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Patricia W. Chadwick

Director at ROYCE SMALL-CAP TRUST
Board

About Patricia W. Chadwick

Independent Class II Director of RVT since 2011; age 76. Consultant and President of Ravengate Partners LLC (since 2000). Designated Audit Committee Financial Expert, with 30+ years of investment and business experience and service on boards of public/private and non-profit entities; currently serves on the board of an investment company unaffiliated with Royce or the Fund. Nominated to continue as Class II Director through the 2028 annual meeting. Oversees 15 portfolios in The Royce Funds complex.

Past Roles

OrganizationRoleTenureCommittees/Impact
Wisconsin Energy Corp.DirectorUntil 2022Not disclosed
Ravengate Partners LLCPresident & ConsultantSince 2000Advisory/consulting background cited in proxy

External Roles

OrganizationRoleTenureNotes
Voya FundsDirector/TrusteeCurrentInvestment company not affiliated with Royce/the Fund

Board Governance

  • Independence: Non-interested (Independent) Director; Board has seven Directors, six are Independent.
  • Committees: Member, Audit Committee; Member, Nominating Committee. Designated Audit Committee Financial Expert.
  • Leadership: Board has no chairman; RVT’s President (interested director) chairs meetings; lead Independent Director is Christopher C. Grisanti who chairs executive sessions as appropriate.
  • Attendance: In 2024, Board held 8 meetings; Audit Committee held 4; Nominating Committee held 0. Each Director attended at least 75% of the aggregate of Board and committee meetings.
  • Compensation oversight: No standing compensation committee; Independent Directors review their compensation annually.

Fixed Compensation

Component2024 Amount2025 Structure
Annual cash retainer (Independent Directors)$18,000 $18,000 (continues)
Meeting fee (per Board meeting)$1,000 $1,000 (continues)
Role-based fees (Lead Independent Director)N/A for Chadwick; $2,656 paid to Grisanti N/A for Chadwick; $2,656 continues for Grisanti
Role-based fees (Audit Committee Chair)N/A for Chadwick; $1,770 paid to Poston N/A for Chadwick; $1,770 continues for Poston
Aggregate compensation from RVT (Chadwick)$23,000 Not disclosed
Total compensation from The Royce Funds (Chadwick)$223,500 Not disclosed
Pension/Retirement benefitsNone None

Performance Compensation

Metric/InstrumentTermsStatus
Equity awards (RSUs/PSUs/Options)Grant date, shares, fair value, vestingNot disclosed; proxy states Directors did not receive remuneration beyond standard arrangement (implies no equity awards)
Annual bonus/variable cashTarget/actual, metricsNot disclosed (no director bonus program)
Performance metrics tied to pay (TSR, EBITDA, ESG, etc.)Targets/measurementNot disclosed
Clawback / change-of-control / severanceTriggers/termsNot disclosed in proxy

Other Directorships & Interlocks

CompanyRoleTimeframeInterlock/Conflict Notes
Voya FundsDirector/TrusteeCurrentInvestment company board; no affiliation with Royce/the Fund
Wisconsin Energy Corp.DirectorUntil 2022No current interlock with RVT disclosed

Expertise & Qualifications

  • Audit Committee Financial Expert designation; financial literacy affirmed under SEC/NYSE standards.
  • 30+ years of investment/business experience; consulting to business and non-profit entities.
  • Broad board experience across public/private and non-profit organizations.

Equity Ownership

ItemValue
RVT shares outstanding (Record Date)119,627,857
Chadwick beneficial ownership in RVT (shares)None
Dollar range of RVT equity (Chadwick)None
Dollar range across all Royce Funds overseenOver $100,000
Ownership % of RVT (Chadwick)0.00% (None out of 119,627,857)
Shares pledged/hedgedNot disclosed in proxy

Governance Assessment

  • Strengths: Independent status; Audit Committee Financial Expert; consistent attendance ≥75%; active participation on Audit and Nominating Committees; robust oversight framework and lead independent director structure.
  • Compensation alignment: Purely cash-based with modest retainers and meeting fees; no pension or extra benefits; role premiums paid only to lead independent director and audit chair (not Chadwick).
  • Ownership alignment: RED FLAG – zero RVT share ownership and no equity-based director compensation reduce direct “skin-in-the-game” alignment versus best-practice boards that encourage minimum share holdings.
  • Conflicts/related-party exposure: No related-party transactions involving Chadwick disclosed; current external role at unaffiliated investment company noted.
  • Succession/tenure: Long service since 2011; nominated to continue through 2028, subject to retirement policy at age 79 (Board policy allows waivers).