Mark Winget
About Mark L. Winget
Mark L. Winget is Vice President and Secretary of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX), serving as a fund officer since 2008; he was born in 1968 and holds concurrent legal and corporate-secretarial roles across multiple Nuveen/TIAA entities . Officers of the Nuveen closed‑end funds, including QQQX, receive no compensation from the Funds; the CCO’s compensation is paid by the Adviser, with Board review and reimbursement of an allocable portion for incentive compensation only . Winget also signs Fund registration statements and corporate actions in his capacity as Vice President and Secretary, and as attorney‑in‑fact for trustees when authorized .
Past Roles
| Organization | Role | Years | Strategic Impact |
|---|---|---|---|
| Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) | Vice President and Secretary | Since 2008 | Fund officer overseeing corporate-secretarial functions |
| Nuveen Securities, LLC | Vice President and Assistant Secretary | Since 2008 | Legal and governance support across fund complex |
| Nuveen Fund Advisors, LLC | Vice President and Assistant Secretary | Since 2019 | Legal and governance support to Adviser |
| Nuveen Asset Management, LLC | Vice President, Associate General Counsel and Assistant Secretary | Since 2020 | Legal counsel roles supporting asset management operations |
| Nuveen, LLC | Vice President; Associate General Counsel | VP since 2010; AGC since 2019 | Corporate legal leadership within Nuveen/TIAA platform |
| QQQX/TIAA fund complex | Signatory on registration statements; attorney‑in‑fact for trustees via powers of attorney | As of Apr 30, 2024 | Execution authority for filings and trustee authorizations |
| QQQX | Signatory on Item 5.02 8‑K (Board consolidation) | Oct 13, 2023 | Corporate officer execution of Board actions |
External Roles
No external directorships or outside positions for Mark L. Winget are disclosed in QQQX’s proxy or registration filings.
Fixed Compensation
Officers of the Funds do not receive compensation from the Funds; Board member compensation schedules are disclosed separately and are not applicable to officers.
| Metric | FY 2023 | FY 2024 |
|---|---|---|
| Fund‑paid officer compensation (QQQX) | $0 | $0 |
Notes:
- The Funds have no employees; officer roles are unpaid by the Funds. The CCO’s pay is by the Adviser, with partial reimbursement to the Adviser for the incentive portion; this does not extend to other officers.
Performance Compensation
No officer bonus, PSU/RSU, or option programs are disclosed for Fund officers; therefore, no performance metrics, targets, weights, payout formulas, or vesting schedules apply.
| Metric | Weighting | Target | Actual | Payout | Vesting |
|---|---|---|---|---|---|
| Officer performance incentives (QQQX) | N/A | N/A | N/A | N/A | N/A |
Equity Ownership & Alignment
- Officer‑level beneficial ownership is not individually itemized in the proxy; aggregate beneficial ownership of board members and executive officers as a group is less than 1% for each Fund. For QQQX, the group held 0 shares as of December 31, 2024.
- Board Members follow a governance principle to invest at least the equivalent of one year of their compensation in Funds; this principle is stated for Board Members and not for officers.
| Ownership Metric | QQQX (as of Dec 31, 2024) |
|---|---|
| Mark L. Winget – shares owned | Not separately disclosed in proxy |
| Officers and Board Members as a group – shares owned | 0 |
| Group ownership as % of outstanding | <1% across Funds; 0 shares for QQQX specifically |
| Shares pledged as collateral | Not disclosed |
| Stock ownership guidelines (Board Members) | Expectation to invest ≥ one year of compensation (Board Members only) |
Employment Terms
| Term | Disclosure |
|---|---|
| Officer positions | Vice President and Secretary of QQQX |
| Start date / tenure | Officer since 2008 |
| Term length | Indefinite; officers elected annually by the Board to serve until successors are elected and qualified |
| Compensation source | No compensation from the Funds; CCO compensated by Adviser (with partial reimbursement) |
| Contracts (employment/severance/change‑of‑control) | Not disclosed for officers |
| Clawbacks / gross‑ups | Not disclosed for officers |
| Section 16 compliance | Funds report compliance with applicable filing requirements in last fiscal year |
Investment Implications
- Alignment: Officer roles are unpaid by the Funds and individual officer ownership in QQQX is not disclosed; aggregate officer/board ownership in QQQX is 0 shares, implying limited direct equity alignment or insider selling pressure signals tied to officer holdings.
- Retention/continuity: Winget’s long tenure (since 2008) indicates operational continuity in corporate‑secretarial and legal functions supporting QQQX and the fund complex.
- Trading signals: With no Fund‑paid equity awards and no disclosed officer holdings in QQQX, traditional insider selling/vesting pressure indicators are absent. Related party transactions, hedging/pledging, and executive severance/change‑of‑control economics are not disclosed for officers.
Overall, Mark L. Winget’s role is a legal/administrative officer capacity with no Fund‑paid compensation and no disclosed equity stake in QQQX; investor‑relevant signals should focus on board governance and Adviser‑level practices rather than officer incentives at the Fund entity.