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Peter Yu

Chairman and Chief Executive Officer at Cartesian Growth Corp II
CEO
Executive
Board

About Peter Yu

Peter Yu is Chairman of the Board and Chief Executive Officer of Cartesian Growth Corporation II (ticker RENEF), a Cayman Islands SPAC; he is a U.S. person and controls Pangaea Three-B, LP, the sole member of CGC II Sponsor LLC, which holds founder shares and private placement warrants . RENEF’s Class A share closed at $12.20 on October 17, 2025, and the proxy anticipates a ~$12.24 trust redemption price for the extension vote; as a SPAC, RENEF has no operating revenue/EBITDA metrics, and performance is driven by trust value, redemptions, and deal execution rather than fundamentals . On October 16, 2025, RENEF signed a non-binding Letter of Framework with PLXSUR to pursue a potential business combination (execution risk remains until a definitive agreement and closing) .

Past Roles

OrganizationRoleYearsStrategic Impact
Cartesian Growth Corporation II (RENEF)Chairman & Chief Executive OfficerNot disclosedLeads SPAC strategy and execution; oversees extension process and potential PLXSUR transaction
Pangaea Three-B, LP (sole member of Sponsor)ControllerNot disclosedControls Sponsor that owns founder shares and influences SPAC capital structure and voting

External Roles

OrganizationRoleYearsStrategic Impact
CGC II Sponsor LLCIndirect controller (via Pangaea Three-B, LP)Not disclosedSponsor beneficially owns 5,750,000 founder shares and private placement warrants; key lever on alignment and voting outcomes

Fixed Compensation

ComponentAmountTermsNotes
Base Salary$0No cash pay to officers/directorsCompany states no cash compensation for services rendered to date
Target Bonus %N/ANot disclosedNo bonus framework disclosed for SPAC officers
Actual Bonus PaidN/ANot disclosedNo cash bonuses disclosed
Administrative Services Fee (Sponsor)$10,000 per monthOffice space, admin and support services until business combination or liquidationPaid to Sponsor; not direct salary but a related-party cash outflow

Performance Compensation

  • Founder equity is the primary incentive: founder shares are worthless if no business combination occurs, creating strong at‑risk alignment to closing a deal (and potential conflict in deal selection) .
  • Private placement warrants: 8,900,000 sold at IPO; Sponsor is party to a warrant exchange into 349,947 PubCo shares at closing per the Private Placement Warrant Support Agreement, altering the Sponsor’s equity profile post‑deal .
  • No disclosed short-term performance metrics (e.g., revenue growth, EBITDA, TSR percentile) drive officer pay at this SPAC stage .

Equity Ownership & Alignment

ItemAmount/Detail
Beneficial ownership (Peter Yu)5,749,998 Class A founder shares and 2 Class B founder shares via Sponsor; approx. 44.2% of outstanding ordinary shares
Shares outstanding (record date)12,999,712 Ordinary Shares (12,999,710 Class A; 2 Class B)
Ownership as % outstanding44.2%
Vested vs unvestedNot disclosed in proxy; founder shares at risk if no business combination
Options/warrantsSponsor initially held 8,900,000 private placement warrants; 6,600,000 to be exchanged into 349,947 PubCo shares at closing per support agreement
Pledging/HedgingNo pledging/hedging of shares disclosed in beneficial ownership section/footnotes
Stock ownership guidelinesNot disclosed

Employment Terms

  • Employment start date, contract term, severance, change-of-control triggers, non-compete/non-solicit, garden leave, and consulting arrangements: not disclosed in the extension proxy .
  • Administrative Services Agreement: Sponsor receives $10,000 per month until an initial business combination or liquidation .
  • Officers/directors expect to continue serving; future compensatory arrangements may occur post‑business combination (no current cash compensation) .

Board Governance

  • Dual role: Peter Yu serves as Chairman and CEO, increasing influence over strategy and governance and raising typical independence concerns .
  • Director election prior to business combination: Class B shareholders exclusively appoint/remove directors; Class B holders intend to elect directors by written resolution around the meeting date .
  • Insiders collectively own approximately 44.2% of ordinary shares and plan to vote in favor of extension and adjournment proposals .
  • Committee memberships, chair roles, independence designations, and attendance rates: not disclosed in this proxy .

