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James J. Cleary

Lead Director at Summit Midstream
Board

About James J. Cleary

James J. Cleary, age 70, is a Class III independent director of SMC and currently serves as Lead Director; his term expires at the 2027 annual meeting. He has served on the Company’s board since August 2024 (previously on the General Partner’s board since June 2020; appointed Lead Independent Director in January 2022). Cleary has been a Managing Director at Global Infrastructure Partners since 2012 and previously held senior leadership roles at El Paso Corporation and Sonat Inc.; he holds a B.A. (Sociology) from the College of William & Mary and a J.D. from Boston College Law School .

Past Roles

OrganizationRoleTenureCommittees/Impact
El Paso CorporationPresident, Western Pipelines; President, ANR Pipeline Company1999–2012Senior leadership in Fortune 500 midstream operations
Sonat Inc./Southern Natural Gas CompanyVarious roles; EVP & General Counsel (Southern Natural Gas)1979–1999Legal and operating leadership in pipeline business
Access Midstream Partners, L.P. (GP)Director (board of the general partner)Not disclosedBoardroom experience in large midstream MLP

External Roles

OrganizationRoleTenurePublic/PrivateNotes
Global Infrastructure PartnersManaging Director2012–PresentPrivatePE infrastructure fund focused on energy/transport/digital/water
Gibson Energy, Inc.Director (past)Not disclosedPublic (Canada)Board experience with Canadian midstream company
Columbia Pipelines Holding CompanyBoard of Managers (current)Not disclosedPrivateOversees Columbia Gas and Columbia Gulf pipelines

Board Governance

  • Lead Director responsibilities: presides over meetings without the Chair/CEO, liaises between Chair and independent directors; Board structure is classified with three-year staggered terms. SMC confirms that each director attended all Board and committee meetings during 2024 (Board held 10; Audit 5; Compensation 3; Nominating, Governance & Sustainability 5) .
  • Committee memberships: Compensation (member) and Nominating, Governance & Sustainability (member). Independence: Yes (NYSE standards) .
  • Compensation Committee interlocks: none; no contracts/loans/fees or financial interests with Committee members beyond standard compensation .
CommitteeRoleIndependence2024 Meetings
Board of DirectorsLead DirectorIndependent10
Compensation CommitteeMemberIndependent3
Nominating, Governance & SustainabilityMemberIndependent5

Fixed Compensation

Component (FY2024)AmountNotes
Annual cash retainer$100,000Standard for independent directors
Lead Director retainer$20,000Additional retainer for Lead Director
Committee chair fees$0Only committee chairs receive fees; Cleary is not a chair
Meeting fees$0Not disclosed; not applicable in plan description
Total cash (Cleary)$120,000Per 2024 director comp table
  • Director compensation mix (Cleary, 2024): Cash $120,000 and Equity grant-date value $105,954 → ~53% cash / ~47% equity (calculated from disclosed amounts) .

Performance Compensation

Equity ElementGrant DateVehicleShares/UnitsGrant-Date ValueVestingNotes
Annual director grant (2024)Jan 18, 2024SMLP common units6,581$105,954Fully vested on grantTarget $110,000; VWAP $16.7171 (3-day ending Jan 18, 2024); value shown uses $16.10 close on grant date .

Performance metrics for director equity: None disclosed (awards were fully vested time-based units; no performance conditions) .

  • Clawback/recoupment: Compensation Committee administers the Policy for the Recovery of Erroneously Awarded Compensation .

Other Directorships & Interlocks

CompanyRoleOverlap/Interlock Risk to SMC
Gibson Energy, Inc. (Canada)Past DirectorNo related-party transactions disclosed with SMC
Access Midstream Partners, L.P. (GP)Past DirectorNo related-party transactions disclosed with SMC
Columbia Pipelines Holding CompanyBoard of Managers (current)No related-party transactions disclosed with SMC
  • Related-party review: Board-adopted policy (Aug 1, 2024); no related person transactions since Jan 1, 2024 (other than executive officer agreements) .

Expertise & Qualifications

  • Midstream operating leadership (El Paso/ANR), legal and regulatory background (J.D., General Counsel experience), and private equity/infrastructure investing expertise (GIP) .
  • Lead Director experience and service on Compensation and Nominating/Governance/ESG committees support board effectiveness in oversight and succession planning .

Equity Ownership

HolderCommon Shares Beneficially Owned% of ClassDateNotes
James J. Cleary33,271<1%As of April 1, 2025From beneficial ownership table .
  • Stock ownership guidelines: Non-employee directors must hold SMC stock equal to 3x annual cash retainer; as of Dec 31, 2024, all directors and executive officers subject to the guidelines exceeded the requirement .
  • Hedging/speculative trading: Insider Trading Policy instructs directors to avoid speculative trading (e.g., options) and requires preclearance; blackout periods apply .
  • Pledging: Not specifically addressed in the cited disclosures; no pledging by Cleary disclosed .

Governance Assessment

  • Strengths for investor confidence:

    • Lead Director role with clearly defined authority and 100% attendance supports independent oversight of a combined Chair/CEO structure .
    • Independent committee service (Compensation; Nominating/Governance/ESG); no interlocks or related-party transactions reported; independent compensation consultant (Willis Towers Watson) advises on director/exec pay .
    • Balanced director pay structure with meaningful equity (47% of 2024 total) and ownership guidelines exceeded, aligning incentives with shareholders .
  • Potential risk considerations:

    • Significant sponsor influence (Tailwater’s board designation rights) at the overall Board level; however, Cleary’s independent Lead Director position can mitigate concentration risk through agenda-setting and executive session leadership .
    • Director equity grants fully vest on grant date (no performance conditions), which reduces at-risk governance signaling for directors, though this is common for board compensation and offset by ownership guidelines and prohibition on speculative trading .
  • RED FLAGS observed for Cleary: None disclosed—no attendance issues, no related-party transactions, no hedging/pledging disclosures adverse to policy, and no committee interlocks .