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Ben Garren

Executive Vice President & Group General Counsel at Smurfit Westrock
Executive

About Ben Garren

Executive Vice President & Group General Counsel at Smurfit Westrock; appointed effective July 8, 2024 and designated a Section 16 officer, reporting to the President & Group CEO . Identified as a Named Executive Officer (NEO) for 2024, with compensation tied predominantly to performance (AIP and PSUs) and subject to robust share ownership and clawback policies . Company-wide 2024 outcomes informing his incentives included Adjusted EBITDA of $2.431B (post-Combination) supporting an AIP payout at 128.90% of target .

Past Roles

OrganizationRoleYearsStrategic Impact
Smurfit Westrock plcEVP & Group General Counsel2024–presentExecutive legal leadership; Section 16 officer

External Roles

OrganizationRoleYearsStrategic Impact
Smurfit Westrock US Holdings CorporationDirector (subsidiary)2025Governance/authorizations on securities filings
WRKCO Inc.Director (subsidiary)2025Governance/authorizations on securities filings
WestRock MWV, LLCDirector (subsidiary signatory context)2025Governance/authorizations on securities filings

Fixed Compensation

ComponentAmountNotes
Base Salary (annualized)$675,000 Set at Combination; unchanged for 2025
Base Salary Paid (2024 actual)$324,716 Pro-rated for Jul–Dec 2024
Target Annual Bonus (AIP % of salary)75% Company set 75% target for Garren
Target Annual Bonus (Jul–Dec 2024)$244,826 Based on 75% target for the Jul–Dec period
Actual Annual Bonus (Jul–Dec 2024)$315,580 Payout at 128.90% of target

Performance Compensation

IncentiveMetricWeightingTargetActual/PayoutVesting/Performance
2024 AIP (Jul–Dec)Adjusted EBITDA100% Not disclosed$2.431B achieved; 128.90% payout Cash, pays post-year
2025 AIP (design)Adj. EBITDA35% Set by CommitteeCompany guidanceAnnual cash, multi-metric
2025 AIP (design)Free Cash Flow35% Set by CommitteeCompany guidanceAnnual cash, multi-metric
2025 AIP (design)Synergies10% Set by CommitteeCompany guidanceAnnual cash
2025 AIP (design)TRIR (Safety)10% Set by CommitteeCompany guidanceAnnual cash
2025 AIP (design)Personal/Strategic10% Set by CommitteeCompany guidanceAnnual cash
2024 LTIPSUs (Relative TSR vs S&P 500)100% 50th percentile = 100%0–200% vest; straight-line interpolation Performance period 7/8/2024–12/31/2026
2024 Grant (PSUs target value)PSUs target value$1,083,333 25,929 PSUs granted Vests on certified performance

Equity Ownership & Alignment

ItemDetail
Beneficial Ownership (3/3/2025)0 shares beneficially owned
Outstanding PSUs (12/31/2024)52,488 PSUs; market/payout value shown as $2,827,004 (reflects max performance presentation per SEC)
Stock OptionsNone – no options granted in 2024
Ownership GuidelinesExecutives must hold shares equal to 3x base salary; must retain 50% of post-tax shares until compliant
Hedging/PledgingProhibited under Insider Trading Policy; broad prohibition highlighted in governance
ClawbackSEC/NYSE-compliant clawback plus broader discretionary policy covering misconduct, restatements, etc.

Employment Terms

Term/ProvisionDetails
Employment Start/TermStarts July 8, 2024; fixed term to Dec 31, 2026 unless extended
Role & ReportingGeneral Counsel; Section 16 officer; reports to President & Group CEO
Target Bonus & EquityAIP target 75% of salary; target annual equity grant value $1,300,000 (pro-rated for 2024)
Severance (no cause before 12/31/2026)Base salary continuation through 12/31/2026; outstanding annual equity continues to vest on schedule (performance-based awards subject to achievement)
Non-compete/Non-solicit12 months after termination; carve-out permitting practice of law
At-will LanguageOffer letter includes at-will provision, subject to notice provisions
Executive Severance PlanNot eligible; covered by offer letter terms instead

Potential Payments Upon Termination or Change-in-Control (as of 12/31/2024)

ScenarioCash Payments ($)AIP Payments ($)Retention Bonus ($)Health Benefits ($)Equity Incentive ($)Total ($)
Termination without Cause1,350,000 2,827,004 4,177,004
Change-in-Control Qualifying Termination1,350,000 2,827,004 4,177,004
Death282,700 282,700
Retirement282,700 282,700
Disability2,827,004 2,827,004

Compensation & Incentives – Additional Detail

CategoryDetail
Total Compensation 2024$1,988,297 (Salary $324,716; Stock Awards $1,298,265; Non-Equity Incentive $315,580; All Other $49,736)
Perquisites/OtherDefined contribution plan contributions ($24,354); incremental costs for executive financial planning and spousal travel; other standard benefits per NEOs
Pay-for-Performance StructurePost-Combination NEO pay majority at-risk; company-wide best practices (no excise tax gross-ups; no single-trigger CIC benefits; robust ownership & clawbacks)

Performance & Track Record Context

  • Smurfit Westrock 2024 combined performance: Net Sales $30.9B, Adjusted EBITDA $4.7B, EBITDA margin 15.2% (combined basis) .
  • 2024 AIP focused on Adjusted EBITDA across post-Combination period; achieved $2.431B supporting above-target payouts .

Investment Implications

  • Alignment signals: No options and PSUs entirely performance-based with 0–200% vesting on S&P 500 relative TSR through 12/31/2026; mandatory 50% post-tax share retention until 3x-salary ownership guideline met; hedging/pledging prohibited—reduces short-term selling risk and enhances alignment .
  • Retention economics: Fixed-term offer with salary continuation and continued vesting on termination without cause suggests lower voluntary departure risk; quantified termination/CIC outcomes (~$4.18M) primarily equity-driven indicate strong incentive to remain through the PSU performance period .
  • Near-term selling pressure: Beneficial ownership shows zero shares as of March 3, 2025, with significant outstanding PSUs scheduled to vest on performance certification; share retention policy mitigates post-vesting sell pressure .
  • Governance & risk controls: Dual clawback policies and broad prohibition on hedging/pledging, plus Section 16 compliance disclosures, reduce compensation-related risk factors for investors .