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Christy Lombardi

Executive Vice President and Chief Human Resources Officer at SHORE BANCSHARES
Executive

About Christy Lombardi

Executive Vice President and Chief Human Resources Officer at Shore Bancshares (SHBI) since July 1, 2023, following the merger with The Community Financial Corporation; age 48 . Previously EVP/COO at Community Financial, overseeing operations, HR, IT, and shareholder relations; credentials include ABA Stonier Graduate School of Banking, Maryland Bankers School, a Masters in Management (UMUC) and an MBA . Company performance context: 2024 net income $43.9M (vs. $11.2M in 2023), ROAA 0.74%, ROAE 8.35%, ROTCE 13.00%; higher net interest income drove results, offset by elevated noninterest expense and a $4.7M card fraud event . 2025 Say‑on‑Pay support was 94.44% (a governance signal of shareholder alignment) .

Past Roles

OrganizationRoleYearsStrategic Impact
The Community Financial Corporation / Community Bank of the ChesapeakeEVP, Chief Operating OfficerNot disclosed (pre‑merger) Oversaw operations, HR, IT, and shareholder relations; integration-ready operating leadership
Shore Bancshares / Shore United BankEVP, Chief Human Resources OfficerSince Jul 1, 2023 Human capital strategy across ~597 FTEs (as of 12/31/24) post-merger scale-up

External Roles

OrganizationRoleYears
College of Southern MarylandBoard of TrusteesCurrent
Maryland Bankers AssociationBoard of DirectorsCurrent
Tri-County Council for Southern MarylandExecutive BoardCurrent
Southern Maryland Workforce Development BoardBoard MemberCurrent
Maryland Bankers Association Council of Professional Women in Banking & FinanceAdvisory Board2013–2023
Calvert County Chamber of CommerceBoard of Directors2012–2018

Fixed Compensation

Metric2023
Base Salary ($)$161,077
Target Bonus (% of salary)25% (STIP target)
Actual Bonus Paid ($) – STIP$61,075 (17.5% of salary)
Cash Retention Bonus ($)$43,864 (paid in connection with merger)

Notes:

  • 2023 STIP for Lombardi was discretionary due to mid‑year merger; awards determined relative to peer performance and individual assessments .
  • 2024 NEOs were CEO, CFO, COO; Lombardi was not a 2024 NEO; no 2024 NEO pay table includes her .

Performance Compensation

Short‑Term Incentive (STIP) – 2023

ComponentMetricWeightingTargetActualPayoutVesting
Cash STIP (Discretionary)No formal metrics set in 2023 due to merger; Committee reviewed PTPP ROAA, PTPP ROAE, efficiency ratio, NPAs, NIM vs peers in H2’23 N/A 25% of salary Committee interpolation to between threshold and target 17.5% of salary; $61,075 Cash paid (award determined Feb 2024)

Long‑Term Incentive / Retention Equity – 2023

Grant TypeGrant DateSharesGrant Date Fair Value ($)Vesting Schedule
RSUs (Retention)July 202322,590 $261,140 50% vest on first (approx. Jul 1, 2024) and 50% on second anniversary (approx. Jul 1, 2025) of grant, subject to continued service

Notes:

  • Company did not grant stock options; equity vehicle is RSUs/PSUs (options last granted in 2017) .
  • 2024 LTIP PSUs/RSUs were for NEOs (CEO, CFO, COO); Lombardi not included as a 2024 NEO .

Equity Ownership & Alignment

Metric2024 (Record Date 4/2/2024)2025 (Record Date 4/1/2025)
Beneficial Ownership (shares)37,923 53,567
% of Shares Outstanding~0.114% (37,923 / 33,210,522) ~0.160% (53,567 / 33,374,265)
ESOP Shares (voting, not investment power)6,555 Included in group disclosure; ESOP distributions to participants in Q2’25 following favorable IRS determination
Options (exercisable/unexercisable)None disclosed; company not granting options since 2017
Unvested RSUs/PSUs2023 retention RSUs subject to 2‑year vest; dividends on unvested RS noted ($7,016 in 2023)
Hedging/PledgingShort‑selling and writing options prohibited; hedging discouraged and subject to compliance approval
Ownership GuidelinesSection 16 executives: 1x base salary; 100% net shares retention until guideline met

Employment Terms

TermDetail
Employment Start (SHBI)July 1, 2023 (post-merger)
Agreement TypeAssumption and Amendment of Employment Agreement (from Community Financial); expires on 2nd anniversary of merger (eligible for SHBI change-of-control agreement thereafter if employed)
Severance (without Cause)Lump sum equal to 2x base salary + 2x most recent annual incentive; plus 36 months of COBRA‑equivalent premiums
Change‑in‑ControlDouble‑trigger: if terminated without Cause or for Good Reason within 12 months post‑CIC → 2x base salary + 2x most recent annual incentive; plus 36 months COBRA‑equivalent premiums
280G Treatment“Best net benefits” cutback vs. paying full amount (exec pays excise tax) based on after‑tax comparison; reduction unless full payment exceeds reduced by ≥$50k
Good Reason WaiverRetention agreement waived “good reason” rights tied to merger-related changes in role/duties
ClawbackNasdaq-compliant recoupment for incentive‑based comp over prior 3 completed fiscal years upon required accounting restatement; no fault needed
Inspector of Election roleAppointed Inspector of Election for SHBI annual meetings (tabulates votes)

Compensation Structure Analysis

  • Year-over-year mix: 2023 included both cash retention and RSU retention awards to ensure post‑merger continuity; STIP payout (17.5%) below target reflects discretionary calibration in a transition year .
  • Equity vehicle shift: Company uses RSUs/PSUs; no options issued since 2017, lowering optionality risk and reducing repricing incentives (positive governance) .
  • Ownership alignment: Beneficial holdings increased from 37,923 (2024) to 53,567 (2025), aided by RSU vesting and ESOP effects, supporting skin-in-the-game alignment .
  • Policy safeguards: Strong anti‑hedging/short‑selling prohibitions, ownership guidelines (1x salary), and clawback reinforce alignment and reduce risk of misaligned incentives .

Risk Indicators & Red Flags

  • Pledging/hedging: Short‑selling and writing options prohibited; hedging discouraged and subject to approval (mitigates misalignment); no pledging disclosed .
  • Related party transactions: None disclosed for Lombardi .
  • Section 16 compliance: No delinquent filings noted for Lombardi; two directors had late Form 4s in 2024 (not related to Lombardi) .
  • Say‑on‑Pay support: 94.44% (2025), 88.36% (2023), indicating broad shareholder support for program design .

Investment Implications

  • Alignment: Increased share ownership, strict insider policies, and ownership guidelines suggest strong alignment; absence of options removes repricing risk .
  • Near‑term supply dynamics: The second tranche of 2023 retention RSUs is scheduled to vest around July 2025, potentially adding incremental tradable float from executive awards; ESOP distributions occurring in Q2 2025 may also affect share supply, though individual sale decisions are not disclosed .
  • Retention risk: Double‑trigger CIC protections and 2x severance reduce voluntary departure risk; Good Reason waiver for merger changes was addressed via retention pay/RSUs (positive continuity signal) .
  • Performance linkage: STIP moved from discretionary (2023, merger year) to a metric‑based framework in 2024 at the company level, enhancing future pay‑for‑performance rigor even though Lombardi was not a 2024 NEO -.