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Rachael Nokes

Chief Financial Officer at scPharmaceuticals
Executive

About Rachael Nokes

Chief Financial Officer (age 50) of scPharmaceuticals since December 2022; joined the company in September 2014 after roles at BG Medicine, Corning Lasertron/Oak Industries, and PriceWaterhouse LLP. Education: B.S. in Accounting (Boston College) and M.S. in Finance (Bentley University) . During her tenure as CFO, product revenue grew from $13.6M in 2023 to $36.3M in 2024, while net loss widened to $85.1M in 2024; the company’s TSR (indexed to $100 at start of period) was $125 in 2023 and $71 in 2024 .

Past Roles

OrganizationRoleYearsStrategic impact
scPharmaceuticalsChief Financial OfficerDec 2022–presentLed finance through FUROSCIX commercialization and indication expansions; scaled SG&A and financing activities .
scPharmaceuticalsSVP FinanceMay 2018–Dec 2022Built finance ops ahead of FDA approval and commercial launch .
scPharmaceuticalsVP FinanceSep 2014–May 2018Established FP&A and accounting processes post-IPO ramp .
BG MedicineDirector of Accounting2009–2014Public-company accounting leadership .
BG MedicineAccounting/Finance roles2001–2009Progressively senior finance roles in medtech .
Corning Lasertron / Oak IndustriesAccounting/Finance1998–2001Corporate accounting through Oak’s acquisition by Corning .
PriceWaterhouse LLPAuditorPre-1998Audit foundation at Big Four predecessor .

Fixed Compensation

Metric20232024
Base salary ($)400,000 439,950
Target bonus (% of base)40% (on CFO appointment) 45%
Actual bonus ($)160,000 178,200
All other compensation ($)13,804 14,004
Total compensation ($)724,196 1,128,218
2025 base salary (effective 1/1/25)480,000

Notes:

  • 2024 bonuses were paid under the 2024 Senior Executive Cash Incentive Bonus Plan based on corporate goals; committee assessed corporate goal achievement at 90% .

Performance Compensation

Annual cash incentive (2024)

Metric categoryWeightingTargetActualPayout
Commercial achievementsn/aBoard-approved objectivesCompany goals achieved at 90%Bonus paid: $178,200
Regulatory achievementsn/a“ ”“ ”Included in payout
Lifecycle managementn/a“ ”“ ”Included in payout
Fiscal managementn/a“ ”“ ”Included in payout
Operational executionn/a“ ”“ ”Included in payout

Notes:

  • Target bonus opportunity: 45% of base salary for 2024 .
  • Committee has discretion to adjust awards; CEO provides input but not on his own pay .

Equity awards and vesting

Recent option grants (CFO):

Grant dateOptions (#)ExercisableUnexercisableStrike ($)ExpirationVesting terms
1/19/202317,5508,4099,1416.141/19/203325% on 1/1/2024; remainder monthly over 36 months .
1/18/202462,75562,7555.761/18/203425% on 1/1/2025; remainder monthly over 36 months .
Legacy grants (2015–2022)See tableSee table3.81–12.232025–203225% after 1 year; monthly thereafter (some 2020 performance tranches cancelled) .

Unvested RSUs (CFO):

Grant identifierUnvested units (#)Market value ($)Vesting cadence
RSU grant A8,77531,06425% vested 1/1/2024; remaining annually each Jan 1 through 1/1/2027 .
RSU grant B41,840148,11425% vested 1/1/2025; remaining annually each Jan 1 through 1/1/2027 .

Equity Ownership & Alignment

ItemDetail
Beneficial ownership291,580 shares; <1% of 50,283,925 shares outstanding (as of 4/7/2025) .
Options – exercisable231,565 (sum across grants; see Outstanding Equity Awards table) .
Options – unexercisable130,611 (sum across grants; see table) .
Unvested RSUs8,775 and 41,840 (vesting annually through 1/1/2027) .
Hedging/pledging policyShort sales and derivatives prohibited; pledging or margining company stock requires prior approval .
Ownership guidelinesNot disclosed for executives in the proxy; no guideline compliance data provided .

Insider selling pressure lens:

  • Vesting cadence: monthly option vesting across 2023–2024 grants and annual RSU cliffs on Jan 1 through 2027 can create periodic supply; trades subject to insider trading policy/blackouts .

Employment Terms

TermEconomics / terms
Employment statusAt-will; employment agreement dated Dec 12, 2019 (superseding 2014 offer) .
Current base/bonus designBase increased to $480,000 effective 1/1/2025; 2024 target bonus 45% of base; upon CFO appointment base set at $400,000 and target bonus at 40% .
Severance (no CIC)9 months base salary; up to 12 months COBRA premium reimbursement (company portion) .
Change in control (CIC)12 months base salary plus average target incentive compensation for the prior 3 fiscal years; up to 12 months COBRA reimbursement .
Equity accelerationDouble-trigger: if terminated without cause or resigns for good reason within 12 months post‑CIC, all time‑based equity awards accelerate and vest immediately .
Restrictive covenantsConfidentiality and IP assignment; non-compete and non-solicit during employment and for 12 months post-termination (per 2014 NDA, still effective) .
ClawbackCompany administers compensation recovery policy per SEC/Nasdaq rules via compensation committee .

Performance & Track Record

Metric202220232024
Product revenues, net ($000s)13,593 36,332
Net income/(loss) ($000s)(36,838) (54,810) (85,148)
TSR (Value of $100 investment, year-end)143 125 71

Highlights under her finance leadership:

  • Indication expansions: FUROSCIX expanded to NYHA Class IV in August 2024 and CKD in March 2025 .
  • Financing/operations: 2024 SG&A growth tied to commercial scale-up and financing transactions (credit agreement and revenue participation financing) .

Execution risks:

  • Persistent operating losses and increased SG&A to support commercialization; reliance on successful FUROSCIX uptake and pipeline execution .

Say‑on‑Pay & Shareholder Feedback

Meeting yearForAgainstAbstainBroker non‑votes
202527,995,161 238,938 10,572 6,911,852
202418,854,452 406,754 175,279 6,434,859

High approval in both years indicates investor support for NEO pay programs.

Compensation Committee & Consultant

  • Committee members (independent): Chair Jack A. Khattar; members Mette Kirstine Agger and Leonard D. Schaeffer; 3 meetings in 2024 .
  • Independent consultant: Pearl Meyer; competitive analyses for executive pay and equity frameworks; no conflicts; no other services in 2024 .

Related-Party Transactions and Red Flags

  • No related-party transactions >$120,000 since Jan 1, 2023, other than arrangements described in Executive Compensation; indemnification in place; related‑party policy administered by audit committee .
  • Anti‑hedging/pledging policy in place; no disclosed pledging by Ms. Nokes .

Investment Implications

  • Pay-for-performance alignment: Cash bonus tied to corporate goals (90% achievement in 2024) and equity mix with multi‑year vesting supports retention; double‑trigger CIC equity acceleration is market‑typical and not overly shareholder‑unfriendly .
  • Retention risk: Strong vesting runway (monthly options and annual RSU cliffs through 2027) and severance/CIC protections reduce near‑term turnover risk; however, rising operating losses underscore pressure to translate revenue growth into profitability .
  • Trading/flow signals: Annual Jan 1 RSU cliffs and steady monthly option vesting may create episodic supply, moderated by insider trading controls and blackout windows; monitor Form 4 activity around vest events .
  • Governance sentiment: Robust say‑on‑pay support in 2024–2025 suggests low governance overhang from compensation design .