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Leslie Bernhard

Director at Sachem Capital
Board

About Leslie Bernhard

Independent director since February 2017; age 81 as of the 2025 record date. Chair of the Compensation Committee and member of the Audit and Nominating & Corporate Governance Committees. Background spans public-company CEO and board leadership roles; BS in Education from St. John’s University .

Past Roles

OrganizationRoleTenureCommittees/Impact
Milestone Scientific Inc. (NYSE American: MLSS)Independent Director; Non‑Executive ChairDirector: May 2003–Jan 4, 2023; Chair: Oct 2009–Jan 4, 2023Interim CEO Oct–Dec 2017
Universal Power Group, Inc. (NYSE American: UPGI)Independent Director; ConsultantDirector: 2007–Sep 2018; Consultant: Sep 2018–Dec 2020Governance and strategy oversight
AdStar, Inc. (NASDAQ: ADST)Co‑founder; President & CEO; Executive Director1986–2012; IPO in 1999Built electronic ad‑intake platform for newspapers

External Roles

OrganizationExchange/TickerRoleStart
Sharplink Gaming Inc.NASDAQ: SBETDirectorFeb 2024
Nexalin Technology, Inc.NASDAQ: NXLChairman of the BoardNov 2023

Board Governance

  • Committee assignments: Chair, Compensation Committee; Member, Audit; Member, Nominating & Corporate Governance .
  • Independence: Board determined Bernhard is independent under NYSE American rules; all three key committees comprised entirely of independent directors .
  • Attendance: In 2024, Board held 16 meetings; Audit 6; Compensation 4; Nominating 2. All directors attended ≥75% of their meetings and attended the 2024 annual meeting; independent directors meet in executive session via committees .
  • Board refreshment: August 2024 addition of Walraven; independence expected to be restored post‑CFO transition per NYSE rules .

Fixed Compensation

Component (2024 Director Plan)Amount
Annual cash retainer (non‑employee directors)$90,000 per year; paid $22,500 quarterly
Committee chair fees (Audit/Comp/Nominating)$7,500 / $5,000 / $2,500 per year (paid quarterly)
Optional annual election at re‑election (cash or shares)$20,000 cash lump sum, or fully vested common shares worth $20,000
Loan Approval Committee member$10,000 per year (paid quarterly)
DirectorFees Earned or Paid in Cash (2024)Stock Awards (2024)Total (2024)
Leslie Bernhard$131,560 $131,560

Notes:

  • For 2024, non‑employee directors chose the $20,000 Cash Option upon re‑election .
  • No director stock awards were issued in 2024 .

Performance Compensation

Equity/Options (2024)Grant DateNumber of Shares/UnitsGrant‑Date Fair ValuePerformance Metrics
None disclosed for directors in 2024None disclosed for directors

Plan mechanics (forward‑looking):

  • 2025 Omnibus Incentive Plan approved by Board for shareholder vote; permits performance‑based vesting with metrics such as ROE, EPS, EBITDA, TSR, margins, etc.; prohibits option/SAR repricing; director total comp cap $500,000 per fiscal year; clawback applies to incentive compensation .

Other Directorships & Interlocks

CompanyRelationship to SACHPotential Interlock/Conflict Note
Sharplink Gaming (online technology)Customer/supplier overlap not indicatedNo related‑party transactions disclosed involving Bernhard
Nexalin Technology (medical devices)Customer/supplier overlap not indicatedNo related‑party transactions disclosed involving Bernhard

Expertise & Qualifications

  • Public‑company leadership and governance: CEO/founder (AdStar), non‑executive chair (Milestone), director across technology, medical device, power solutions .
  • Compensation oversight: Current Chair of SACH Compensation Committee; experience with peer selection and advisor engagement; Farient Advisors engaged for director and executive comp benchmarking .
  • Education: BS in Education, St. John’s University .

Equity Ownership

HolderCommon Shares Beneficially Owned% of ClassNotes
Leslie Bernhard8,250<1%Includes 4,250 restricted shares subject to vesting

Vesting schedule for restricted shares:

  • 1,500 shares vest on September 7, 2025; 1,500 on September 7, 2026; 1,250 on October 13, 2025 .

Policies supporting alignment:

  • Insider trading pre‑clearance and prohibition on shorts/options; anti‑pledging policy prohibits pledging or margin accounts for company securities; applies to officers and directors .

Governance Assessment

  • Independence and committee leadership: Bernhard is an independent director and serves as Compensation Committee Chair, supporting board‑level oversight of pay and governance. Committees are fully independent; independent directors meet without management via committee structures .
  • Engagement: Board and committee cadence in 2024 was robust; all directors achieved ≥75% attendance and attended the annual meeting, signaling engagement .
  • Compensation mix and alignment: 2024 director pay was cash‑heavy (Bernhard: $131,560 cash; no stock awards), which may temper equity alignment; however, outstanding restricted shares provide some ongoing linkage to shareholder value, and directors may elect fully‑vested share grants at re‑election .
  • Controls and investor safeguards: Clawback policy compliant with NYSE/SEC rules; anti‑pledging and insider‑trading restrictions; the proposed 2025 Plan includes no tax gross‑ups, no evergreen, no option/SAR repricing, and caps total director compensation—all shareholder‑friendly features .
  • Conflicts/related party: Proxy discloses related‑party items for other executives (CEO family member services; interim CFO arrangement) but no related‑person transactions involving Bernhard; audit‑committee pre‑approval policy in place for auditor services .
  • Board succession/refresh: Board added Walraven in 2024; independence expected after CFO transition under NYSE rules; ongoing governance enhancement described, which supports board effectiveness .