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Peter K. Hoglund

Treasurer at ROYCE MICRO-CAP TRUST
Executive

About Peter K. Hoglund

Peter K. Hoglund serves as Treasurer of Royce Micro-Cap Trust, Inc. (RMT) and is Chief Financial Officer, Chief Administrative Officer, and a Managing Director of Royce Investment Partners; he has been employed by Royce since December 2014 . He previously spent more than 20 years at Munder Capital Management in Birmingham, MI, as Managing Director and Chief Financial Officer overseeing all financial aspects of the firm . Age: 58 (2024 proxy) and 59 (2025 proxy); Officer of the Fund since 2015, elected annually and serving at the pleasure of the Board . The Fund’s proxies do not disclose executive performance metrics such as TSR, revenue, or EBITDA tied to his role .

Past Roles

OrganizationRoleYearsStrategic Impact
Munder Capital Management (Birmingham, MI)Managing Director & Chief Financial Officer20+ years Oversaw all financial aspects of the firm

External Roles

No external public company board roles or committee positions are disclosed for Hoglund in the Fund’s proxies .

Fixed Compensation

  • The Fund’s proxies disclose director compensation only and do not provide officer compensation details (salary, bonus, equity) for Fund officers, including Hoglund .
  • Officers are elected annually and “serve at the pleasure of the Board”; no employment agreement or cash compensation details are provided in the Fund’s proxy .

Performance Compensation

  • No disclosure of performance-based compensation (RSUs/PSUs, options, metrics, targets, payout formulas, vesting schedules) for Fund officers in the RMT proxies .

Equity Ownership & Alignment

As-of-date beneficial ownership and outstanding shares context:

Metric2024 Record Date (July 26, 2024)2025 Record Date
Shares Outstanding (Common)50,682,110 52,592,863
Peter K. Hoglund – Beneficial Ownership (Common)None (0 shares) None (0 shares)
Ownership as % of Shares Outstanding0.00% (0 ÷ 50,682,110) 0.00% (0 ÷ 52,592,863)
  • Officers and Directors as a group (12 persons) owned less than 1% of outstanding shares at each record date .
  • The proxies provide beneficial ownership tables but do not disclose pledging, hedging, or officer stock ownership guideline requirements .

Employment Terms

TermDisclosure
Officer of Fund Since2015 (Treasurer)
Election/ServiceOfficers elected annually; serve at the pleasure of the Board
Employment AgreementNot disclosed in Fund proxy
Severance / Change-of-ControlNot disclosed in Fund proxy
Non-compete / Non-solicit / Garden LeaveNot disclosed in Fund proxy
Post-termination ConsultingNot disclosed in Fund proxy
Section 16 ComplianceFund states all officers/Directors complied with Forms 3/4/5 filing requirements for the most recent fiscal year

Investment Implications

  • Alignment: Hoglund holds no RMT shares as of the record dates, implying no direct “skin in the game” via Fund stock; insider selling pressure from his personal holdings is effectively nil .
  • Transparency: RMT proxies do not disclose officer pay structures or incentive metrics for fund officers; without visibility into salary/bonus/equity at the adviser level (Royce), pay-for-performance assessment cannot be made from Fund filings .
  • Tenure/Retention: Continuous service as Fund Treasurer since 2015 and senior roles at Royce since 2014 suggest continuity and operational stability in fund administration .
  • Governance/Risk: The Fund indicates full Section 16 compliance by officers and directors for the most recent fiscal year, reducing regulatory red flags related to insider filings . No disclosures of pledging/hedging, severance economics, or change-of-control triggers for officers are present in the proxies .