Director Compensation

ComponentAmount/DetailNotes
Founder shares for independent director nominees100,000 founder shares held by CGC II Sponsor DirectorCo LLC for benefit of nomineesSponsor is sole managing member of DirectorCo; part of founder equity structure
Cash retainers/feesNot disclosedNo cash compensation disclosed for directors to date
Equity grants (annual)Not disclosedStructure centers on founder shares; no ongoing equity program disclosed

Compensation Structure Analysis

  • Shift to equity-at‑risk: No salary/bonus; sponsor founder equity is fully at risk if no deal closes, aligning incentives to consummate a transaction, but potentially encouraging acceptance of suboptimal deals to avoid liquidation .
  • Related-party economics: Ongoing $10,000/month admin fee to Sponsor and aggregate Sponsor loans ($10,550,000) repayable only upon business combination increase pressure to close a deal and represent potential conflicts .
  • Warrant exchange and share transfer: Planned exchange of private placement warrants for PubCo shares and a transfer of 1,000,000 Sponsor shares to certain company shareholders as part of the framework indicates negotiation levers that affect dilution and post‑deal alignment .

Related Party Transactions and Conflicts

  • Sponsor loans: Aggregate $10,550,000, payable without interest upon consummation of a business combination; unlikely to be repaid if no deal closes .
  • IPO loans and instruments: $4,600,000 Sponsor Loan at IPO; private placement warrants sold with proceeds to trust; Sponsor loan can be repaid or converted into sponsor loan warrants at $1.00 .
  • Admin fees: $10,000 per month to Sponsor until business combination or liquidation .
  • Potential share purchases: Sponsor/officers/directors/affiliates may purchase public shares to limit redemptions (subject to tender offer restrictions, voting/waiver conditions, and pre‑meeting 8‑K disclosure) .

Performance & Track Record

IndicatorDataContext
Share price (Oct 17, 2025)$12.20Near anticipated redemption price of ~$12.24 for extension vote; SPAC trust-driven trading
Business combination progressNon-binding LOF with PLXSUR signed Oct 16, 2025Execution risk persists until definitive agreement and closing
Operating metrics (revenue/EBITDA)Not applicableSPAC stage—no operating performance metrics

Risk Indicators & Red Flags

  • Founder shares and private warrants become worthless if no business combination; strong incentive to close a deal even under adverse terms .
  • High insider voting power (44.2%) and Class B exclusive director election pre‑deal concentrate control; independence concerns with Chairman/CEO dual role .
  • Redemptions risk and trust cash sufficiency: prior extensions saw large redemptions; current extension could materially reduce trust, impacting deal feasibility .
  • Regulatory/structural risks: PFIC tax status implications, Investment Company Act exposure, potential CFIUS review for U.S. targets, and SPAC rule changes add uncertainty .
  • Related-party economics (Sponsor loans, admin fees) may bias decision‑making; share purchases to limit redemptions carry governance optics and potential market impact .

Equity Ownership & Alignment (Detail)

HolderClass A Shares% Class AClass B Shares% Class B% Outstanding Ordinary Shares
CGC II Sponsor LLC5,749,99844.2%2100%44.2%
Peter Yu (through Sponsor/Pangaea Three-B, LP)5,749,99844.2%2100%44.2%
Meteora Capital LLC1,943,11614.9%14.9%
Mizuho Financial Group, Inc.1,231,7059.5%9.5%
W. R. Berkley Corporation1,080,9138.3%8.3%

Footnotes: Pangaea Three‑B, LP is the sole member of Sponsor and is controlled by Peter Yu; he may be deemed to share voting/dispositive control and disclaims beneficial ownership except to extent of pecuniary interest .

Board Service History and Committee Roles

  • Board service: Current Chairman and CEO; years of service not disclosed in this proxy .
  • Committee memberships/chair roles: Not disclosed .
  • Independence status: Not expressly stated; combined Chairman/CEO role indicates reduced structural independence .
  • Executive sessions and attendance: Not disclosed .
  • Dual‑role implications: Concentrated authority increases execution capability but heightens governance risk (particularly in SPAC contexts with sponsor‑related incentives) .

Investment Implications

  • Alignment vs conflict: Peter Yu’s at‑risk founder equity and large insider stake strongly align him to closing a transaction; related‑party economics (Sponsor loans and admin fees) and dual‑role governance elevate conflict risk and scrutiny of deal quality .
  • Trading signals: Share price near trust value underscores redemption dynamics; insiders’ voting power favors extension approval, but deal completion hinges on redemptions, regulatory risks, and definitive PLXSUR terms .
  • Retention/continuity: No cash comp and founders’ exposure suggest persistence through closing; post‑deal compensation and governance structure will be critical to reassessing pay‑for‑performance and independence .