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Darren Findley

Director at RETRACTABLE TECHNOLOGIES
Board

About Darren E. Findley

Darren E. Findley (age 61) has served as an independent Class 1 Director of Retractable Technologies, Inc. since September 2017. He is President of Engage2Excel (recruitment solutions), and previously served at AMN Healthcare as VP & GM of recruitment process outsourcing from May 2015 to May 2016. He is classified as independent under NYSE American rules, holds no other public company directorships, and was nominated for re-election to a term ending at the 2027 annual meeting.

Past Roles

OrganizationRoleTenureCommittees/Impact
Retractable Technologies, Inc. (RVP)Director (Class 1)Since Sep 2017Member: Audit; Compensation & Benefits; Nominating
AMN HealthcareVP & GM, Recruitment Process OutsourcingMay 2015 – May 2016Grew RPO business and delivered talent to healthcare facilities (background per RVP bio)

External Roles

OrganizationRoleTenureNotes
Engage2ExcelPresidentCurrentLeads recruitment solutions team
Other public-company boardsNone; “No Directors hold Directorships in other reporting companies.”

Board Governance

  • Independence and structure: Findley is an independent director; the Board has a majority of independent members. The CEO is also Board Chair; there is no lead independent director (small board).
  • Committee assignments: Findley serves on all three key committees—Audit; Compensation & Benefits; Nominating. Audit Committee financial expert is Marco Laterza.
  • Meetings and attendance: Board met 4 times in 2024; Audit met 4 times; Nominating met once; Compensation & Benefits met twice. No incumbent director attended fewer than 75% of aggregate Board and committee meetings; all directors attended the 2024 annual meeting.
Committee2024 MeetingsMembership (selected)
Board of Directors4Findley (Independent)
Audit Committee4Laterza (Financial Expert), Bigby, Findley
Nominating Committee1Laterza, Mack, Findley, Bigby
Compensation & Benefits Committee2Laterza, Mack, Bigby, Findley
  • Code and trading: Company code prohibits short sales, derivatives, and hedging of Company securities by employees and directors.

Fixed Compensation

DirectorYearFees Earned or Paid in Cash ($)
Darren E. Findley20249,000

Director compensation structure (policy):

  • $2,000 per quarter for each director; +$250 per quarter for non-chair Audit Committee members; +$500 per quarter for Audit Committee chair. Findley’s $9,000 total aligns with the base director fee plus Audit Committee member fee under this policy.

Performance Compensation

  • Equity awards: No outstanding awards under the 2021 Stock Option Plan as of the proxy; options issued in 2021 were underwater and terminated in December 2022. Participants may include non-employee directors, but no awards are currently outstanding.
  • Performance metrics for director pay: None disclosed; director compensation is cash-based with no performance-conditioned elements.

Other Directorships & Interlocks

CategoryDetail
Other public-company boardsNone (for all current directors)
InterlocksNo director/executive interlocks reported.

Expertise & Qualifications

  • Human capital and recruitment: Decades of management experience in recruitment and staffing across healthcare and other industries (Engage2Excel; AMN Healthcare RPO).
  • Governance breadth: Service on Audit, Compensation & Benefits, and Nominating committees supports broad oversight coverage despite small-board structure.

Equity Ownership

HolderShares Beneficially OwnedPercent of Class
Darren E. Findley4,200 <1%

Notes:

  • The beneficial ownership table shows no option footnote for Findley, indicating no options reported for him, while some peers have options noted in footnotes.
  • Anti-hedging policy applies to directors; pledging status not disclosed.

Governance Assessment

  • Positives:

    • Independent director with relevant recruitment/human capital expertise; serves on all three key committees, enhancing board coverage.
    • Attendance and engagement appear solid (no incumbent director below 75%; full board attendance at 2024 annual meeting).
    • Cash-only director pay avoids equity overhang or misaligned incentives; modest fees reduce pay-related controversies.
    • Anti-hedging policy in place for directors and employees.
  • Risks/RED FLAGS (company-level context impacting board effectiveness):

    • Combined CEO/Chair role with no lead independent director reduces independent counterbalance.
    • CEO Thomas J. Shaw holds majority voting control (approx. 51.6% voting control; 53.3% beneficial ownership), concentrating power.
    • Related-party Technology Licensing Agreement pays 5% of gross sales to CEO; royalties were $3,506,716 (2024) and $3,191,276 (2023), a significant ongoing conflict requiring strong independent oversight from Audit and Compensation committees.
    • No compensation consultant engaged in 2024; while reducing consultant conflict risk, it may limit external benchmarking in a company with complex related-party dynamics.
  • Say-on-Pay and shareholder context:

    • Prior Say-on-Pay votes (2013, 2016, 2019, 2022) passed by majority; 2025 vote and frequency vote on agenda (Board recommends triennial).

Overall: Findley’s independence, committee breadth, and attendance support governance quality. However, the board’s oversight burden is heightened by the CEO’s majority control and sizable related-party royalty stream. Continued, well-documented audit/compensation oversight and robust executive sessions (not disclosed) would help mitigate these structural governance risks.