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Michael Finn

Director at ROCKY BRANDS
Board

About Michael L. Finn

Michael L. Finn, age 81, has served on Rocky Brands’ board since 2004 and is currently a Class II director with a term expiring at the 2026 Annual Meeting . He is independent under NASDAQ rules and serves on the Compensation Committee and the Nominating and Corporate Governance Committee . Finn’s core credentials are in distribution, retail operations, and real estate management, including leadership roles at outdoor power equipment distribution businesses and a longstanding real estate company .

Past Roles

OrganizationRoleTenureCommittees/Impact
Central Power Systems (predecessor to Power Distributors, LLC)President1985–2014Led distribution operations; predecessor to current wholesale platform
Chesapeake Realty Co.President1970–presentLongstanding real estate development and management leadership

External Roles

OrganizationRoleTenurePublic/PrivateNotes
Power Distributors, LLCChairman2014–presentPrivateWholesale distributor of outdoor power equipment (Columbus, OH)
Power Source CanadaChairman of the Board2004–presentPrivateMarkets and distributes outdoor power equipment in Canada
Chesapeake Realty Co.President1970–presentPrivateReal estate development and management company (Columbus, OH)

Board Governance

  • Committee assignments: Compensation Committee member; Nominating & Corporate Governance Committee member; not a chair .
  • Independence: Board determined Finn is independent under NASDAQ Rule 5605(a)(2) .
  • Attendance/engagement: In 2024, each director attended at least 75% of Board and committee meetings on which they served; the Board met 4 times; Audit Committee met 8 times; Compensation Committee met 5 times; Nominating & Corporate Governance Committee met 5 times .
  • Annual meeting: All directors except William L. Jordan attended the 2024 Annual Meeting; Finn attended .
  • Board structure: Classified board with two classes; Finn is in Class II .
  • Lead Independent Director framework: Haning serves as Lead Independent Director with defined responsibilities for executive sessions, agendas, and shareholder liaison .
  • Shareholder say‑on‑pay signal: 2024 say‑on‑pay received approximately 96% approval; Compensation Committee made no changes as a result .
  • Clawback: Company adopted a clawback in 2015 and amended/restated it in Oct 2023 to be Nasdaq‑compliant, covering restatements and misconduct .
  • Insider policy: Hedging and pledging of Company stock are prohibited; short‑selling and option trading are prohibited for directors .

Fixed Compensation

ComponentAmountDetails
Board annual retainer (cash)$48,000Paid quarterly; baseline cash portion for non‑employee directors
Board annual retainer (stock)$71,943 (grant date fair value)Shares valued at $18,000 on first day of each quarter, fully vested at issuance
Committee chair fee$0Finn is not a committee chair (chair fees are $12,000 annually for each chair)
Lead Independent Director fee$0Only applicable to Lead Independent Director ($15,000 annually); Finn does not hold this role
Total director compensation (FY2024)$119,943Sum of cash and stock awards

Design: Non‑employee directors receive a mix of cash and fully vested quarterly share grants; meeting fees are not disclosed, and reasonable out‑of‑pocket expenses are reimbursed .

Performance Compensation

  • No performance‑linked compensation is disclosed for directors (no PSUs/TSR targets for director pay; equity grants for directors are fully vested quarterly share awards) .

Other Directorships & Interlocks

CompanyPublic?Relationship to RCKYNotes
Power Distributors, LLCNoNone disclosedWholesale outdoor power equipment distributor
Power Source CanadaNoNone disclosedCanadian distributor of outdoor power equipment
Chesapeake Realty Co.NoNone disclosedReal estate development/management

No other public company directorships for Finn are disclosed; related‑party transactions disclosed by the Company involve other directors (Loveland’s law firm; Designer Brands purchases with Jordan) and CEO family employment, not Finn .

Expertise & Qualifications

  • Distribution and retail operations leadership; President roles in distribution and real estate businesses .
  • Board experience across distribution businesses and real estate; long‑tenured governance presence at RCKY since 2004 .

Equity Ownership

HolderCommon SharesStock Options (exercisable within 60 days)Total Beneficial Ownership% of Class
Michael L. Finn29,4728,00037,472<1%
  • Vested vs. unvested: Options reported are exercisable within 60 days, indicating vested status .
  • Pledging: Prohibited by Company policy; no pledging disclosed for Finn .
  • Hedging: Prohibited by Company policy .
  • Ownership guidelines: No director‑specific stock ownership guideline disclosure found in the proxy .

Governance Assessment

  • Strengths:
    • Independent director with significant operating experience in distribution and real estate; long tenure provides Company and industry familiarity .
    • Active engagement indicated by Board and committee meeting cadence; attendance ≥75% across Board/committees in 2024 .
    • Clean related‑party record for Finn; no Section 16(a) delinquency reported for directors other than specified officers in 2024 .
    • Conservative policies on hedging/pledging and presence of Nasdaq‑compliant clawback strengthen alignment and accountability .
  • Watch items:
    • Classified board structure reduces annual director accountability (Class II term through 2026) .
    • Director compensation relies on time‑based fully vested stock; absence of performance‑conditioned director equity could be viewed as lowering at‑risk alignment, though common in small‑cap governance practices .

Overall signal: Finn’s independence, committee roles (Compensation; Nominating & Corporate Governance), and clean conflict profile support board effectiveness and investor confidence, within the context of a classified board and time‑vested director equity structure .