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Charles Allen

About Charles Allen

Independent director of 60 Degrees Pharmaceuticals (SXTP) since July 2023, age 49. Director biography notes service starting July 11, 2023, while the director roster lists “Director Since” July 12, 2023; both indicate July 2023 tenure . He holds a BS in Mechanical Engineering from Lehigh University and an MBA from the Mason School of Business at William & Mary, and brings investment banking and capital markets experience; the Board concluded his financial-industry leadership qualifies him for service .

Past Roles

OrganizationRoleTenureCommittees/Impact
BTCS Inc.Chief Executive OfficerFeb 5, 2014 – Present Responsible for overall corporate strategy and direction
BTCS Inc.Chairman of the BoardSep 11, 2014 – Present Board leadership
Global Bit Ventures Inc.Chief Executive OfficerJan 12, 2018 – Present Corporate leadership
Global Bit Ventures Inc.DirectorOct 10, 2017 – Present Board oversight

External Roles

OrganizationRoleTenureCommittees/Impact
Innovation1 Biotech Inc.DirectorSince Dec 2, 2022 Board service
SXTPDirectorSince July 2023 (proxy roster lists July 12; bio notes July 11) Audit Committee Chair; member of Compensation and Nominating & Corporate Governance

Board Governance

  • Independence: The Board affirmatively determined Allen has no material relationship and is independent under Nasdaq rules .
  • Committees and roles:
    • Audit Committee: Chair (members: Allen, Stephen Toovey, Paul Field) . The Board determined all members are independent and Allen is the audit committee financial expert; the committee met four times in FY2024 .
    • Compensation Committee: Member; chaired by Paul Field (members: Field, Allen, Toovey) .
    • Nominating & Corporate Governance Committee: Member; chaired by Stephen Toovey (members: Toovey, Allen, Field) .
  • Attendance and engagement:
    • Board met five times in 2024; each director attended all Board meetings .
    • Committee attendance was at least 67% in 2024 .
    • Independent directors hold executive sessions at least annually and met once in 2024 .
  • Governance practices: Written charters for all committees; directors have full access to management and outside advisors; Audit Committee reviews related-party transactions .

Fixed Compensation

YearFees Earned or Paid in Cash ($)Stock Awards ($)Option Awards ($)Total ($)
202473,000 912 (grant-date fair value) 73,912

Performance Compensation

ItemProvision
Outside Director Annual Compensation CapAggregate annual cash + equity capped at $500,000; $750,000 in initial year
Change-in-Control Treatment (Outside Directors)Full vesting and lapse of restrictions; performance goals deemed achieved at 100% unless otherwise provided
Eligibility for AwardsDirectors eligible under the 2022 Equity Incentive Plan
Section 409A CompliancePlan designed to be exempt from or comply with 409A; no company obligation to indemnify for 409A taxes

No director-specific performance metrics (e.g., TSR, revenue growth) tied to Allen’s compensation were disclosed .

Other Directorships & Interlocks

CompanyRolePublic Company StatusNotes
BTCS Inc.CEO; ChairmanNot stated in proxyLong-standing leadership; blockchain industry focus
Innovation1 Biotech Inc.DirectorNot stated in proxyBiotech director role
Global Bit Ventures Inc.CEO; DirectorNot stated in proxyExecutive and board roles

The proxy does not disclose interlocks with SXTP competitors, suppliers, or customers .

Expertise & Qualifications

  • Financial and capital markets expertise; extensive experience structuring financings, IPOs, M&A; Board designated Allen as audit committee financial expert .
  • Technical education (BS Mechanical Engineering) and MBA; international project experience across multiple sectors .

Equity Ownership

HolderDirect SharesOptions Exercisable (Fully Vested)Strike PriceTotal Beneficial OwnershipPercent of Class
Charles Allen234 284 $318.00 518 <1%
  • Group ownership: Directors and officers as a group (7 persons) owned 69,868 shares, 1.69% of outstanding as of Aug 14, 2025; reverse split reflected .
  • Section 16(a): No delinquent insider filings noted for Allen; late filings were disclosed for Cheryl Xu and Kristen Landon in 2024–2025 .

Governance Assessment

  • Strengths:
    • Independence affirmed; no material relationships beyond directorship .
    • Audit Chair with “financial expert” designation; committee independence and regular private sessions with auditors enhance oversight quality .
    • Clear committee charters; Audit Committee explicitly oversees related-party transactions .
    • Full Board attendance by all directors in 2024 signals engagement .
  • Watch items / potential red flags:
    • Committee attendance “at least 67%” in 2024 suggests room to improve engagement at the committee level; monitor future proxies for individual director attendance disclosure .
    • Ownership alignment is modest (518 shares; <1%); consider whether director equity grants increase alignment over time .
    • Multiple external leadership roles (e.g., BTCS CEO/Chair) may raise time-commitment questions; no conflicts disclosed, but ongoing monitoring warranted .
  • Related-party transactions: Company states no transactions >$120,000 involving directors/officers since Jan 1, 2023 other than ordinary compensation; Audit Committee reviews any such items per policy .