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Troy Statczar

Principal Financial Officer and Treasurer at Saba Capital Income & Opportunities Fund II
Executive

About Troy Statczar

Troy Statczar is the Principal Financial Officer and Treasurer of Saba Capital Income & Opportunities Fund II, serving since June 2021; his date of birth is August 31, 1971 . He executes SEC certifications attesting to fair presentation and compliance controls for the Fund (Section 906 and officer certifications), most recently on July 2, 2025 as Treasurer and Chief Financial Officer . His principal occupation is Senior Director at Foreside Fund Officer Services LLC; his mailing address of record is Foreside Fund Officer Services LLC, 3 Canal Plaza, 3rd Floor, Portland, ME 04101 . The Fund’s adviser, Saba Capital Management, managed approximately $5.9 billion as of April 1, 2025, providing context on the scale of the platform supporting the Fund .

Past Roles

OrganizationRoleYearsStrategic Impact
Thornburg Investment Management, Inc.Director of Fund Administration2017–2019Fund administration responsibilities at a registered investment adviser

External Roles

OrganizationRoleYearsStrategic Impact
Foreside Fund Officer Services LLCSenior Director (Foreside Treasurer Services)2020–presentThird-party provider of compliance officer and treasurer services; Foreside is engaged by the Fund for officer services

Fixed Compensation

The Fund does not disclose base salary, target bonus, or actual bonus for officers; officers are compensated by Saba Capital or its affiliates, not by the Fund .

ComponentStatusNotes
Base salaryNot disclosedOfficers are paid by Saba Capital or affiliates, not by the Fund
Target bonus %Not disclosedNot disclosed by the Fund
Actual bonus paidNot disclosedNot disclosed by the Fund
Perquisites (aircraft, security, etc.)Not disclosedNot disclosed by the Fund

Performance Compensation

The Fund does not disclose any RSU/PSU/option awards or performance-linked metrics for Fund officers; there is no standing compensation committee, and Independent Trustees collectively consider the compensation of Trustees and executive officers, while officers are compensated by Saba Capital or its affiliates .

MetricWeightingTargetActualPayoutVesting
Not disclosed for Fund officers
  • Governance context: The Board has no standing compensation committee; Independent Trustees act collectively on compensation matters for Trustees and executive officers .
  • Codes of Ethics: The Fund and Adviser have Codes of Ethics governing personal trading; they prohibit short‑term trading of Fund shares by covered persons, require pre‑clearance, and regular reporting of transactions .

Equity Ownership & Alignment

As of March 31, 2025, Troy Statczar reported no direct or indirect holdings of Fund shares; the dollar range of Fund equity securities for him is “None ($0)” . The Fund does not disclose officer stock ownership guidelines, pledging, hedging by officers, or vested/unvested award balances.

ItemValue
Beneficial ownership (dollar range)None ($0)
Ownership as % of shares outstandingNot disclosed by the Fund
Vested vs. unvested sharesNot applicable/not disclosed
Options (exercisable/unexercisable)Not disclosed
Shares pledged as collateralNot disclosed
Stock ownership guidelinesNot disclosed for officers
Compliance with guidelinesNot disclosed

Additional context:

  • Section 16 reporting compliance: Based on the Fund’s review of filings and written representations, Reporting Persons complied with applicable filing requirements for the fiscal year ended October 31, 2024 .
  • Insider trading by Saba Capital entities: Over the past 18 months, Saba Capital Management, L.P. reported net insider sales of 729,319 shares of SABA (entity-level activity; not specific to Troy Statczar) .

Employment Terms

TermDetail
PositionPrincipal Financial Officer and Treasurer
Start date in roleSince June 2021
Officer election/termOfficers are elected by the Board and hold office until successors are chosen and qualified, or until resignation/removal/disqualification
Compensation sourceOfficers are compensated by Saba Capital or its affiliates; not paid by the Fund
Service providersForeside provides third‑party compliance officer and treasurer services to the Fund
Severance provisionsNot disclosed for Fund officers
Change‑of‑control provisionsNot disclosed for Fund officers
Clawback provisionsNot specifically disclosed for officers; Codes of Ethics govern personal trading
Non‑compete / non‑solicitNot disclosed
Garden leaveNot disclosed
Post‑termination consultingNot disclosed
Address of recordForeside Fund Officer Services LLC, 3 Canal Plaza, 3rd Floor, Portland, ME 04101

Performance & Track Record

  • Certifications: Troy Statczar signed officer certifications (fund officer representation on controls) and Section 906 certifications attesting that the N‑CSR for period ended April 30, 2025 fairly presents the Fund’s financial condition and results, dated July 2, 2025 .
  • Platform context: Saba Capital Management oversaw approximately $5.9 billion in assets as of April 1, 2025 .

Investment Implications

  • Pay‑for‑performance alignment: The Fund does not disclose cash or equity compensation details for officers, and officers are compensated by the Adviser or its affiliates rather than the Fund, limiting transparency into performance‑linked pay for Troy Statczar at the Fund level .
  • Insider selling pressure: Troy Statczar reported no Fund share ownership as of March 31, 2025, implying minimal direct personal selling pressure from vesting schedules or option exercises at the Fund; no RSU/option awards are disclosed for Fund officers .
  • Retention risk: His role is delivered via an outsourced officer services model (Foreside), and officers serve at the pleasure of the Board until successors are chosen, indicating organizational continuity is managed through service provider arrangements rather than individual employment contracts disclosed at the Fund level .
  • Governance and trading controls: Codes of Ethics restrict short‑term trading of Fund shares by covered persons and require pre‑clearance/reporting, reducing risk of opportunistic trading around Fund disclosures .
  • Monitoring: Given absent disclosure on severance, change‑of‑control, equity awards, and ownership guidelines for officers, investors should continue to monitor DEF 14A/N‑CSR filings and any Item 5.02 8‑K events for updates to officer employment terms, ownership changes, or compensation structure .