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Jeffrey Martini

Chief Scientific Officer at PALVELLA THERAPEUTICS
Executive

About Jeffrey Martini

Jeffrey Martini, Ph.D., age 47, is Palvella Therapeutics’ Chief Scientific Officer (CSO) since December 2024; he previously served as SVP, Research & Development and Scientific Affairs from August 2020 to October 2024, and held executive roles at Marinus Pharmaceuticals (2018–2020) and Teva Pharmaceutical Industries (2013–2018). He holds a Ph.D. in Molecular Pharmacology and Structural Biology from Jefferson University and a B.S. in Life Sciences from Pennsylvania State University . 2024 executive compensation received a 98% say‑on‑pay approval, indicating broad shareholder support for pay programs . Program execution under Martini includes clinical progress and timelines for QTORIN rapamycin (SELVA Phase 3 top-line expected Q1 2026; TOIVA Phase 2 top-line mid‑December 2025), and scientific leadership in expanding indications (angiokeratomas) .

Past Roles

OrganizationRoleYearsStrategic Impact
Palvella Therapeutics (Legacy Palvella)SVP, Research & Development and Scientific AffairsAug 2020 – Oct 2024Led R&D and scientific affairs; progressed QTORIN programs
Marinus PharmaceuticalsExecutive Director, BD & Corporate Strategy; Executive Director, Program ManagementJul 2018 – Aug 2020Business development, corporate strategy, program management responsibilities
Teva Pharmaceutical IndustriesSenior Director, Project ChampionJul 2013 – Jul 2018Program leadership in large-cap pharma environment

External Roles

No public company board roles or external directorships disclosed in the proxy for Martini .

Fixed Compensation

Metric20232024
Base Salary Paid ($)293,588 320,755
Annual Base Salary In‑Effect ($)391,700
Target Bonus %30% (offer letter target) 40% (increased Dec 2024)
Annual Cash Bonus (Committee‑approved for 2024) ($)156,680
Bonus Paid (SCT “Bonus” column) ($)39,852 209,680
Option Awards (Grant‑date fair value, $)281,539 1,336,328

Notes: “Annual Base Salary In‑Effect” reflects policy salary, while “Base Salary Paid” reflects actual cash paid in SCT. SCT “Bonus” may include amounts earned for a period but paid in subsequent year; narrative discloses 2024 annual bonus award of $156,680 based on a corporate performance score of 100% .

Performance Compensation

Annual Cash Incentive Plan (2024)

MetricWeightingTargetActualPayoutVesting/Timing
Corporate performance scoreCompany‑determined100% of target bonus (40% of base) 100% corporate score $156,680 (approved bonus) Cash, paid on standard cycle

Equity Awards and Vesting Structure

  • Standard New‑Hire Grants: 25% at 1st anniversary, then monthly over 36 months, subject to continued employment .
  • Subsequent Grants: Generally vest monthly over 48 months, subject to continued employment .
  • 2024 Grants: 19,888 options pre‑merger; 126,416 options granted upon completion of the merger (company‑wide grants) .
Option Grant (as of 12/31/24)Exercisable (#)Unexercisable (#)Exercise Price ($)ExpirationVesting Detail
Oct 11, 2020 grant32,272 9.08 10/11/2030 New‑hire schedule (25% + 36 mo) per policy
Feb 23, 2023 grant (lot A)8,498 4,681 9.79 2/22/2033 48 monthly installments
Feb 23, 2023 grant (lot B)4,681 5,532 9.79 2/22/2033 48 monthly installments
May 27, 2024 grant3,729 16,159 7.53 5/27/2034 Subsequent grant, generally monthly over 48 months
Dec 12, 2024 grant126,416 13.60 12/12/2034 Subsequent grant, generally monthly over 48 months

No RSUs/PSUs are disclosed for Martini; equity awards are stock options with time‑based vesting .

Equity Ownership & Alignment

HolderShares Beneficially Owned (#)% of OutstandingDate/Methodology
Jeffrey Martini, Ph.D.81,205 <1% As of April 14, 2025; includes options exercisable within 60 days, out of 11,042,965 shares outstanding
  • Anti‑hedging and anti‑pledging: Executives are prohibited from short sales, derivatives, margin accounts, hedging/monetization transactions, and pledging company securities .
  • Clawback: Incentive compensation subject to recovery for restatements and certain policy violations (including hedging/margin violations) over prior three completed fiscal years .
  • Stock ownership guidelines: Not disclosed in the proxy for executives [search scope within proxy; no guideline language in retrieved sections] .

