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John P. McNiff

Director at STEEL PARTNERS HOLDINGS
Board

About John P. McNiff

John P. McNiff, age 64, is an independent director of Steel Partners Holdings GP Inc. (general partner of SPLP) and has served on the Board since July 15, 2009. He chairs the Audit Committee and the Corporate Governance & Nominating Committee, is a member of the Compensation Committee, and has been designated the Board’s “audit committee financial expert.” He holds a B.A. from Yale University and a J.D. from NYU School of Law, with a background spanning securities law, corporate development, asset management, and multi-committee board leadership .

Past Roles

OrganizationRoleTenureCommittees/Impact
Airgas (NYSE)Vice President, Corporate Development1988–1991Public-company M&A/corporate development experience
Davis Polk & Wardwell LLPAssociate1986–1988Securities law foundation
Radnor Holdings CorporationCo-founder; Senior Vice President1991–2004Diversified chemicals operating experience
Longwood Investment Advisors, Inc.Co-founder; President1993–2005Asset management leadership
Chestnut Hill AcademyHead, Board of Trustees2007–2011Governance leadership (non-profit)
Various boards (Colonial Penn Insurance, Lincoln Mortgage, Chartwell Investment Partners, Insurance Capital Management, Cooke & Bieler, Alliance Healthcare, Radnor Holdings)Director/TrusteeVariousBroad governance exposure across financial and industrials

External Roles

OrganizationRoleTenureNotes
Discovery Capital Management, LLCChairman2004–presentMulti-strategy hedge fund leadership
ICM Insurance (NY corp.)Director1999–presentInsurance sector board experience
Yale UniversitySterling Fellow; Board member, Jackson Institute for Global AffairsThrough 2019Academic/governance ties; Jackson Institute board through 2019

Board Governance

  • Independence: The Board affirmatively determined Mr. McNiff is independent under NYSE rules .
  • Meeting attendance: In 2024, the Board met 9 times; every director attended at least 75% of Board and applicable committee meetings. All directors attended the 2024 Annual Meeting (virtual) .
  • Executive sessions: Independent directors meet in executive session at least twice annually; there is no Lead Independent Director (all three standing committees are fully independent) .
CommitteeRole2024 MeetingsNotes
Audit CommitteeChair6Designated “audit committee financial expert”; oversees financial reporting, internal controls, legal/compliance, ESG financial reporting, and related-person transaction approvals
Compensation CommitteeMember3Oversees director/executive pay (where not delegated), plans, and governance; all members independent
Corporate Governance & NominatingChair2Oversees board composition, independence determinations, shareholder engagement, and board/management evaluations

Fixed Compensation

DirectorYearCash Fees ($)Equity ($)Total ($)
John P. McNiff2024169,420 93,500 262,920

Director compensation program structure (applies to non-management directors):

  • Cash: Annual retainer $93,500; Audit Chair $41,600; Compensation Chair $20,800; Corporate Governance & Nominating Chair $15,600; per-committee meeting fees $1,560 .
  • Equity: Restricted LP Units valued at $93,500 annually, granted quarterly, vest immediately; unit count uses 20-trading-day VWAP prior to grant .

Performance Compensation

ElementGrant/StructureVestingPerformance Metrics
Restricted LP Units (Directors)Quarterly grants sized to $93,500 annual value (20-day VWAP) Immediate vesting None disclosed (time-based only); no options/SARs granted to directors, officers, or employees under company policy

No director-level severance, change-in-control, or performance metric framework is disclosed for non-management directors in the proxy .

Other Directorships & Interlocks

CompanyPublic/PrivateRoleInterlocks/Notes
ICM InsuranceNot stated as publicDirector (since 1999)No SPLP counterparty interlock disclosed
Discovery Capital ManagementPrivate (investment mgr.)Chairman (since 2004)No SPLP counterparty interlock disclosed

The proxy does not disclose any current public-company directorships for Mr. McNiff or interlocks with SPLP competitors/suppliers/customers; historical board service listed above appears predominantly private or not characterized as public in the filing .

Expertise & Qualifications

  • Audit and financial expertise: “Audit committee financial expert” with accounting/financial management expertise per NYSE and SEC rules .
  • Legal/securities background (NYU J.D.; Davis Polk associate), investment and operating experience (hedge fund chair; prior SVP at Radnor) .
  • Governance leadership: Chairs two key committees (Audit; Corporate Governance & Nominating); long SPLP tenure since 2009 supports institutional knowledge .

Equity Ownership

HolderLP Units Beneficially Owned% of Units OutstandingNotes
John P. McNiff190,623 <1% (denoted “*”) Beneficial ownership per SEC rules

Breakdown of Mr. McNiff’s reported holdings:

  • 71,456 LP Units held directly .
  • 45,816 LP Units via the John and Evelyn McNiff Trust (co-trustee; disclaims except pecuniary interest) .
  • 73,351 LP Units via the Evelyn B Olin Irrevocable Trust (co-trustee; disclaims except pecuniary interest) .
  • None of the non-management directors, including Mr. McNiff, had unvested restricted LP Units outstanding as of 12/31/2024 .
  • Hedging policy: Directors are prohibited from hedging/monetization transactions, except in limited cases with prior approval .

Insider transactions and compliance:

  • Section 16(a) compliance: The company reported late filings for two other directors (Karros, Rosen) due to gift transactions; no late filings noted for Mr. McNiff in 2024 .

Related-Party Exposure and Conflicts Oversight

  • Related-person transaction policy: The Audit Committee (which Mr. McNiff chairs) must review/approve related-person transactions (compensation matters are delegated to the Compensation Committee) .
  • Manager agreement: SPLP is managed by SP General Services LLC (affiliated with the Executive Chairman/President) under a management agreement; 2024 Management Fee was $15.056 million (net) and reimbursable expenses were $2.532 million, both overseen within board/Audit processes .
  • Incentive Units: SPH SPV (managed by the Executive Chairman) earned 76,323 Class C Units for 2024 performance; these converted into LP Units in March 2025, a recurring incentive structure monitored by the Board/Audit Committee .

Governance Assessment

Strengths

  • Independent director with deep audit, legal, and financial credentials; designated “audit committee financial expert.” Chairs Audit and Corporate Governance & Nominating; member of Compensation Committee .
  • Engagement: Attended at least 75% of Board/committee meetings; entire Board attended the 2024 Annual Meeting; independent directors hold executive sessions at least twice annually .
  • Alignment: Holds 190,623 LP Units; director equity grants are in LP Units that vest immediately; hedging prohibited by policy .

Risks / RED FLAGS to Monitor

  • No Lead Independent Director; significant managerial influence via the Manager and designated directors could heighten conflict risk; places greater onus on Audit and Governance committees (both chaired by Mr. McNiff) for rigorous oversight .
  • Related-party structures are material (management fee, incentive units, reimbursements); while subject to Audit Committee review, the magnitude and recurring nature warrant continued scrutiny for fairness and independence .
  • Concentrated ownership and governance provisions: SPL beneficially owned ~35.3% as of the record date; NOL protective provisions can constrain ownership changes and may have anti-takeover effects, requiring balanced board oversight of investor impact .

Appendix: Programmatic Director Compensation Details (Reference)

Compensation TypeAmount ($)
Annual cash retainer93,500
Audit Committee Chair (annual)41,600
Compensation Committee Chair (annual)20,800
Corporate Governance & Nominating Chair (annual)15,600
Per-committee meeting fee1,560
Annual equity (Restricted LP Units; granted quarterly)93,500