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Kyle R. Wargo

Director at SOUTH PLAINS FINANCIAL
Board

About Kyle R. Wargo

Independent director of South Plains Financial, Inc. (SPFI); age 64 as of December 31, 2024; SPFI board member since 2016 and City Bank board member since 2013, following advisory director service from 2002–2013. Executive Director of Region 17 Education Service Center since 1996; prior roles include Superintendent (Levelland ISD, 1993–1996) and Assistant to Superintendent (La Marque ISD, 1989–1993). Education: B.S. Baylor University (1982), M.Ed. University of Houston–Clear Lake (1984), Ed.D. University of Houston (1995). Board determined independent under Nasdaq and SEC rules.

Past Roles

OrganizationRoleTenureCommittees/Impact
Region 17 Education Service CenterExecutive Director1996–presentLong-tenured regional education leadership; administration and governance experience cited as board qualification.
Levelland Independent School DistrictSuperintendent1993–1996District leadership; public sector executive experience.
La Marque Independent School DistrictAssistant to Superintendent1989–1993Public education administration.
City BankAdvisory Director2002–2013Preceded City Bank board service.

External Roles

OrganizationRoleTenureNotes
Science Spectrum Museum (Lubbock)Director; TreasurerDirector since 1996; Treasurer 2008–2024Community/non-profit governance.
Workforce Solutions South PlainsDirectorNot specifiedRegional workforce board service.
Professional associationsMemberNot specifiedTexas Association of School Administrators; American Association of School Administrators.

No other public company directorships disclosed.

Board Governance

  • Independence: Board has affirmatively determined Wargo is independent under Nasdaq and SEC rules.
  • Committee assignments:
    • Audit Committee Chair.
    • Compensation Committee member.
    • Nominating & Corporate Governance Committee member.
  • Board leadership context: Chairman/CEO roles combined at SPFI; Lead Independent Director is Richard D. Campbell, who chairs executive sessions held at least twice annually.
  • Attendance and engagement:
    • Board met 16 times in FY2024; each director participated in at least 75% of the aggregate board and applicable committee meetings.
    • All directors attended the 2024 annual meeting.
  • Committee activity levels (FY2024): Audit (10 meetings); Compensation (5); Nominating (1).

Fixed Compensation

Component (FY2024)Amount (USD)Detail
Cash fees$87,250 Includes board and committee service fees (Bank and Company).
Stock awards (grant-date fair value)$24,975 RSUs granted under 2019 Equity Incentive Plan, valued at closing price on grant date.
Option awards$0 None granted.
All other compensation$14,359 Includes tax gross-up related to a holiday gift.
Total$126,584 Sum of components.

Director compensation levels are benchmarked against peers per board review.

Performance Compensation

ItemDisclosure
Performance-based cashNot applicable to non-employee directors (no non-equity incentive plan comp reported).
Equity with performance metricsNot disclosed for directors; reported stock awards appear time-based RSUs (grant-date fair value).

Other Directorships & Interlocks

  • Interlocks/related-party representation: None disclosed for Wargo.
  • Board representation agreement exists with Henry TAW LP (principal shareholder) appointing Richard D. Campbell; not related to Wargo.

Expertise & Qualifications

  • Public-sector executive leadership and governance experience; administration and understanding of state and local government highlighted as board qualifications.
  • Academic background in education (Ed.D.); prior graduate faculty experience at Texas Tech University.

Equity Ownership

HolderShares Beneficially Owned% of OutstandingNotes
Kyle R. Wargo12,837 * (less than 1%) No pledging disclosed; no footnote indicating options or unvested RSUs for Wargo.

Directors and executive officers as a group hold 4,131,778 shares (24.58%).

Governance Assessment

  • Strengths
    • Independent director with extensive governance and administrative experience; serves as Audit Committee Chair, indicating trust in oversight of financial reporting and controls.
    • Robust committee engagement; membership across Audit, Compensation, and Nominating indicates broad governance participation.
    • Attendance and engagement standards met; board met frequently in FY2024, and directors maintained ≥75% attendance.
    • Company-level safeguards: Clawback policy adopted Oct 2, 2023; insider trading policy discourages hedging/pledging and prohibits margin accounts, with preclearance required.
  • Potential concerns and monitoring items
    • Tax gross-ups appear in director “all other compensation” (holiday gift), which some investors view as shareholder-unfriendly; though magnitude is modest.
    • Board-level related-party exposures (not Wargo-specific): stock repurchases from CEO; purchases from entity majority-owned by President’s spouse; principal shareholder shares pledged to J.P. Morgan. Ensure continued robust related-party controls via Audit Committee oversight.
    • Combined Chair/CEO roles; mitigated by Lead Independent Director structure and executive sessions at least twice annually—continue monitoring board independence dynamics.

Independence confirmed; no related-party transactions or pledging disclosed for Wargo individually.