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Jonathan Watkins

Chief Operating Officer at SmartKem
Executive

About Jonathan Watkins

Jonathan Watkins, age 55, was appointed Chief Operating Officer of SmartKem, Inc. on March 10, 2025, after serving as a consultant to the company since July 2024 . He holds a Postgraduate Certificate in Design Manufacture and Management (University of Cambridge), a BEng in Materials Science & Technology (University of Birmingham), is a Chartered Engineer, and holds a Certified Diploma in Accounting and Finance . Prior roles include CEO of Impression Technologies Limited (2016–2024), senior leadership at Ceres Power plc (2008–2015), and advisory work to government agencies on cleantech commercialization; he also chairs HFQ Technology Associates and founded DITEVEN Limited . No company-disclosed TSR, revenue growth, or EBITDA growth metrics are tied to his compensation or evaluated for his tenure to date .

Past Roles

OrganizationRoleYearsStrategic Impact
Impression Technologies Limited (ITL)Chief Executive OfficerAug 2016 – Jun 2024Led development, licensing and scaling of novel aluminum light‑weighting technology; secured manufacturing partners in Europe, China, North America; ITL entered voluntary liquidation in June 2024 .
Ceres Power plcChief Operating Officer; Commercial Director2008 – 2015Responsibilities in manufacturing, supply chain, and business development for fuel cell technology; scaled technical product portfolios and global supply chains .
SmartKem, Inc.ConsultantJul 2024 – Mar 2025Provided commercialization expertise prior to COO appointment; consulting via DITEVEN Limited .
Government agencies (cleantech)AdvisorPrior to 2016Advised on cleantech business models, including commercialization of novel technologies .

External Roles

OrganizationRoleYearsStrategic Impact
HFQ Technology AssociatesExecutive ChairmanSince Sep 2024Chairs a materials technology company; leverages manufacturing and advanced materials expertise .
DITEVEN LimitedFounder & ChairmanSince Nov 2015Technology consulting services company; prior consulting with SmartKem .

Fixed Compensation

ComponentAmountNotes
Base Salary (USD)$257,000Per Item 5.02 summary in 8‑K appointing Watkins as COO .
Base Salary (GBP)£204,000Per executed Employment Contract with SmartKem Limited (UK subsidiary), clause 7.1 .
Annual Bonus Target %Discretionary (no stated %/target)Bonus fully discretionary; no guaranteed bonus or entitlement if not employed the full fiscal year .
BenefitsStandard company benefitsPer Employment Contract benefits clause .
Work Schedule4 days/week; 9am–6pm (1‑hour unpaid lunch)Per Employment Contract clause 6.1 .

Performance Compensation

Incentive TypeMetricWeightingTargetActualPayoutVesting
Annual cash bonusDiscretionary (Board‑determined)Not disclosedNot disclosedNot disclosedDiscretionary only; no entitlement if not employed the full year N/A
Equity awards (RSUs/PSUs)Not disclosed
Stock optionsNot disclosed for Watkins

Note: DEF 14A “Summary Compensation Table” for FY2024 includes Jenks, Keck, Ogier, but not Watkins (he became an executive in 2025), and no specific RSU/PSU/option awards for Watkins are disclosed in the proxy or subsequent 8‑Ks through April 23, 2025 .

Equity Ownership & Alignment

ItemDetail
Total Beneficial Ownership (shares)0 (no beneficial ownership reported as of April 14, 2025) .
Ownership as % of Shares Outstanding0.0% (3,630,377 shares outstanding as of April 14, 2025) .
Vested vs Unvested SharesNot applicable (no holdings disclosed) .
Options – Exercisable vs UnexercisableNot disclosed for Watkins .
Shares Pledged as CollateralNone disclosed; company anti‑hedging policy prohibits certain derivatives/hedging; pledging not disclosed .
Stock Ownership GuidelinesNot disclosed in proxy for executives; no compliance status available .

Employment Terms

TermDetail
EmployerSmartKem Limited (UK subsidiary) .
Role & Start DateChief Operating Officer; effective March 10, 2025 .
Base Salary$257,000 per 8‑K; Employment Contract states £204,000 per annum .
BonusDiscretionary; not part of contractual remuneration; no right if not employed for the full fiscal year or under notice at bonus date .
TermUnspecified; terminable by either party with ≥3 months’ written notice .
Payment in LieuCompany may terminate immediately with payment in lieu equal to base salary for the notice period, excluding bonus/benefits/holiday accrual .
Garden LeaveCompany option to place on garden leave up to the notice period .
Probationary PeriodFirst six months are probationary; procedures may be extended .
Non‑compete6 months post‑termination (competitive involvement prohibition) .
Non‑solicit12 months post‑termination (customers and employees) .
Confidentiality & IPCustomary confidentiality; assignment of inventions/IP to company .
Immediate Termination (Cause)Various grounds including misconduct, eligibility, fraud, etc. .
Sick PayFull salary during sickness up to 3 months in any 52‑week period (inclusive of SSP) .

Related Party Transactions and Signals

  • Consulting payments to Watkins’ controlled company (DITEVEN Limited): $65,501 in FY2024 and $67,364 from Jan 1, 2025 to Mar 10, 2025; disclosed under Item 404 related party transactions .
  • Anti‑hedging policy prohibits derivatives/hedging; insider trading policy filed with 10‑K; no pledging policy disclosed; no pledging by Watkins disclosed .
  • Company adopted a Dodd‑Frank compliant clawback (Recovery Policy) upon Nasdaq listing; applies to executive incentive compensation upon restatement .

Compensation Committee and Governance Context

  • Compensation Committee: DenBaars (Chair), de Boer, Denis; all independent under Nasdaq rules; responsibilities include CEO goal setting, executive pay determination, equity plan oversight, and advisor independence assessment; met three times in 2024 .
  • Board committees and independence: Majority independent; Audit and Nominating committees staffed per charters; meeting attendance disclosed .

Say‑on‑Pay & Peer Benchmarking

  • 2025 proxy proposals: director election, auditor ratification, amendment to 2021 Equity Incentive Plan; no advisory say‑on‑pay vote disclosed and no compensation peer group details presented in the proxy .

Performance & Track Record

  • Achievements: Scaling manufacturing partnerships and licensing at ITL; senior operations roles at Ceres Power; commercialization advisory background .
  • Notable issues: ITL entered voluntary liquidation in June 2024 (prior employer event) .
  • Stock performance during Watkins’ tenure at SmartKem: Not disclosed in company documents; no TSR metrics tied to his compensation .

Investment Implications

  • Alignment and selling pressure: Watkins reported no beneficial ownership as of April 14, 2025, suggesting minimal near‑term insider‑selling pressure; future equity awards (if granted) could introduce vesting‑related supply, but none are disclosed yet .
  • Retention risk: Contract features short 3‑month notice and payment‑in‑lieu with limited severance economics, balanced by 6‑month non‑compete and 12‑month non‑solicit; overall, retention levers rely more on discretionary bonus/equity to be determined than guaranteed pay .
  • Governance signals: Related‑party consulting was disclosed and ceased upon appointment; clawback adoption and anti‑hedging policy strengthen governance; absence of pledging and no current holdings reduce misalignment concerns, though equity ownership guidelines for executives are not disclosed .
  • Execution risk: Prior leadership experience in scaling advanced materials manufacturing supports SmartKem’s commercialization goals; monitor subsequent filings for any equity grants, performance KPIs, and material changes to employment terms that could alter incentive alignment .