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James Benenson III

Director at STEEL PARTNERS HOLDINGS
Board

About James Benenson III

Independent director of Steel Partners Holdings GP Inc. (general partner of SPLP) since November 1, 2018; age 46 as of the 2025 record date. Co-President and director of Summa Holdings, Inc., with deep manufacturing leadership experience and nonprofit board service; B.A. in History & Literature from Harvard College. The Board has affirmatively determined he is independent under NYSE rules.

Past Roles

OrganizationRoleTenureCommittees/Impact
Summa Holdings, Inc.Director; Co-PresidentSince 1998Leads a portfolio of global industrial manufacturers (3,500+ employees in 22 countries)
Industrial Manufacturing Company; Industrial Manufacturing Company International (Summa subsidiaries)Director; Co-President12+ yearsOversight across global manufacturing operations

External Roles

OrganizationRoleTenureCommittees/Impact
Vesper FoundationDirectorNot disclosedNonprofit governance
Rehearsal for Life (Boston)ChairmanNot disclosedTheater-based youth education; board leadership
Root CapitalDirectorNot disclosedNonprofit lender to agricultural businesses
Young Presidents’ Organization (YPO)MemberNot disclosedExecutive network membership
Educational institutions (Grace Church School, The Hotchkiss School, Harvard College)Development/Alumni rolesHistoricalFundraising and alumni engagement

Board Governance

  • Board and committee roles
    • Independent Director; Board member since Nov 1, 2018
    • Audit Committee member (not the designated financial expert)
    • Compensation Committee member (not Chair)
  • Independence and structure
    • Determined independent under NYSE standards
    • Board has no Lead Independent Director; five independent directors; independent directors meet in executive sessions at least twice per year
  • Attendance and engagement
    • 2024: Board met 9 times; each director attended at least 75% of Board/committee meetings during their service; all directors attended the 2024 annual meeting
  • Committee activity levels (2024): Audit (6 meetings), Compensation (3), Corporate Governance & Nominating (2)

Fixed Compensation

Component (Director, 2024)Amount
Fees Earned or Paid in Cash$96,620
Equity (Restricted LP Units, granted quarterly, immediate vest)$93,500
Total$190,120

Director compensation program (structure):

  • Cash: Annual retainer $93,500; per-committee meeting fee $1,560; Chair fees—Audit $41,600; Compensation $20,800; Corporate Governance & Nominating $15,600
  • Equity: Annual restricted LP units valued at $93,500, granted quarterly, vesting immediately
  • As of 12/31/2024, no unvested restricted LP units outstanding for non-management directors

Mix signal: 2024 cash ≈ 51% vs equity ≈ 49% ($96,620 cash; $93,500 equity), indicating moderate alignment with unitholders via equity grants

Performance Compensation

ItemDisclosure
Performance-based equity (PSUs/Options)Not used for directors; equity is restricted LP units granted quarterly with immediate vesting
Options; strike/expirationCompany does not grant options/SARs as part of compensation program
Performance metrics tied to director payNone disclosed for directors

Other Directorships & Interlocks

CompanyPublic/PrivateRoleNotes
Public company boards (past 5 years)None disclosed in biography
Summa Holdings, Inc.PrivateDirector; Co-PresidentSumma directly holds 140,425 SPLP LP units (see ownership)
Industrial Manufacturing Company; Industrial Manufacturing Company InternationalPrivateDirector; Co-PresidentSumma subsidiaries

No related-party transactions involving Mr. Benenson or Summa were disclosed in the related-person transactions section (material related-party areas centered on the Manager, SPL, and affiliates). Audit Committee oversees related-person transaction review.

Expertise & Qualifications

  • Manufacturing and global operations leadership across multiple industrial businesses (3,500+ employees in 22 countries)
  • Nonprofit board leadership and development/fundraising experience
  • Education: B.A., Harvard College (History & Literature)
  • Board committees: Audit and Compensation; Audit Committee financial expert designation resides with another director (McNiff)

Equity Ownership

HolderOwnership DetailNotes
James Benenson III163,112 LP Units total22,687 LP Units held directly; 140,425 LP Units held by Summa Holdings, Inc. (controlled by him); he disclaims beneficial ownership of Summa’s units except to extent of pecuniary interest
Percentage of Units OutstandingNot specifiedAsterisked in table (percentage not quantified in proxy)

Policies and alignment:

  • Hedging/monetization: Insider trading policy forbids directors from entering into hedging/monetization transactions except in limited cases with prior approval
  • Pledging: No pledging disclosures specific to directors; not mentioned for Mr. Benenson in 2025 proxy
  • Director stock ownership guidelines: Not disclosed; ownership guidelines presented pertain to executive officers and certain senior management, not directors

Section 16/Insider trading compliance:

  • 2024 late filings noted for two other directors (Karros, Rosen) due to gift transactions; no late filings mentioned for Mr. Benenson

Governance Assessment

Strengths

  • Independent director with multi-committee service (Audit, Compensation), enhancing oversight coverage. Attendance thresholds met in 2024; participated in annual meeting.
  • Meaningful personal alignment through direct and indirect LP unit ownership; ongoing equity retainer in LP units. Hedging restricted by policy.

Watch items and potential red flags

  • Structural governance: No Lead Independent Director and combined leadership influence through the Manager (SPGS) overseeing day-to-day management; these are company-level governance risks relevant to all directors’ effectiveness.
  • External manager economics: Management Agreement pays a 1.5% fee on total partners’ capital and allows incentive units (Class C units) to the Manager, which can create perceived misalignment if not tightly overseen by independent directors on Audit/Compensation. 2024 management fee $15.056M; 76,323 Class C Units issued for 2024 performance and converted to LP Units. Independent directors (including Mr. Benenson) are positioned to scrutinize these arrangements.
  • Ownership interlock: He controls Summa Holdings, which owns SPLP units; while no related-party transactions involving Summa were disclosed, his dual role necessitates continued monitoring of any potential related-person dealings if they arise. Board independence review considered such relationships and found him independent.
  • Anti-takeover/transfer restrictions: Ongoing NOL protective provisions limiting >4.25% accumulations may affect liquidity and control dynamics; not specific to Mr. Benenson but part of oversight context.

Director pay structure signals

  • Balanced cash/equity mix (~50/50) with immediate-vesting quarterly equity grants supports alignment but lacks performance linkage; however, options/SARs are not used, reducing risk of repricings.

Executive sessions and oversight cadence

  • Independent directors hold executive sessions at least twice annually; Audit and Compensation committees met 6 and 3 times, respectively, in 2024, providing regular venues for independent oversight where Mr. Benenson participates.