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David Wheadon

Director at Sotera Health
Board

About David E. Wheadon

Independent director since May 2021; age 67. M.D. from Johns Hopkins; A.B. in biology, cum laude, from Harvard. Former SVP, Global Regulatory Affairs, Patient Safety & Quality Assurance at AstraZeneca; prior senior roles at JDRF, PhRMA, Abbott, GlaxoSmithKline and Eli Lilly. Current public company directorships: Vaxart, Inc. (NASDAQ: VXRT) and Indivior, Inc (NASDAQ: INDV); also serves on the boards of ConnectiveRx and Trustees of Mount Sinai Health System .

Past Roles

OrganizationRoleTenureCommittees/Impact
AstraZeneca PlcSVP, Global Regulatory Affairs, Patient Safety, and Quality AssuranceDec 2014 – Jul 2019Led global regulatory, product quality, and patient safety
Juvenile Diabetes Research Foundation InternationalEVP, Research & AdvocacyMay 2013 – Dec 2014Advanced research and advocacy priorities
PhRMASVP, Scientific & Regulatory AffairsJan 2009 – May 2013Industry scientific and regulatory leadership
Abbott LaboratoriesVP / Group VP, Global Pharmaceutical Regulatory Affairs2005 – 2009Global regulatory leadership
GlaxoSmithKline; Eli LillySenior regulatory and clinical development leadershipPrior to 2005Regulatory and clinical development leadership

External Roles

OrganizationRoleTenureNotes
Vaxart, Inc. (NASDAQ: VXRT)DirectorCurrentPublic company board
Indivior, Inc (NASDAQ: INDV)DirectorCurrentPublic company board
ConnectiveRxDirectorCurrentPrivate company board
Mount Sinai Health SystemTrusteeCurrentNon-profit governance

Board Governance

  • Committees: Audit Committee (member); Nominating & Corporate Governance (NCG) Committee (member) .
  • Independence: Board determined all directors except CEO are independent under Nasdaq standards; Wheadon is independent .
  • Attendance and engagement: Board met 8 times in 2024; all directors attended the 2024 Annual Meeting; committees held regular executive sessions without management .
  • Committee activity: Audit Committee met 5 times in 2024; NCG Committee met 5 times in 2024 .
  • Lead Independent Director: Role established Jan 2025 (Vincent K. Petrella) to coordinate independent directors and executive sessions .

Fixed Compensation

ComponentPolicy/Detail2024 Amount (Wheadon)
Annual cash retainer$75,000 for non-employee directors $85,000 (includes committee fees)
Committee membership feesAudit: +$7,500 member; Chair +$25,000. NCG: +$2,500 member; Chair +$15,000. LDC: +$5,000 member; Chair +$20,000. No fees for EO Litigation or Nordion Pricing Committees Included in cash total
Expense reimbursementReasonable out-of-pocket expenses reimbursed per bylaws As incurred (not itemized)

Performance Compensation

ComponentGrant mechanicsVesting2024 Amount (Wheadon)
Annual RSU grantTarget grant-date value $225,000 under 2020 Omnibus Incentive Plan Vests in full at earlier of 1-year from grant or immediately prior to next annual meeting, subject to service $224,997 grant-date fair value
  • Director equity awards are time-based; proxy does not disclose performance metrics for director compensation (no PSUs/options for directors) .

Other Directorships & Interlocks

CompanyRolePotential Interlock/Exposure
Vaxart, Inc.DirectorNo related-party transactions disclosed with SHC
Indivior, IncDirectorNo related-party transactions disclosed with SHC
ConnectiveRxDirectorNo related-party transactions disclosed with SHC
Mount Sinai Health SystemTrusteeNo related-party transactions disclosed with SHC

Expertise & Qualifications

  • Skills matrix: Healthcare/MedTech, Finance, International, Legal/Regulatory, Technology & Science, Cybersecurity, Enterprise Risk Management, Strategy; service on two other public company boards .
  • Qualifications emphasized: Global health policy and regulatory affairs, product quality, patient safety .

Equity Ownership

As ofTotal Beneficial OwnershipComposition% of Shares Outstanding
Mar 28, 202555,780 shares 35,961 common shares + 20,089 RSUs vesting within 60 days <1%
  • Stock ownership guidelines: Directors expected to hold stock valued at 5× annual cash retainer within 5 years; Wheadon complied as of Aug 7, 2023 . Company notes directors either comply or are on track by 2024–2025 monitoring .
  • Hedging/pledging: Insider Trading Policy prohibits hedging and short sales; pledging only with advance approval . No pledging or hedging by Wheadon disclosed .

Insider Trades

Filing DateTransaction DateTypeSharesPost-Transaction Beneficial Ownership
May 27, 2025May 22, 2025Award (director RSUs)19,13274,912 shares reported on Form 4
May 24, 2024May 24, 2024Award (director RSUs)20,089Not individually reported on summary pages (director award event)

Note: Public aggregator records list standard annual director RSU grants at the meeting date; the Company hosts Form 4 filings for Wheadon’s awards .

Governance Assessment

  • Strengths:

    • Independent director with deep regulatory and patient safety expertise; sits on Audit and NCG—committees overseeing financial reporting, compliance, independence, and ESG/corporate responsibility .
    • Strong attendance culture at SHC; Board and committees meet regularly with executive sessions without management .
    • Ownership alignment: RSU-based annual grants and compliance with director stock ownership guidelines; no hedging/pledging permitted .
  • Potential Risks/Considerations:

    • Sponsor influence persists via Stockholders Agreement (Warburg Pincus/GTCR designation rights and committee representation), though Audit Committee excludes sponsor designees; Wheadon is not sponsor-affiliated .
    • Classified board and supermajority voting standards remain; SHC added a Lead Independent Director in Jan 2025 to enhance independent oversight -.
  • RED FLAGS: None disclosed specific to Wheadon—no related-party transactions, pledging, or attendance issues reported .