Employment Terms

  • Offer letter dated July 27, 2020; at‑will employment; initial base salary $275,000; target bonus 30%; eligible for one‑time $43,925 payment for 2020 goals; initial option grant to purchase 104,283 shares with standard new‑hire vesting .
  • Restrictive covenants: Confidentiality, assignment of inventions, non‑competition and non‑solicitation during employment and for 12 months following cessation; severance eligibility conditioned on compliance with restrictive covenants .
  • Severance/change‑of‑control: Specific severance multiples or change‑of‑control terms for Martini are not disclosed in the proxy sections retrieved; company‑wide 280G cutback applies to certain executives (disclosed for CEO) . No tax gross‑ups disclosed in retrieved sections .
  • Insider trading policy: Prohibits trading on MNPI; policy filed as exhibit to 2024 Annual Report .
  • Equity grant timing: Board/Comp Committee did not time grants around material non‑public information in 2024; blackout windows applied .

Performance & Track Record

  • Scientific leadership: Martini led scientific rationale linking lymphatic lineage of angiokeratomas to VEGF/mTOR pathways, supporting QTORIN rapamycin’s indication expansion .
  • Clinical execution: SELVA Phase 3 (microcystic LMs) top‑line expected Q1 2026; TOIVA Phase 2 (cutaneous VMs) top‑line mid‑December 2025; enrollment completed for TOIVA .
  • External credibility: Presented at Rutgers’ Center for Dermal Research on QTORIN platform and rare dermatologic indications .

Risk Indicators & Red Flags

  • Hedging/pledging prohibited; reduces misalignment risk .
  • Clawback policy in place; mitigates restatement‑related payout risk .
  • Related party transactions: No executive‑specific related‑party transactions for Martini disclosed in retrieved sections; company adopted a formal related party transaction policy at merger closing .
  • Insider selling pressure: Form 4 data could not be retrieved due to an authorization error during insider‑trades skill access; monitor future Form 4 filings for selling/exercises around vesting events [insider‑trades skill attempted; 401 Unauthorized].

Compensation Structure Analysis

  • Mix shift: Equity compensation for Martini is option‑heavy with time‑based vesting; no RSUs/PSUs disclosed, indicating higher performance/timing leverage vs. guaranteed equity .
  • At‑risk pay: Annual bonus tied to corporate performance score; 2024 payout at 100% of target bonus indicates goals met company‑wide .
  • Governance overlays: Anti‑hedging/pledging and clawback policies strengthen alignment and reduce opportunistic trading risk .
  • Peer group/benchmarking: Compensation peer group or target percentile not disclosed in retrieved proxy sections .

Say‑on‑Pay & Shareholder Feedback

  • 2024 say‑on‑pay approval: ~98% of votes cast supported executive compensation .

Equity Ownership & Outstanding Awards Detail

CategoryShares/OptionsNotes
Beneficial ownership81,205 shares (<1%) Includes options exercisable within 60 days
Options exercisable32,272; 8,498; 4,681; 3,729 Various strikes ($9.08, $9.79, $7.53)
Options unexercisable4,681; 5,532; 16,159; 126,416 Time‑based vesting; expirations in 2033–2034

Investment Implications

  • Alignment: Martini’s compensation emphasizes long‑dated options with time‑based vesting, aligning value realization with sustained program advancement; anti‑hedging/pledging and clawback add discipline .
  • Retention and selling pressure: Large unvested option blocks (notably 126,416 from Dec 2024) create scheduled vesting over the next 4 years; monitor Form 4s for exercises/sales around corporate newsflow and vesting dates given expirations through 2034 .
  • Execution risk: Near‑term catalysts (TOIVA top‑line mid‑Dec 2025; SELVA top‑line Q1 2026) heighten performance sensitivity; Martini’s scientific leadership in indication expansion and trial execution is central to value creation .
  • Pay‑for‑performance: 2024 bonus paid at 100% corporate score suggests goal attainment; absence of RSUs/PSUs may limit direct linkage to external TSR vs. internal clinical milestones; however, option leverage provides upside alignment with share price appreciation .
  • Governance comfort: Strong shareholder support (98% say‑on‑pay), anti‑hedging/anti‑pledging, and clawback frameworks reduce governance red flags, though explicit severance/change‑of‑control terms for Martini are not detailed in retrieved sections .