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Andrew Moin

Director at SAB Biotherapeutics
Board

About Andrew Moin

Andrew Moin is an independent Class II director of SAB Biotherapeutics (joined October 2023), a Partner and Analyst at Sessa Capital since 2012, and previously an associate in the Tax Group at Sullivan & Cromwell (2008–2012). He holds a B.A. in Economics with distinction from Amherst College and a J.D., magna cum laude, from Harvard Law School; he was age 40 as of May 2024 .

Past Roles

OrganizationRoleTenureCommittees/Impact
Sessa Capital (Master) L.P.Partner and Analyst2012–present Investor representative designated to SABS Board via Board Designation Agreement (Sept 29, 2023)
Sullivan & Cromwell LLP (Tax Group)Associate2008–2012 Advised corporate clients on transactions
JDRF NYC Chapter (Young Leadership Committee)MemberNot disclosedNon-profit engagement in T1D community
Great Neck Community SchoolChair of Board of TrusteesNot disclosedNon-profit governance leadership

External Roles

OrganizationRolePublic Company?Notes
None disclosedNo other public company directorships disclosed in proxy filings .

Related party context: Sessa Capital obtained a Board Designation Agreement; Moin was appointed to the SABS Board in Oct 2023 .

Board Governance

  • Classification and tenure: Class II director; Class II terms expire immediately following the annual meeting for the calendar year ended Dec 31, 2026 .
  • Committee assignments: Member, Nominating & Corporate Governance Committee; Chair is David Link; members include Scott Giberson and Jay Skyler; all are independent .
  • Independence: Board determined Moin is an “independent director” under Nasdaq rules .
  • Attendance: In 2023, each director attended at least 75% of Board and applicable committee meetings; independent directors held six executive sessions .

Fixed Compensation

ComponentAmountDetail
Annual cash retainer (Board)$30,000For each non-employee director
Committee member fee (Nominating – non-chair)$4,000Annual; non-chair members
Committee chair fees$6,000 (Nominating), $8,000 (Audit), $7,000 (Compensation)Annual chair fees by committee
Meeting feesNot disclosedNo meeting fees disclosed in policy

Note: Amounts reflect May 2024 Director Compensation Policy. Individual director-level payouts are not itemized in the proxy .

Performance Compensation

Equity AwardGrant SizeVestingTerms/Notes
One-time option grant upon appointment35,000 options (pro rata from June 1)Over 3 yearsFor each non-employee director upon Board appointment
Annual option grant20,000 optionsOver 2 yearsFor each non-employee director annually
Annual director award cap$1,000,000 FMVNon-Employee Director awards may not exceed $1,000,000 FMV per calendar year
Plan performance awards frameworkCommittee-set goals (Performance Units/Shares)Per award agreementPerformance units/shares payable in cash/shares based on goals; RSUs/deferred stock available; dividend equivalents permitted per plan

No director-specific performance metrics disclosed for Moin; awards follow plan terms administered by the Compensation Committee and Board for non-employee directors .

Other Directorships & Interlocks

EntityRelationshipPotential Interlock/Conflict Consideration
Sessa Capital (Master) L.P. and affiliatesSignificant investor; beneficial owner of SABS securities; Moin is Partner/Analyst; Board designation agreement appointed Moin (Sept 29, 2023) Investor representative on Board; Moin disclaims beneficial ownership except to extent of pecuniary interest; Sessa subject to 4.99% blocker on Series A/B Preferred

Expertise & Qualifications

  • Investment and governance: 12+ years at Sessa Capital (idea generation, research, implementation) .
  • Legal/technical: Tax transactions experience at Sullivan & Cromwell (2008–2012) .
  • Education: B.A. Economics, Amherst; J.D., Harvard Law School (magna cum laude) .
  • Board independence affirmed by SABS; diverse Board composition with emphasis on governance guidelines .

Equity Ownership

As of August 1, 2025:

HolderCommon Shares% of CommonSeries A-2 Preferred Shares% of A-2Series B Preferred Shares% of B% of Total Voting Power
Andrew Moin458,457 4.40% 28,380 81.16% 228,500 22.85% 14.56%
  • Footnote clarifies beneficial ownership is reported by Sessa Capital entities; Moin disclaims beneficial ownership except pecuniary interest; Sessa subject to a 4.99% blocker on Series A and Series B Preferred .
  • Beneficial ownership percentages computed per SEC rules; outstanding shares base described in the proxy’s ownership section .

Governance Assessment

  • Alignment: Director pay skews to equity options with multi-year vesting; policy-based cash retainer modest ($30k) and committee fees small, supporting long-term alignment .
  • Independence and engagement: Board determined Moin independent; attended at least 75% of meetings in 2023; independent directors met in executive session six times—indicates ongoing engagement .
  • Committees: Seat on Nominating & Corporate Governance aligns with his investment/governance background; not on Audit/Compensation, limiting direct influence over financial reporting or pay decisions .
  • Related-party exposure: Board designation via Sessa; substantial beneficial holdings via Sessa and significant voting power upon conversion create potential investor-representative dynamics—mitigated by independence determination and beneficial ownership blockers .
  • Policies: Hedging prohibited by insider trading policy; clawback policy for executive officers noted—good governance signals, though director stock ownership guidelines are not disclosed .

RED FLAGS

  • Investor-representative seat: Sessa’s designation and large preferred holdings may create perceived conflicts or influence on strategic/financing decisions; active monitoring of recusals on related matters advisable .
  • Capital structure complexity: Series B conversion/change-of-control and plan share increases indicate heavy reliance on equity financing; directors should balance dilution vs. incentivization for stakeholders .

Additional notes

  • No legal proceedings requiring disclosure for directors/officers; no compensation committee interlocks in 2023 .
  • Audit committee finance expertise resides with other directors (Lucera, Spragens); Audit committee held nine meetings in 2023 .