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Jeanne M. Kelly

Senior Vice President at LMP CAPITAL & INCOME FUND
Executive

About Jeanne M. Kelly

Jeanne M. Kelly is Senior Vice President of LMP Capital and Income Fund Inc. (SCD), serving in that officer role since 2009; her birth year is 1951 . She is U.S. Fund Board Team Manager at Franklin Templeton (since 2020), Senior Vice President of the Fund’s investment manager (FTFA/Franklin Templeton Fund Adviser, LLC) since 2006, and President & CEO of Legg Mason Asset Services, LLC (LMAS) and Legg Mason Fund Asset Management, Inc. (LMFAM) since 2015; previously she was Managing Director at Legg Mason & Co. from 2005 to 2020 and Senior Vice President at LMFAM from 2013 to 2015 . Officers of the Fund receive no compensation from the Fund (compensation is not reported at the Fund level), limiting disclosure on any pay-for-performance metrics tied to Fund TSR or operating results .

Past Roles

OrganizationRoleYearsStrategic Impact
Legg Mason & Co.Managing Director2005–2020Senior leadership at the adviser/affiliate
Legg Mason Fund Asset Management, Inc. (LMFAM)Senior Vice President2013–2015Senior leadership within fund services affiliate
LM Asset Services, LLC (LMAS) & LMFAMPresident & CEOSince 2015Executive leadership of affiliate services entities
SCD (LMP Capital and Income Fund Inc.)Senior Vice PresidentSince 2009Fund officer responsibilities

External Roles

OrganizationRoleYearsStrategic Impact
Franklin TempletonU.S. Fund Board Team ManagerSince 2020Oversight/coordination with U.S. fund boards
Franklin Templeton Fund Adviser, LLC (FTFA, the Manager)Senior Vice PresidentSince 2006Senior role at the Fund’s investment manager
LM Asset Services, LLC (LMAS)President & CEOSince 2015Executive leadership within affiliate
Legg Mason Fund Asset Management, Inc. (LMFAM)President & CEOSince 2015Executive leadership within affiliate

Fixed Compensation

Officers of the Fund do not receive compensation from the Fund; no base salary, cash bonus, or director-style retainers are paid at the Fund level. Compensation (if any) would be paid by Franklin Templeton/affiliates and is not disclosed in SCD’s proxy or registration filings.

ComponentAmount/PolicySource
Base SalaryNot disclosed by the Fund; officers receive no Fund compensation
Target Bonus %Not disclosed by the Fund
Actual Bonus PaidNot disclosed by the Fund
Pension/SERPNot disclosed by the Fund
PerquisitesNot disclosed by the Fund

Officers may be reimbursed by the Fund for reasonable out-of-pocket travel expenses for attending Board meetings .

Performance Compensation

No officer performance compensation is disclosed at the Fund level; therefore no metrics, weightings, targets, actuals, payouts, or vesting schedules are reported for Jeanne M. Kelly.

MetricWeightingTargetActualPayoutVesting
Not disclosed for Fund officers
Policy noteOfficers receive no compensation from the Fund

Equity Ownership & Alignment

Individual officer holdings are not itemized; disclosures state only that directors and officers as a group owned less than 1% of outstanding shares at multiple year-ends.

Date (as of)Directors & Officers Group Ownership (% of shares outstanding)Source
Jan 23, 2017<1%
Jan 22, 2016<1%
Feb 20, 2019<1%
Feb 8, 2021<1%
Feb 8, 2022<1%
Feb 7, 2023<1%
Feb 7, 2024<1%
  • Officers’ individual beneficial ownership, vested/unvested breakdown, options, and pledged shares are not disclosed in Fund filings .

Employment Terms

  • Officers are elected each year by the Board and hold office until their successors are duly elected and qualified .
  • Officers receive no compensation from the Fund; they may be reimbursed for reasonable out-of-pocket travel expenses for attending Board meetings .
  • No employment contract, severance, or change-of-control provisions are disclosed at the Fund level for officers .

Investment Implications

  • Compensation alignment: With no Fund-level compensation for officers and no disclosed performance pay metrics, there is limited visibility into direct pay-for-performance alignment with Fund TSR/NAV outcomes at the officer level . Equity alignment appears limited, as directors and officers collectively own <1% of shares outstanding (minimal skin-in-the-game), and individual officer ownership detail is not provided .
  • Insider selling/vesting pressure: No officer award vesting schedules or Form 4 trading activity are disclosed in Fund filings; thus, we see no Fund-documented vest-related selling pressure signals for Jeanne M. Kelly .
  • Retention/contract risk: Officers are elected annually and serve until successors are elected; there are no disclosed severance or change-of-control economics at the Fund level—suggesting standard at-will-type governance with limited contractual retention features visible to Fund investors .
  • Governance context: Her long tenure and senior roles across Franklin Templeton affiliates and fund services (LMAS/LMFAM) indicate deep institutional knowledge and continuity in Fund administration; however, from an investor signal standpoint, the absence of disclosed officer pay metrics and holdings constrains analysis of incentives tied to Fund performance .