
Award TypeGrant SizeVestingNotes
Director Initial Award40,000 options25% at grant; remaining 75% monthly over 3 yearsGranted upon initial appointment/election
Director Annual Award20,000 optionsVests in full at earlier of 1-year anniversary or next annual meetingAnnual refresh for continuing directors
Director Re‑Stake Award (discretionary)Board‑determined33% at grant; remaining 67% monthly over 2 yearsTo rebalance equity exposure

Award caps and acceleration:

  • Aggregate cap: $1,000,000 in first calendar year as director; $750,000 in other years (cash + equity) .
  • Full acceleration upon defined Triggering Event under the 2015 Plan .

Other Directorships & Interlocks

CompanyRoleCommittee RolesInterlocks/Conflicts
CAMP4 TherapeuticsPresident & CEON/ANo related‑party transactions disclosed involving Mandel‑Brehm
Vico Therapeutics B.V.Founder & Board MemberN/ANo PMN related‑party transactions disclosed
Polaris PartnersEntrepreneur PartnerN/AVenture role; audit committee oversees conflicts per PMN policy

Expertise & Qualifications

  • Biotech operating and BD leadership (Biogen, CAMP4); venture building (Polaris) .
  • Financial literacy and audit committee financial expert designation .
  • Education: BA Biology (WUSTL), MBA (University of Michigan) .

Equity Ownership

Date (Record Reference)Beneficial Ownership (Shares)Composition% of Outstanding
May 5, 20238,333Options exercisable within 60 days <1%
Aug 15, 20248,333Options exercisable within 60 days <1%
Apr 16, 202530,555Options exercisable within 60 days <1%
Sep 17, 202536,111Options exercisable within 60 days <1%

Alignment policies:

  • PMN insider trading policy prohibits short sales, buying on margin or holding in margin accounts, and derivative/hedging transactions; designed to prevent pledging/hedging misalignment across all directors .

Shareholder Voting Signal (Director Election)

Annual Meeting (June 13, 2024)Votes ForVotes WithheldBroker Non‑Votes
Josh Mandel‑Brehm4,491,624 173,617 3,228,732

Interpretation: Strong support (4.49M “For” vs 0.17M “Withheld”), reinforcing investor confidence in his board contribution .

Governance Assessment

  • Board effectiveness: High attendance (100% board; 100% committee in 2024), active roles on Audit and Nominating; designated audit committee financial expert—supports oversight quality .
  • Independence & conflicts: Independent; no related‑party transactions disclosed involving Mandel‑Brehm; PMN’s policies and audit committee oversight address potential conflicts from external roles .
  • Compensation & alignment: Introduction of option awards in 2024 adds at‑risk equity to director mix; cash retainer consistent with small-cap biotech benchmarks; no director‑specific performance metrics disclosed .
  • Ownership: Beneficial ownership remains <1%; while options have increased (8,333 → 36,111), absolute stake is modest—monitor ongoing equity grants for alignment .
  • Shareholder signals: 2024 election support strong; broader shareholder votes (e.g., ratification items, stock option plan) passed—no adverse governance votes tied to director performance .
  • RED FLAGS:
    • None disclosed specific to Mandel‑Brehm: no low attendance, no related‑party transactions, no pledging/hedging, no legal or regulatory proceedings .

Appendix: Recent Shareholder Vote Outcomes (context)

  • Special Meeting (Nov 17, 2025): Reverse split authorization approved (21,331,321 For; 2,939,187 Against; 57,645 Abstain), and adjournment flexibility approved—indicates shareholder support for listing compliance actions .
  • Annual Meeting (Jun 13, 2024): All seven director nominees (including Mandel‑Brehm) elected; auditor ratified; stock option plan approved .